{"url":"https://nivawealth.com/firms/engage-wealth-group-307915","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/307915","regulatoryAum":119515527,"crd":"307915","secFileNumber":"801-136911","legalName":"Engage Wealth Group, LLC","displayName":"Engage Wealth Group","slug":"engage-wealth-group-307915","website":"https://engagewealthgroup.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Illinois limited liability company","fiscalYearEnd":"December","headquarters":{"street":"211 Waukegan Road, Suite 300.","city":"Northfield","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60093"},"tradeNames":[],"registration":{"secApproved":"5 August 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1271441.7765957448,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":119515527,"discretionary":119515527,"discretionaryAccounts":266,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":12},"clientTypes":[{"label":"Individuals (other than HNW)","clients":43,"regulatoryAum":17789694},{"label":"High-net-worth individuals","clients":51,"regulatoryAum":101725833}],"feePrograms":[{"role":"other","program":"Consulting","summary":"Limited-scope consulting is billed hourly at $600, with fees negotiated with the client.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049964","versionId":1049964,"submittedOn":"2026-06-29","documentName":"FORM ADV, PART 2A/2B BROCHURE"},{"role":"other","program":"Financial Planning","summary":"Stand-alone financial planning is a fixed fee, with broad-based plans starting at $6,000, or hourly at $600 an hour, agreed in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049964","versionId":1049964,"submittedOn":"2026-06-29","documentName":"FORM ADV, PART 2A/2B BROCHURE"},{"role":"other","program":"Planning and Advisory Without Management","summary":"Flat quarterly fees of $1,500 to $50,000 for clients who receive ongoing planning without direct investment management.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049964","versionId":1049964,"submittedOn":"2026-06-29","documentName":"FORM ADV, PART 2A/2B BROCHURE"},{"role":"other","program":"Retirement Plan Consulting","summary":"Fixed annual fees of $5,000 to $25,000, or basis-point fees of 0.15% to 0.75% a year.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049964","versionId":1049964,"submittedOn":"2026-06-29","documentName":"FORM ADV, PART 2A/2B BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:34:54.946456+00:00","documents":[{"name":"FORM ADV, PART 2A/2B BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049964","versionId":1049964,"submittedOn":"2026-06-29"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035593","versionId":1035593,"submittedOn":null}]},"custodians":[],"custodyNote":"Engage Wealth Group has custody of $4.71M in client assets for 5 clients.","otherCustodians":[],"leadership":[],"ownership":[],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"211 Waukegan Road, Suite 300.","city":"Northfield","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"847-794-5000","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":20},{"label":"U.S. state and local bonds","percent":3},{"label":"Investment grade corporate bonds","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":70},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"14 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/307915/PDF/307915.pdf","brochureDate":"29 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049964","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Engage Wealth Group have?","answer":"Engage Wealth Group has 94 clients and manages $120 million for them, as of July 2026. They include 51 high-net-worth individuals and 43 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Engage Wealth Group offer?","answer":"Engage Wealth Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Engage Wealth Group have?","answer":"Engage Wealth Group has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Engage Wealth Group invest in?","answer":"At the end of its last fiscal year, Engage Wealth Group’s separately managed accounts held 70% registered funds (mutual funds, ETFs, BDCs), 20% exchange-traded equities, 4% cash and equivalents, 3% state and local bonds and 3% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How does Engage Wealth Group get paid?","answer":"Engage Wealth Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Engage Wealth Group?","answer":"Engage Wealth Group’s main office is at 211 Waukegan Road, Suite 300., Northfield, IL 60093. Its phone number is 847-794-5000. Its website is engagewealthgroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 14 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}