EGI Financial provides financial planning, portfolio management for individuals and small businesses, insurance, and retirement plan services. Financial planning was provided to 1–10 clients last fiscal year.
EGI Financial reports 292 clients. They include 224 individual clients and 68 high-net-worth individuals. Of its assets, 95.7% ($334M across 285 accounts) are managed with discretion; $14.9M across 9 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 77% | 45% |
| High-net-worth individuals | 23% | 55% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 224 | $156M | 44.8% | $698K |
| High-net-worth individuals | 68 | $192M | 55.2% | $2.83M |
| Total | 292 | $349M | 100% | $1.19M |
- Clients
- 224
- Regulatory AUM
- $156M
- AUM share
- 44.8%
- Avg. per client
- $698K
- Clients
- 68
- Regulatory AUM
- $192M
- AUM share
- 55.2%
- Avg. per client
- $2.83M
Total
- Clients
- 292
- Regulatory AUM
- $349M
- AUM share
- 100%
- Avg. per client
- $1.19M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
EGI Financial is paid through a percentage of assets under management and hourly charges. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Related Services
- Financial planning, outside portfolio review, insurance review and budgeting may be billed hourly, not to exceed $250 per hour.
Jeffrey Thomas owns 75% or more of EGI Financial. The leadership team of EGI Financial includes President Jeffrey Thomas. It has 8 employees.
Leadership
- Jeffrey ThomasPresident
- Jeffrey ThomasChief Compliance Officer
Investment adviser representatives
10 representatives listed in the SEC register as of 9 October 2026.
- Robert William Berry
- Sara Gibbs
- Edgar Grey Ingraham
- Tyler Alan Krummel
- Michael David Prescott
- Kenneth Robert Reeves
- Brandon Bae Rzeszut
- Diane Lynn Spencer
- Brian D Vincelette
- Brian Keith Weinreich
Staff
- 8 employees
- 8 in advisory functions
- 8 state-registered reps
- 8 broker-dealer reps
- 7 insurance agents
- Owns 75% or more of Egi Financial, Inc.
Jeffrey Thomas
Control person · since June 2016
EGI Financial’s regulatory assets grew 2.0× from $175M (February 2021) to $349M (February 2026); clients rose from 262 to 292 and employees were 8 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $349M | 292 | 8 | 2 |
| March 2025 | $299M | 291 | 8 | 2 |
| February 2024 | $288M | 293 | 8 | 2 |
| February 2023 | $205M | 297 | 8 | 2 |
| March 2022 | $221M | 309 | 8 | 2 |
| February 2021 | $175M | 262 | 8 | 2 |
Besides its headquarters, EGI Financial has 1 office, with 2 listed addresses in Ohio.
Ohio · 2 listed addresses
- 50 South Main Street, Suite 1210, AkronHQ
- 2850 West Market Street, Akron
Other business names
EGI Financial has reported 3 other business names to the SEC.
- American Heritage Financial
- Sara Gibbs Wealth Management
- Team 3gen
Contact and registration details
- Legal name
- Egi Financial, Inc.
- Headquarters
- 50 South Main Street, Suite 1210, Akron, OH 44308-1831
- Website
- egifinancial.com
- Phone
- 330-374-1932
- SEC file
- 801-112725
- Founded
- 1992
- Structure
- Ohio corporation
- Fiscal year end
- December
EGI Financial uses Wells Fargo Clearing Services ($112M, 88%) and Charles Schwab ($16M, 12%) as custodians for its separately managed accounts. EGI Financial does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $16M12%
- Wells Fargo Clearing ServicesWells Fargo Clearing Services, LLC · St. Louis, MO · $112M88%
At year end, EGI Financial’s separately managed accounts were mostly in stocks (85%) and funds (12%).
What the accounts hold
- Stocks85%
- Funds12%
- Bonds1%
- Cash2%
How many clients does EGI Financial have?
EGI Financial has 292 clients and manages $349 million for them, as of February 2026. They include 224 individual clients and 68 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 February 2026
What services does EGI Financial offer?
EGI Financial provides financial planning, portfolio management for individuals and small businesses, insurance, and retirement plan services.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does EGI Financial use?
EGI Financial’s separately managed account assets are held at Wells Fargo Clearing Services, LLC (St. Louis, MO), with $112M and Charles Schwab & Co., Inc. (Westlake, TX), with $16M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 February 2026
How many financial advisors does EGI Financial have?
EGI Financial has 8 investment adviser representatives registered with state securities authorities, out of 8 employees, and 8 perform investment advisory functions. 8 employees are registered representatives of a broker-dealer and 7 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does EGI Financial invest in?
At the end of its last fiscal year, EGI Financial’s separately managed accounts held 85% exchange-traded equities, 12% registered funds (mutual funds, ETFs, BDCs), 2% cash and equivalents and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns EGI Financial?
EGI Financial’s direct owner is Jeffrey Thomas (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 13 February 2026
How does EGI Financial get paid?
EGI Financial is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is EGI Financial registered with the SEC?
Yes, EGI Financial has been registered with the SEC as an investment adviser since 29 March 2018. Its CRD number is 120607 and its SEC file number is 801-112725.
Source: Form ADV Part 1A, Item 1, filed 13 February 2026; IAPD firm record
How do I contact EGI Financial?
EGI Financial’s main office is at 50 South Main Street, Suite 1210, Akron, OH 44308-1831. Its phone number is 330-374-1932. Its website is egifinancial.com.