Ean Equity Financial Services provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 26–50 clients last fiscal year.
Ean Equity Financial Services reports 64 clients. They include 38 high-net-worth individuals and 26 individual clients. Of its assets, 53.4% ($77.2M across 85 accounts) are managed with discretion; $67.4M across 69 accounts are not. Of its clients, 2% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 41% | 9% |
| High-net-worth individuals | 59% | 91% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 26 | $12.5M | 8.6% | $481K |
| High-net-worth individuals | 38 | $132M | 91.4% | $3.48M |
| Total | 64 | $145M | 100% | $2.26M |
- Clients
- 26
- Regulatory AUM
- $12.5M
- AUM share
- 8.6%
- Avg. per client
- $481K
- Clients
- 38
- Regulatory AUM
- $132M
- AUM share
- 91.4%
- Avg. per client
- $3.48M
Total
- Clients
- 64
- Regulatory AUM
- $145M
- AUM share
- 100%
- Avg. per client
- $2.26M
- Clients outside the U.S.
- 2%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Ean Equity Financial Services charges 0.75% a year for its Investment Advisory Services. The fee is billed in advance and is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting
- Limited-scope consulting is billed at up to $200 an hour, or at a negotiated rate or fixed fee.
- Financial plan
- Flat fee of $4,000 for a financial plan, partly payable at the start and the rest on the agreed schedule.
- Tax preparation
- Tax preparation is billed at $200 an hour, or at a negotiated or fixed fee; eligible federal and state returns are filed electronically at no extra fee.
Eric Norberg owns 75% or more of Ean Equity Financial Services. Eric Norberg is CEO. It has 1 employee.
Leadership
- Eric NorbergChief Executive Officer, Chief Financial Officer, Chief Operations Officer, Chief Compliance Officer, Chief Legal Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Ean Equity Financial Services LLC
Eric Norberg
Control person · since January 2000
Ean Equity Financial Services’ regulatory assets grew from $124M (March 2021) to $145M (March 2026); clients rose from 60 to 64 and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $145M | 64 | 1 | 1 |
| March 2025 | $145M | 64 | 1 | 1 |
| March 2024 | $127M | 55 | 1 | 1 |
| March 2023 | $120M | 63 | 1 | 1 |
| March 2022 | $144M | 64 | 1 | 1 |
| March 2021 | $124M | 60 | 1 | 1 |
Besides its headquarters, Ean Equity Financial Services has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Ean Equity Financial Services LLC
- Headquarters
- Not reported
- Website
- Not reported
- Phone
- 410-340-4973
- SEC file
- 801-118479
- Structure
- Maryland LLC
- Fiscal year end
- December
Ean Equity Financial Services uses Charles Schwab ($113M) as custodian for its separately managed accounts. Ean Equity Financial Services does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $113M100%
At year end, Ean Equity Financial Services’ separately managed accounts were largely in funds (46%) and stocks (41%).
What the accounts hold
- Stocks41%
- Funds46%
- Bonds10%
- State and local bonds5%
- Investment grade corporate bonds4%
- U.S. government and agency bonds1%
- Cash3%
How many clients does Ean Equity Financial Services have?
Ean Equity Financial Services has 64 clients and manages $145 million for them, as of March 2026. They include 38 high-net-worth individuals and 26 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026
What services does Ean Equity Financial Services offer?
Ean Equity Financial Services provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Ean Equity Financial Services charge?
Ean Equity Financial Services charges 0.75% a year for its Investment Advisory Services. The fee is billed in advance and is negotiable.
Source: 2026 EANEFS FORM ADV PART 2A 2B UPDATED, filed 25 March 2026
Which custodians does Ean Equity Financial Services use?
Ean Equity Financial Services’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $113M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026
How many financial advisors does Ean Equity Financial Services have?
Ean Equity Financial Services has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Ean Equity Financial Services invest in?
At the end of its last fiscal year, Ean Equity Financial Services’ separately managed accounts held 46% registered funds (mutual funds, ETFs, BDCs), 41% exchange-traded equities, 5% state and local bonds, 4% investment grade corporate bonds, 3% cash and equivalents and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Ean Equity Financial Services?
Ean Equity Financial Services’ direct owner is Eric Norberg (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 25 March 2026
How does Ean Equity Financial Services get paid?
Ean Equity Financial Services is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Ean Equity Financial Services registered with the SEC?
Yes, Ean Equity Financial Services has been registered with the SEC as an investment adviser since 21 April 2020. Its CRD number is 117064 and its SEC file number is 801-118479.
Source: Form ADV Part 1A, Item 1, filed 25 March 2026; IAPD firm record
How do I contact Ean Equity Financial Services?
Its phone number is 410-340-4973.