Eagle Wealth Advisors provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Eagle Wealth Advisors reports 101 clients. They include 70 individual clients and 31 high-net-worth individuals. Of its assets, 86.4% ($142M across 95 accounts) are managed with discretion; $22.3M across 6 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 69% | 21% |
| High-net-worth individuals | 31% | 79% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 70 | $34.1M | 20.7% | $487K |
| High-net-worth individuals | 31 | $130M | 79.3% | $4.2M |
| Total | 101 | $164M | 100% | $1.62M |
- Clients
- 70
- Regulatory AUM
- $34.1M
- AUM share
- 20.7%
- Avg. per client
- $487K
- Clients
- 31
- Regulatory AUM
- $130M
- AUM share
- 79.3%
- Avg. per client
- $4.2M
Total
- Clients
- 101
- Regulatory AUM
- $164M
- AUM share
- 100%
- Avg. per client
- $1.62M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Eagle Wealth Advisors is paid through a percentage of assets under management and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Joseph Romano owns 75% or more of Eagle Wealth Advisors. It has 3 employees.
Leadership
- Joseph RomanoOwner/CEO/ CCO
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 2 state-registered reps
- 2 insurance agents
- Owns 75% or more of Eagle Wealth Advisors
Joseph Romano
Control person · since December 2020
Eagle Wealth Advisors’ regulatory assets grew 2.6× from $63.1M (April 2021) to $164M (May 2026); clients fell from 120 to 101 and employees from 4 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| May 2026May 2026 | $164M | 101 | 3 | 1 |
| Jan 2025January 2025 | $138M | 136 | 3 | 1 |
| Feb 2024February 2024 | $139M | 253 | 3 | 1 |
| Feb 2023February 2023 | $117M | 211 | 2 | 2 |
| Jul 2022July 2022 | $120M | 171 | 2 | 2 |
| Apr 2021April 2021 | $63.1M | 120 | 4 | 2 |
Besides its headquarters, Eagle Wealth Advisors has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Eagle Wealth Advisors
- Headquarters
- Not reported
- Website
- eaglewealthadvisor.com
- Phone
- 860-462-0796
- SEC file
- 801-117505
- Structure
- New York LLC
- Fiscal year end
- November
Eagle Wealth Advisors does not have custody of client assets.
At year end, Eagle Wealth Advisors’ separately managed accounts were mostly in stocks (81%) and funds (11%). Its reported 13F holdings for the quarter ended 30 June 2026 total $131M across 100 positions; the largest are Nvidia Corporation (9.4%), Apple Inc. (7.6%) and Microsoft Corp. (5.1%).
What the accounts hold
- Stocks81%
- Funds11%
- Cash5%
- Other3%
- Insurance products.3%
Reported 13F holdings
- $131M
- Reported 13F value
- 100
- Positions
- 45.6%
- In the 10 largest
- +20.9%
- Value vs. prior quarter
- Nvidia Corporation9.4%
- Apple Inc.7.6%
- Microsoft Corp.5.1%
- Amazon Com Inc.4.1%
- iShares TR · 0-5 YR Tips ETF3.7%
- Alphabet Inc. · Cap Stk CL A3.5%
- Broadcom Inc.3.2%
- Micron Technology Inc.3.2%
- Alphabet Inc. · Cap Stk CL C3.0%
- Advanced Micro Devices Inc.3.0%
Together, the ten largest are 45.6% of reported value.
How many clients does Eagle Wealth Advisors have?
Eagle Wealth Advisors has 101 clients and manages $164 million for them, as of May 2026. They include 70 individual clients and 31 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 May 2026
What services does Eagle Wealth Advisors offer?
Eagle Wealth Advisors provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Eagle Wealth Advisors have?
Eagle Wealth Advisors has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Eagle Wealth Advisors invest in?
At the end of its last fiscal year, Eagle Wealth Advisors’ separately managed accounts held 81% exchange-traded equities, 11% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents and 3% other. The 3% other category is described as: Insurance Products.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Eagle Wealth Advisors?
Eagle Wealth Advisors’ direct owner is Joseph Romano (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 28 May 2026
How does Eagle Wealth Advisors get paid?
Eagle Wealth Advisors is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Eagle Wealth Advisors?
Its phone number is 860-462-0796. Its website is eaglewealthadvisor.com.