Elliott Cove Capital Management provides portfolio management for individuals and small businesses and portfolio management for institutions. Financial planning was provided to 699 clients last fiscal year.
Elliott Cove Capital Management reports 670 clients. They include 556 individual clients, 61 pension and profit-sharing plans, and 28 high-net-worth individuals. Of its assets, 100.0% ($348M across 748 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 83% | 23% |
| High-net-worth individuals | 4% | 19% |
| Pension and profit-sharing plans | 9% | 41% |
| Charitable organizations | <1% | 3% |
| Corporations and other businesses | 3% | 14% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 556 | $80.1M | 23.0% | $144K |
| High-net-worth individuals | 28 | $66.2M | 19.0% | $2.36M |
| Pension and profit-sharing plans | 61 | $144M | 41.5% | $2.37M |
| Charitable organizations | 6 | $9.44M | 2.7% | $1.57M |
| Corporations and other businesses | 19 | $48M | 13.8% | $2.53M |
| Total | 670 | $348M | 100% | $520K |
- Clients
- 556
- Regulatory AUM
- $80.1M
- AUM share
- 23.0%
- Avg. per client
- $144K
- Clients
- 28
- Regulatory AUM
- $66.2M
- AUM share
- 19.0%
- Avg. per client
- $2.36M
- Clients
- 61
- Regulatory AUM
- $144M
- AUM share
- 41.5%
- Avg. per client
- $2.37M
- Clients
- 6
- Regulatory AUM
- $9.44M
- AUM share
- 2.7%
- Avg. per client
- $1.57M
- Clients
- 19
- Regulatory AUM
- $48M
- AUM share
- 13.8%
- Avg. per client
- $2.53M
Total
- Clients
- 670
- Regulatory AUM
- $348M
- AUM share
- 100%
- Avg. per client
- $520K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 699
Elliott Cove Capital Management is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Ralph Chiocco owns 75% or more of Elliott Cove Capital Management. The leadership team of Elliott Cove Capital Management includes President Ralph Chiocco. It has 11 employees, 4 of them in advisory roles.
Staff
- 11 employees
- 4 in advisory functions
- 11 state-registered reps
- 9 insurance agents
- Owns 75% or more of Elliott Cove Capital Management LLC
Ralph Chiocco
Control person · since November 2016
Elliott Cove Capital Management’s regulatory assets grew 1.7× from $208M (February 2021) to $348M (February 2026); clients fell from 731 to 670 and employees rose from 10 to 11.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $348M | 670 | 11 | 10 |
| Feb 2025February 2025 | $308M | 711 | 9 | 10 |
| May 2024May 2024 | $268M | 717 | 10 | 10 |
| Feb 2023February 2023 | $227M | 806 | 10 | 10 |
| Feb 2022February 2022 | $258M | 706 | 11 | 11 |
| Feb 2021February 2021 | $208M | 731 | 10 | 10 |
Besides its headquarters, Elliott Cove Capital Management has 9 offices (3 private residences, listed without an address), with 7 listed addresses across 2 states.
Alaska · 4 listed addresses
- 44384 Sterling Hwy, Soldotna
- 3111 C Street, Anchorage
- 850 East USA Circle, Wasilla
- 360 Merhar Ave, Fairbanks
Washington · 3 listed addresses
- 1000 Second Avenue, Suite 1440, SeattleHQ
- 818 N Sunrise BLVD, Camano Island
- 9810 State Route 532, Stanwood
Contact and registration details
- Legal name
- Elliott Cove Capital Management LLC
- Headquarters
- 1000 Second Avenue, Suite 1440, Seattle, WA 98104
- Website
- elliottcove.com
- Phone
- 206-267-2683
- @elliott-cove-capital-management
- SEC file
- 801-63436
- Structure
- Washington LLC
- Fiscal year end
- December
Elliott Cove Capital Management’s named custodians for separately managed accounts are Axos Clearing ($204M, 78%) and American Trust ($57M, 22%). Elliott Cove Capital Management does not have custody of client assets.
- Axos ClearingAxos Clearing LLC · Centennial, CO · $204M78%
- American TrustAmerican Trust Company · Cordova, TN · $57M22%
At year end, Elliott Cove Capital Management’s separately managed accounts were mostly in funds (99%).
What the accounts hold
- Funds99%
- Cash1%
How many clients does Elliott Cove Capital Management have?
Elliott Cove Capital Management has 670 clients and manages $348 million for them, as of February 2026. They include 556 individual clients, 61 pension and profit-sharing plans, and 28 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 February 2026
What services does Elliott Cove Capital Management offer?
Elliott Cove Capital Management provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Elliott Cove Capital Management use?
Elliott Cove Capital Management’s separately managed account assets are held at Axos Clearing LLC (Centennial, CO), with $204M and American Trust Company (Cordova, TN), with $57M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 February 2026
How many financial advisors does Elliott Cove Capital Management have?
Elliott Cove Capital Management has 11 investment adviser representatives registered with state securities authorities, out of 11 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 9 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Elliott Cove Capital Management invest in?
At the end of its last fiscal year, Elliott Cove Capital Management’s separately managed accounts held 99% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Elliott Cove Capital Management?
Elliott Cove Capital Management’s direct owner is Ralph Chiocco (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 5 February 2026
How does Elliott Cove Capital Management get paid?
Elliott Cove Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Elliott Cove Capital Management?
Elliott Cove Capital Management’s main office is at 1000 Second Avenue, Suite 1440, Seattle, WA 98104. Its phone number is 206-267-2683. Its website is elliottcove.com.