{"url":"https://nivawealth.com/firms/elizabeth-park-capital-advisors-158416","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/158416","regulatoryAum":393949323,"crd":"158416","history":[{"filedOn":"2021-03-31","regulatoryAum":305319180,"clients":6,"employees":7,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":398449374,"clients":7,"employees":7,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":347583666,"clients":7,"employees":9,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":341321695,"clients":7,"employees":10,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":373941296,"clients":7,"employees":10,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":393949323,"clients":7,"employees":10,"offices":1}],"secFileNumber":"801-79370","legalName":"Elizabeth Park Capital Advisors, LTD","displayName":"Elizabeth Park Capital Advisors","slug":"elizabeth-park-capital-advisors-158416","website":"https://elizabethparkcm.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/elizabeth-park-capital-management/","founded":null,"organization":"Ohio limited liability company","fiscalYearEnd":"December","headquarters":{"street":"30100 Chagrin BLVD., Suite 250","city":"Pepper Pike","state":"OH","stateName":"Ohio","country":"United States","postalCode":"44124"},"tradeNames":[],"registration":{"secApproved":"9 April 2014","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":10,"advisory":10,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":393949323,"discretionary":393949323,"discretionaryAccounts":9,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":29,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":7,"regulatoryAum":393949323}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Elizabeth Park Capital Advisors has custody of $21.8M in client assets for 2 clients.","otherCustodians":[],"leadership":[{"name":"Fred Cummings","title":"President","crd":"1967926"},{"name":"Ernest Pelaia","title":"Chief Operating Officer/Chief Compliance Officer","crd":"5866546"}],"ownership":[{"label":"Fred A. Cummings Revocable Living Trust Dated October 23, 2006","detail":"Member in the 50% to 75% ownership band and a control person, since February 2008."},{"label":"Eden Park Asset Management Holdings, LLC","detail":"Member in the 10% to 25% ownership band, since November 2024."},{"label":"Alson Management, LLC","detail":"Member in the 5% to 10% ownership band, since July 2017."},{"label":"Fred Cummings","detail":"Indirect owner: trustee of Fred A. Cummings Revocable Living Trust Dated October 23, 2006 and a control person, since February 2008.","parent":"Fred A. Cummings Revocable Living Trust Dated October 23, 2006"},{"label":"J Hall","detail":"Indirect owner: a member of Eden Park Asset Management Holdings, LLC in the 75% or more band, since November 2024.","parent":"Eden Park Asset Management Holdings, LLC"},{"label":"Neil Barsky","detail":"Indirect owner: a member of Alson Management, LLC in the 75% or more band, since December 2016.","parent":"Alson Management, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":1,"addresses":[{"street":"30100 Chagrin BLVD., Suite 250","city":"Pepper Pike","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"216-292-5711","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":4},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/158416/PDF/158416.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Elizabeth Park Capital Advisors have?","answer":"Elizabeth Park Capital Advisors has 7 clients and manages $394 million for them, as of March 2026. They include 7 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Elizabeth Park Capital Advisors offer?","answer":"Elizabeth Park Capital Advisors provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Elizabeth Park Capital Advisors have?","answer":"Elizabeth Park Capital Advisors has 0 investment adviser representatives registered with state securities authorities, out of 10 employees, and 10 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Elizabeth Park Capital Advisors?","answer":"Elizabeth Park Capital Advisors is owned through a trust and holding companies by J Hall and Neil Barsky. Its direct owners are Fred A. Cummings Revocable Living Trust Dated October 23, 2006 (50% to 75%), Eden Park Asset Management Holdings, LLC (10% to 25%) and Alson Management, LLC (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Elizabeth Park Capital Advisors get paid?","answer":"Elizabeth Park Capital Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Elizabeth Park Capital Advisors?","answer":"Elizabeth Park Capital Advisors’ main office is at 30100 Chagrin BLVD., Suite 250, Pepper Pike, OH 44124. Its phone number is 216-292-5711. Its website is elizabethparkcm.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/elizabeth-park-capital-advisors-158416/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-13","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1600583/000160058326000007/0001600583-26-000007-index.html","totalValue":144763692,"positionCount":44,"top10Share":0.37939039299992433,"top10":[{"issuer":"QCR HLDGS INC","titleOfClass":"COM","cusip":"74727A104","value":8284485,"shares":85100,"shareType":"SH","priorValue":7271795,"priorShares":85100},{"issuer":"ORIGIN BANCORP INC","titleOfClass":"COM","cusip":"68621T102","value":6552361,"shares":128151,"shareType":"SH","priorValue":5318267,"priorShares":128151},{"issuer":"CALIFORNIA 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}