{"url":"https://nivawealth.com/firms/elliott-cove-capital-management-123636","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/123636","regulatoryAum":348161285,"crd":"123636","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6640100","suffix":null,"lastName":"Chambos","firstName":"Christopher","middleName":"Nicholas"},{"crd":"3210599","suffix":"JR","lastName":"CHIOCCO","firstName":"RALPH","middleName":"DOMINICK"},{"crd":"7714564","suffix":null,"lastName":"COWGER","firstName":"AMY","middleName":"JEAN"},{"crd":"6681744","suffix":null,"lastName":"GROSCH","firstName":"NIKOLAS","middleName":"KARL"},{"crd":"6466510","suffix":null,"lastName":"ISALOI","firstName":"VILI","middleName":"RODNEY"},{"crd":"8077928","suffix":null,"lastName":"Kalsi","firstName":"Angedd","middleName":null},{"crd":"5181270","suffix":null,"lastName":"KOSA","firstName":"TAMMY","middleName":"LYNN"},{"crd":"4902886","suffix":null,"lastName":"REINHARDT","firstName":"MYRA","middleName":"LEANN"},{"crd":"2208413","suffix":null,"lastName":"SCHATZ","firstName":"WILLIAM","middleName":"JAMES"},{"crd":"6462871","suffix":null,"lastName":"SOLIDAY","firstName":"DIANA","middleName":"MARIE"},{"crd":"7791997","suffix":null,"lastName":"Thayer","firstName":"Matthew","middleName":"Wayne"},{"crd":"2826285","suffix":null,"lastName":"WHITTLE","firstName":"NICKOLA","middleName":"ANN"}],"total":12,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-23","regulatoryAum":208385007,"clients":731,"employees":10,"offices":10},{"filedOn":"2022-02-15","regulatoryAum":257574737,"clients":706,"employees":11,"offices":11},{"filedOn":"2023-02-01","regulatoryAum":226777426,"clients":806,"employees":10,"offices":10},{"filedOn":"2024-05-04","regulatoryAum":267943831,"clients":717,"employees":10,"offices":10},{"filedOn":"2025-02-10","regulatoryAum":307782769,"clients":711,"employees":9,"offices":10},{"filedOn":"2026-02-05","regulatoryAum":348161285,"clients":670,"employees":11,"offices":10}],"secFileNumber":"801-63436","legalName":"Elliott Cove Capital Management LLC","displayName":"Elliott Cove Capital Management","slug":"elliott-cove-capital-management-123636","website":"https://elliottcove.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/elliott-cove-capital-management","founded":null,"organization":"Washington limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1000 Second Avenue, Suite 1440","city":"Seattle","state":"WA","stateName":"Washington","country":"United States","postalCode":"98104"},"tradeNames":[],"registration":{"secApproved":"23 August 2004","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":250531.41780821918,"staff":{"employees":11,"advisory":4,"brokerDealerReps":0,"insuranceAgents":9,"promoters":0},"aum":{"regulatory":348161285,"discretionary":348161285,"discretionaryAccounts":748,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":556,"regulatoryAum":80103266},{"label":"High-net-worth individuals","clients":28,"regulatoryAum":66207082},{"label":"Pension and profit-sharing plans","clients":61,"regulatoryAum":144382113},{"label":"Charitable organizations","clients":6,"regulatoryAum":9437569},{"label":"Corporations and other businesses","clients":19,"regulatoryAum":48031255}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Axos Clearing LLC","shortName":"Axos Clearing","location":"Centennial, CO","smaAssets":203779172},{"name":"American Trust Company","shortName":"American Trust","location":"Cordova, TN","smaAssets":57041964}],"custodyNote":"Elliott Cove Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Ralph Chiocco","title":"Manager - President & Chief Compliance Officer","crd":"3210599"}],"ownership":[{"label":"Ralph Chiocco","detail":"Manager - president & chief compliance officer in the 75% or more ownership band and a control person, since November 2016."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":9,"privateResidences":3},"listedOfficeAddresses":7,"foreignOffices":[],"officesByState":[{"state":"Alaska","offices":4,"addresses":[{"street":"44384 Sterling Hwy","city":"Soldotna"},{"street":"3111 C Street","city":"Anchorage"},{"street":"850 East USA Circle","city":"Wasilla"},{"street":"360 Merhar Ave","city":"Fairbanks"}]},{"state":"Washington","offices":3,"addresses":[{"street":"1000 Second Avenue, Suite 1440","city":"Seattle","headquarters":true},{"street":"818 N Sunrise BLVD","city":"Camano Island"},{"street":"9810 State Route 532","city":"Stanwood"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"206-267-2683","stateRegisteredReps":11,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"699","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":99},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"5 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/123636/PDF/123636.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Elliott Cove Capital Management have?","answer":"Elliott Cove Capital Management has 670 clients and manages $348 million for them, as of February 2026. They include 556 individual clients, 61 pension and profit-sharing plans, and 28 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Elliott Cove Capital Management offer?","answer":"Elliott Cove Capital Management provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Elliott Cove Capital Management use?","answer":"Elliott Cove Capital Management’s separately managed account assets are held at Axos Clearing LLC (Centennial, CO), with $204M and American Trust Company (Cordova, TN), with $57M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Elliott Cove Capital Management have?","answer":"Elliott Cove Capital Management has 11 investment adviser representatives registered with state securities authorities, out of 11 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 9 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Elliott Cove Capital Management invest in?","answer":"At the end of its last fiscal year, Elliott Cove Capital Management’s separately managed accounts held 99% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Elliott Cove Capital Management?","answer":"Elliott Cove Capital Management’s direct owner is Ralph Chiocco (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 5 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Elliott Cove Capital Management get paid?","answer":"Elliott Cove Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Elliott Cove Capital Management?","answer":"Elliott Cove Capital Management’s main office is at 1000 Second Avenue, Suite 1440, Seattle, WA 98104. Its phone number is 206-267-2683. Its website is elliottcove.com.","source":"Form ADV Part 1A, Item 1.F, filed 5 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}