Elizabeth Park Capital Advisors provides portfolio management for pooled vehicles. The firm advises 4 private funds.
Elizabeth Park Capital Advisors reports 7 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($394M across 9 accounts) are managed with discretion. Of its clients, 29% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 7 | $394M | 100.0% | $56.3M |
| Total | 7 | $394M | 100% | $56.3M |
- Clients
- 7
- Regulatory AUM
- $394M
- AUM share
- 100.0%
- Avg. per client
- $56.3M
Total
- Clients
- 7
- Regulatory AUM
- $394M
- AUM share
- 100%
- Avg. per client
- $56.3M
- Clients outside the U.S.
- 29%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 4
Elizabeth Park Capital Advisors is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Fred A. Cummings Revocable Living Trust Dated October 23, 2006 owns 50% to 75% of Elizabeth Park Capital Advisors. The leadership team of Elizabeth Park Capital Advisors includes President Fred Cummings and Chief Operating Officer Ernest Pelaia. It has 10 employees.
Leadership
- Fred CummingsPresident
- Ernest PelaiaChief Operating Officer/Chief Compliance Officer
Staff
- 10 employees
- 10 in advisory functions
- Owns 50% to 75% of Elizabeth Park Capital Advisors, LTD
Fred A. Cummings Revocable Living Trust Dated October 23, 2006
Control person · since February 2008
Fred Cummings
Trustee · Control person · since February 2008
- Owns 10% to 25% of Elizabeth Park Capital Advisors, LTD
Eden Park Asset Management Holdings, LLC
since November 2024
- Owns 75% or more of Eden Park Asset Management Holdings, LLC
J Hall
since November 2024
- Owns 5% to 10% of Elizabeth Park Capital Advisors, LTD
Alson Management, LLC
since July 2017
- Owns 75% or more of Alson Management, LLC
Neil Barsky
since December 2016
Elizabeth Park Capital Advisors’ regulatory assets grew from $305M (March 2021) to $394M (March 2026); clients rose from 6 to 7 and employees from 7 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $394M | 7 | 10 | 1 |
| March 2025 | $374M | 7 | 10 | 1 |
| March 2024 | $341M | 7 | 10 | 1 |
| March 2023 | $348M | 7 | 9 | 1 |
| March 2022 | $398M | 7 | 7 | 1 |
| March 2021 | $305M | 6 | 7 | 1 |
Besides its headquarters, Elizabeth Park Capital Advisors has 0 offices, with 1 listed address in Ohio.
Ohio · 1 listed address
- 30100 Chagrin BLVD., Suite 250, Pepper PikeHQ
Contact and registration details
- Legal name
- Elizabeth Park Capital Advisors, LTD
- Headquarters
- 30100 Chagrin BLVD., Suite 250, Pepper Pike, OH 44124
- Website
- elizabethparkcm.com
- Phone
- 216-292-5711
- SEC file
- 801-79370
- Structure
- Ohio LLC
- Fiscal year end
- December
Elizabeth Park Capital Advisors has custody of $21.8M in client assets for 2 clients.
Elizabeth Park Capital Advisors’ reported 13F holdings for the quarter ended 30 June 2026 total $145M across 44 positions; the largest are Qcr Hldgs Inc. (5.7%), Origin Bancorp Inc. (4.5%) and California Bancorp (4.0%).
Reported 13F holdings
- $145M
- Reported 13F value
- 44
- Positions
- 37.9%
- In the 10 largest
- +11.4%
- Value vs. prior quarter
- Qcr Hldgs Inc.5.7%
- Origin Bancorp Inc.4.5%
- California Bancorp4.0%
- Horizon Bancorp Ind3.9%
- Valley Natl Bancorp3.7%
- Citizens Finl Group Inc.3.5%
- East West Bancorp Inc.3.3%
- International Bancshares Cor3.3%
- 1st Finl Bancorp3.2%
- Old Natl Bancorp Ind2.8%
Together, the ten largest are 37.9% of reported value.
How many clients does Elizabeth Park Capital Advisors have?
Elizabeth Park Capital Advisors has 7 clients and manages $394 million for them, as of March 2026. They include 7 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Elizabeth Park Capital Advisors offer?
Elizabeth Park Capital Advisors provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Elizabeth Park Capital Advisors have?
Elizabeth Park Capital Advisors has 0 investment adviser representatives registered with state securities authorities, out of 10 employees, and 10 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Elizabeth Park Capital Advisors?
Elizabeth Park Capital Advisors is owned through a trust and holding companies by J Hall and Neil Barsky. Its direct owners are Fred A. Cummings Revocable Living Trust Dated October 23, 2006 (50% to 75%), Eden Park Asset Management Holdings, LLC (10% to 25%) and Alson Management, LLC (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Elizabeth Park Capital Advisors get paid?
Elizabeth Park Capital Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Elizabeth Park Capital Advisors?
Elizabeth Park Capital Advisors’ main office is at 30100 Chagrin BLVD., Suite 250, Pepper Pike, OH 44124. Its phone number is 216-292-5711. Its website is elizabethparkcm.com.