Elevatus Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, education planning, estate planning, insurance, philanthropic planning, and tax planning. Financial planning was provided to 251–500 clients last fiscal year.
Elevatus Wealth Management reports 331 clients. They include 190 individual clients, 136 high-net-worth individuals, and 2 pension and profit-sharing plans. Of its assets, 96.7% ($496M across 1,088 accounts) are managed with discretion; $17.2M across 41 accounts are not. It advised 300 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 57% | 10% |
| High-net-worth individuals | 41% | 87% |
| Pension and profit-sharing plans | <1% | 3% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 190 | $50.2M | 9.8% | $264K |
| High-net-worth individuals | 136 | $449M | 87.4% | $3.3M |
| Pension and profit-sharing plans | Fewer than 5 | $13.6M | 2.6% | $6.78M |
| Charitable organizations | Fewer than 5 | $972K | 0.2% | $972K |
| Corporations and other businesses | 2 | $21.8K | 0.0% | $10.9K |
| Total | 331 | $513M | 100% | — |
- Clients
- 190
- Regulatory AUM
- $50.2M
- AUM share
- 9.8%
- Avg. per client
- $264K
- Clients
- 136
- Regulatory AUM
- $449M
- AUM share
- 87.4%
- Avg. per client
- $3.3M
- Clients
- Fewer than 5
- Regulatory AUM
- $13.6M
- AUM share
- 2.6%
- Avg. per client
- $6.78M
- Clients
- Fewer than 5
- Regulatory AUM
- $972K
- AUM share
- 0.2%
- Avg. per client
- $972K
- Clients
- 2
- Regulatory AUM
- $21.8K
- AUM share
- 0.0%
- Avg. per client
- $10.9K
Total
- Clients
- 331
- Regulatory AUM
- $513M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 300
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Elevatus Wealth Management charges up to 1.50% a year for its Investment Management Services. The fee is billed in arrears.
Fee details and sources
Daniel Hare owns 75% or more of Elevatus Wealth Management. The leadership team of Elevatus Wealth Management includes Chief Compliance Officer Matthew Swendiman. It has 9 employees, 4 of them in advisory roles.
Leadership
Matthew SwendimanChief Compliance Officer- Daniel AntociccoFounder/Managing Director
- Daniel HareFounder/Managing Director
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
- Daniel F Antocicco
- Daniel J Hare
- Megan Horvat
- Peter L Newman
- John Thomas Sherrill Jr
Staff
- 9 employees
- 4 in advisory functions
- 3 insurance agents
- Owns 75% or more of Elevatus Wealth Management, LLC
Daniel Hare
Control person · since March 2023
Elevatus Wealth Management’s regulatory assets grew 2.3× from $221M (July 2023) to $513M (September 2026); clients fell from 621 to 331 and employees rose from 6 to 9. In 2023, Peter L. Newman (from Merrill Lynch Wealth Management) joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $513M | 331 | 9 | 3 |
| July 2025 | $438M | 1,197 | 10 | 3 |
| April 2024 | $346M | 775 | 6 | 2 |
| July 2023 | $221M | 621 | 6 | 2 |
Firms that joined
20231 joined
- Peter L. Newman (from Merrill Lynch Wealth Management)TeamNo filed AUM
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Elevatus Wealth Management has 2 offices (2 private residences, listed without an address), with 1 listed address in New York.
New York · 1 listed address
- 1501 Pittsford Victor Road, Suite 101, VictorHQ
Contact and registration details
- Legal name
- Elevatus Wealth Management, LLC
- Headquarters
- 1501 Pittsford Victor Road, Suite 101, Victor, NY 14564
- Website
- elevatuswealth.com
- Phone
- 585-565-4450
- @elevatus-wealth-management
- SEC file
- 801-127608
- Founded
- 2020
- Structure
- Delaware LLC
- Fiscal year end
- December
Elevatus Wealth Management uses Charles Schwab ($448M, 94%) and Fiduciary Trust ($31.1M, 6%) as custodians for its separately managed accounts. Elevatus Wealth Management has custody of $157M in client assets for 413 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $448M94%
- Fiduciary TrustFiduciary Trust · New York, NY · $31.1M6%
At year end, Elevatus Wealth Management’s separately managed accounts were mostly in stocks (52%) and funds (33%). Its reported 13F holdings for the quarter ended 30 June 2026 total $411M across 243 positions; the largest are Nvidia Corporation (4.2%), Direxion Shares ETF Trust (3.6%) and J P Morgan Exchange Traded F (3.2%).
What the accounts hold
- Stocks52%
- Funds33%
- Registered funds32%
- Pooled vehicles1%
- Bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash11%
- Other2%
- Variable annuities, cds2%
Reported 13F holdings
- $411M
- Reported 13F value
- 243
- Positions
- 28.8%
- In the 10 largest
- +115.5%
- Value vs. prior quarter
- Nvidia Corporation4.2%
- Direxion Shares ETF Trust · Dai Sem Bul ETF3.6%
- J P Morgan Exchange Traded F · Ultra Shrt ETF3.2%
- iShares TR · MSCI Eafe ETF2.9%
- Advanced Micro Devices Inc.2.7%
- Alphabet Inc. · Cap Stk CL C2.6%
- Microsoft Corp.2.6%
- Apple Inc.2.4%
- Blackrock ETF Trust II · Isha Flex IN ETF2.4%
- Vaneck ETF Trust · IG Floa Rate ETF2.4%
Together, the ten largest are 28.8% of reported value.
How many clients does Elevatus Wealth Management have?
Elevatus Wealth Management has 331 clients and manages $513 million for them, as of September 2026. They include 190 individual clients, 136 high-net-worth individuals, and 2 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 September 2026
What services does Elevatus Wealth Management offer?
Elevatus Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, education planning, estate planning, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Elevatus Wealth Management charge?
Elevatus Wealth Management charges up to 1.50% a year for its Investment Management Services. The fee is billed in arrears.
Source: ADV PART 2A DISCLOSURE BROCHURE, filed 17 September 2026
Which custodians does Elevatus Wealth Management use?
Elevatus Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $448M and Fiduciary Trust (New York, NY), with $31.1M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 September 2026
How many financial advisors does Elevatus Wealth Management have?
Elevatus Wealth Management has 0 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Elevatus Wealth Management invest in?
At the end of its last fiscal year, Elevatus Wealth Management’s separately managed accounts held 52% exchange-traded equities, 32% registered funds (mutual funds, ETFs, BDCs), 11% cash and equivalents, 2% other, 1% U.S. government and agency bonds, 1% state and local bonds and 1% pooled vehicles (private funds and similar). The 2% other category is described as: Variable Annuities, CDS.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Elevatus Wealth Management?
Elevatus Wealth Management’s direct owner is Daniel Hare (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 17 September 2026
How does Elevatus Wealth Management get paid?
Elevatus Wealth Management is paid through a percentage of assets under management, hourly charges, fixed fees, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Elevatus Wealth Management?
Elevatus Wealth Management’s main office is at 1501 Pittsford Victor Road, Suite 101, Victor, NY 14564. Its phone number is 585-565-4450. Its website is elevatuswealth.com.