Eric Norberg has been Chief Executive Officer, Chief Financial Officer, Chief Operations Officer, Chief Compliance Officer, Chief Legal Officer of Ean Equity Financial Services since January 2000, is a control person of the firm and directly owns 75% or more of it.
Ean Equity Financial Services LLC is a firm with $145M under management, 64 clients and 1 adviser in one office, as of its March 2026 filing.
Eric Norberg’s longest registration is the current one, 12 years at Ean Equity Financial Services since 2014.
- PKS Investment Advisors LLC– · under a yearLewes, DE · Adviser representative · Firm CRD 110147
- – present · 12 yearsLeesburg, VA · Adviser representative · Firm CRD 117064
Investment adviser representative registrations
Eric Norberg is registered as an investment adviser representative in Virginia, since June 2014.
- VirginiaSince 4 June 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 17 August 2010 |
| Series 7 | General Securities Representative Examination | 21 July 2010 |
| Series 65 | Uniform Investment Adviser Law Examination | 8 September 1995 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Eric Anthony Norberg
- CRD
- 1220324
- Firm
- Ean Equity Financial Services · CRD 117064
- Role
- Chief Executive Officer, Chief Financial Officer, Chief Operations Officer, Chief Compliance Officer, Chief Legal Officer
- Office
- Leesburg, VA
- Registration
- Investment adviser registration
- In the industry since
- June 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Eric Norberg work?
Eric Norberg has been Chief Executive Officer, Chief Financial Officer, Chief Operations Officer, Chief Compliance Officer, Chief Legal Officer of Ean Equity Financial Services LLC since January 2000, and is a control person of the firm.
Is Eric Norberg a financial advisor?
Yes. Eric Norberg has a current investment-adviser registration in Virginia, through Ean Equity Financial Services since June 2014.
How many years of experience does Eric Norberg have?
Eric Norberg has 12 years in the financial industry, since June 2014, across 2 adviser firms.
What exams has Eric Norberg passed?
Eric Norberg has passed 3 licensing exams: the Series 65, Series 7 and Series 63. The earliest, the Series 65, was passed in September 1995.
Where is Eric Norberg based?
Eric Norberg’s registered office is in Leesburg, VA.
Is Eric Norberg registered with FINRA?
No. Eric Norberg has no current broker registration.
How can I verify Eric Norberg’s record?
Search CRD 1220324 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Norberg’s full registration record.