{"url":"https://nivawealth.com/firms/ebert-capital-management-155169","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/155169","regulatoryAum":116304266,"crd":"155169","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5810899","suffix":null,"lastName":"EBERT","firstName":"BENJAMIN","middleName":"ALAN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-136176","legalName":"Ebert Capital Management Inc.","displayName":"Ebert Capital Management","slug":"ebert-capital-management-155169","website":"https://ebertcapital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/155169/987a0c097f012feb-r1.webp","tone":"light","width":521,"height":200,"sourceUrl":"https://www.ebertcapital.com","sourceLabel":"Ebert Capital Management Inc., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"530 F Street","city":"Eureka","state":"CA","stateName":"California","country":"United States","postalCode":"95501"},"tradeNames":[],"registration":{"secApproved":"4 May 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":622128.9831460674,"staff":{"employees":3,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":116304266,"discretionary":116304266,"discretionaryAccounts":465,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":173,"regulatoryAum":77807635},{"label":"High-net-worth individuals","clients":5,"regulatoryAum":32931324},{"label":"Pension and profit-sharing plans","clients":6,"regulatoryAum":5254187},{"label":"Corporations and other businesses","clients":3,"fewerThan5":true,"regulatoryAum":311120}],"feePrograms":[{"role":"other","program":"Financial planning","summary":"Hourly financial planning fees of $200 for clients whose investments ECM does not manage; negotiable and paid in arrears on completion of the work.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1044566","versionId":1044566,"submittedOn":"2026-05-11","documentName":"ECM FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T14:12:33.878523+00:00","documents":[{"name":"ECM FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1044566","versionId":1044566,"submittedOn":"2026-05-11"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"El Paso, TX","smaAssets":32931324}],"custodyNote":"Ebert Capital Management does not have custody of client assets.","leadership":[{"name":"Benjamin Ebert","title":"CEO, CCO","crd":"5810899"}],"ownership":[{"label":"Benjamin Ebert","detail":"Ceo, cco in the 75% or more ownership band and a control person, since August 2010."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"530 F Street","city":"Eureka","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"707-407-3813","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":50},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":38},{"label":"Cash and cash equivalents","percent":10}],"privateFunds":0},"sources":{"adv1FilingDate":"11 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/155169/PDF/155169.pdf","brochureDate":"11 May 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1044566","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Ebert Capital Management have?","answer":"Ebert Capital Management has 187 clients and manages $116 million for them, as of May 2026. They include 173 individual clients, 6 pension and profit-sharing plans, and 5 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ebert Capital Management offer?","answer":"Ebert Capital Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Ebert Capital Management use?","answer":"Ebert Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (El Paso, TX), with $32.9M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ebert Capital Management have?","answer":"Ebert Capital Management has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ebert Capital Management invest in?","answer":"At the end of its last fiscal year, Ebert Capital Management’s separately managed accounts held 50% exchange-traded equities, 38% registered funds (mutual funds, ETFs, BDCs), 10% cash and equivalents, 1% U.S. government and agency bonds and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ebert Capital Management?","answer":"Ebert Capital Management’s direct owner is Benjamin Ebert (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ebert Capital Management get paid?","answer":"Ebert Capital Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Ebert Capital Management registered with the SEC?","answer":"Yes, Ebert Capital Management has been registered with the SEC as an investment adviser since 4 May 2026. Its CRD number is 155169 and its SEC file number is 801-136176.","source":"Form ADV Part 1A, Item 1, filed 11 May 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Ebert Capital Management?","answer":"Ebert Capital Management’s main office is at 530 F Street, Eureka, CA 95501. Its phone number is 707-407-3813. Its website is ebertcapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 11 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/ebert-capital-management-155169/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-08","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2102530/000208585326000652/0002085853-26-000652-index.html","totalValue":106560826,"positionCount":28,"top10Share":0.8179253133792338,"top10":[{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":21533700,"shares":107620,"shareType":"SH","priorValue":18649215,"priorShares":106934},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":17854018,"shares":24245,"shareType":"SH","priorValue":14329071,"priorShares":24826},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR BLO 1 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}