Nicholas Romano has been an investment adviser representative at Eagle Wealth Advisors since December 2023, and is not listed among the firm’s executive officers or direct owners.
Eagle Wealth Advisors is a firm with $164M under management, 101 clients and 3 advisers in one office, as of its May 2026 filing.
- Eagle Wealth AdvisorsCurrent– present · 2 yearsStamford, CT · Adviser representative · Firm CRD 299219
Investment adviser representative registrations
Nicholas Romano is registered as an investment adviser representative in New York, since December 2023.
- New YorkSince 1 December 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 November 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Nicholas Anthony Romano
- CRD
- 7839532
- Firm
- Eagle Wealth Advisors · CRD 299219
- Office
- Stamford, CT
- Registration
- Investment adviser registration
- In the industry since
- November 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicholas Romano work?
Nicholas Romano is an investment adviser representative registered through Eagle Wealth Advisors since December 2023, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Romano a financial advisor?
Yes. Nicholas Romano has a current investment-adviser registration in New York, through Eagle Wealth Advisors since December 2023.
How many years of experience does Nicholas Romano have?
Nicholas Romano has 2 years in the financial industry, since November 2023, across 1 adviser firm.
What exams has Nicholas Romano passed?
Nicholas Romano passed the Series 65 in November 2023.
Where is Nicholas Romano based?
Nicholas Romano’s registered office is in Stamford, CT.
Is Nicholas Romano registered with FINRA?
No. Nicholas Romano has no current broker registration.
How can I verify Nicholas Romano’s record?
Search CRD 7839532 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Romano’s full registration record.