Ebert Capital Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 101–250 clients last fiscal year.
Ebert Capital Management reports 187 clients. They include 173 individual clients, 6 pension and profit-sharing plans, and 5 high-net-worth individuals. Of its assets, 100.0% ($116M across 465 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 93% | 67% |
| High-net-worth individuals | 3% | 28% |
| Pension and profit-sharing plans | 3% | 5% |
| Corporations and other businesses | 2% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 173 | $77.8M | 66.9% | $450K |
| High-net-worth individuals | 5 | $32.9M | 28.3% | $6.59M |
| Pension and profit-sharing plans | 6 | $5.25M | 4.5% | $876K |
| Corporations and other businesses | Fewer than 5 | $311K | 0.3% | $104K |
| Total | 187 | $116M | 100% | — |
- Clients
- 173
- Regulatory AUM
- $77.8M
- AUM share
- 66.9%
- Avg. per client
- $450K
- Clients
- 5
- Regulatory AUM
- $32.9M
- AUM share
- 28.3%
- Avg. per client
- $6.59M
- Clients
- 6
- Regulatory AUM
- $5.25M
- AUM share
- 4.5%
- Avg. per client
- $876K
- Clients
- Fewer than 5
- Regulatory AUM
- $311K
- AUM share
- 0.3%
- Avg. per client
- $104K
Total
- Clients
- 187
- Regulatory AUM
- $116M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Ebert Capital Management is paid through a percentage of assets under management and hourly charges. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- Hourly financial planning fees of $200 for clients whose investments ECM does not manage; negotiable and paid in arrears on completion of the work.
Benjamin Ebert owns 75% or more of Ebert Capital Management. It has 3 employees, 1 of them in advisory roles.
Leadership
Benjamin EbertCEO, CCO
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Ebert Capital Management Inc.
Benjamin Ebert
Control person · since August 2010
Besides its headquarters, Ebert Capital Management has 0 offices, with 1 listed address in California.
California · 1 listed address
- 530 F Street, EurekaHQ
Contact and registration details
- Legal name
- Ebert Capital Management Inc.
- Headquarters
- 530 F Street, Eureka, CA 95501
- Website
- ebertcapital.com
- Phone
- 707-407-3813
- SEC file
- 801-136176
- Structure
- California corporation
- Fiscal year end
- December
Ebert Capital Management uses Charles Schwab ($32.9M) as custodian for its separately managed accounts. Ebert Capital Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · El Paso, TX · $32.9M100%
At year end, Ebert Capital Management’s separately managed accounts were mostly in stocks (50%) and funds (38%). Its reported 13F holdings for the quarter ended 30 June 2026 total $107M across 28 positions; the largest are Nvidia Corporation (20.2%), Invesco Qqq TR (16.8%) and SPDR Series Trust (15.1%).
What the accounts hold
- Stocks50%
- Funds38%
- Bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash10%
Reported 13F holdings
- $107M
- Reported 13F value
- 28
- Positions
- 81.8%
- In the 10 largest
- +8.8%
- Value vs. prior quarter
- Nvidia Corporation20.2%
- Invesco Qqq TR · Unit Ser 116.8%
- SPDR Series Trust · ST Str Blo 1 ETF15.1%
- Alphabet Inc. · Cap Stk CL A7.2%
- Microsoft Corp.5.4%
- Amazon Com Inc.5.0%
- Costco Wholesale Corporation3.7%
- Fair Isaac Corp.3.7%
- Eli Lilly & CO2.5%
- State Str SPDR S&P 500 ETF T · TR Unit2.3%
Together, the ten largest are 81.8% of reported value.
How many clients does Ebert Capital Management have?
Ebert Capital Management has 187 clients and manages $116 million for them, as of May 2026. They include 173 individual clients, 6 pension and profit-sharing plans, and 5 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 11 May 2026
What services does Ebert Capital Management offer?
Ebert Capital Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Ebert Capital Management use?
Ebert Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (El Paso, TX), with $32.9M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 May 2026
How many financial advisors does Ebert Capital Management have?
Ebert Capital Management has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Ebert Capital Management invest in?
At the end of its last fiscal year, Ebert Capital Management’s separately managed accounts held 50% exchange-traded equities, 38% registered funds (mutual funds, ETFs, BDCs), 10% cash and equivalents, 1% U.S. government and agency bonds and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Ebert Capital Management?
Ebert Capital Management’s direct owner is Benjamin Ebert (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 11 May 2026
How does Ebert Capital Management get paid?
Ebert Capital Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Ebert Capital Management registered with the SEC?
Yes, Ebert Capital Management has been registered with the SEC as an investment adviser since 4 May 2026. Its CRD number is 155169 and its SEC file number is 801-136176.
Source: Form ADV Part 1A, Item 1, filed 11 May 2026; IAPD firm record
How do I contact Ebert Capital Management?
Ebert Capital Management’s main office is at 530 F Street, Eureka, CA 95501. Its phone number is 707-407-3813. Its website is ebertcapital.com.