DWV Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers. Financial planning was provided to 11–25 clients last fiscal year.
DWV Advisors reports 15 clients. They include 9 individual clients and 6 high-net-worth individuals. Of its assets, 100.0% ($157M across 55 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 60% | 4% |
| High-net-worth individuals | 40% | 96% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 9 | $5.88M | 3.8% | $653K |
| High-net-worth individuals | 6 | $151M | 96.2% | $25.1M |
| Total | 15 | $157M | 100% | $10.4M |
- Clients
- 9
- Regulatory AUM
- $5.88M
- AUM share
- 3.8%
- Avg. per client
- $653K
- Clients
- 6
- Regulatory AUM
- $151M
- AUM share
- 96.2%
- Avg. per client
- $25.1M
Total
- Clients
- 15
- Regulatory AUM
- $157M
- AUM share
- 100%
- Avg. per client
- $10.4M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
DWV Advisors charges up to 0.80% a year for its Wealth Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $250,000.
Fee details and sources
Dennis Voigt owns 75% or more of DWV Advisors. The leadership team of DWV Advisors includes Chief Compliance Officer Dennis Voigt. It has 1 employee.
Leadership
- Dennis VoigtManaging Member/Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of DWV Advisors, LLC
Dennis Voigt
Control person · since August 2009
DWV Advisors’ regulatory assets grew from $124M (March 2021) to $157M (June 2026); clients rose from 12 to 15 and employees fell from 2 to 1.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $157M | 15 | 1 | 1 |
| July 2025 | $148M | 15 | 1 | 1 |
| March 2024 | $106M | 11 | 1 | 1 |
| March 2023 | $117M | 10 | 1 | 1 |
| July 2022 | $130M | 11 | 2 | 1 |
| March 2021 | $124M | 12 | 2 | 1 |
Besides its headquarters, DWV Advisors has 0 offices, with 1 listed address in Vermont.
Vermont · 1 listed address
- 76 Pearl St, Suite 205, Essex JunctionHQ
Contact and registration details
- Legal name
- DWV Advisors, LLC
- Headquarters
- 76 Pearl St, Suite 205, Essex Junction, VT 05452
- Website
- dwvadvisors.com
- Phone
- 802-879-3766
- @dwv-advisors
- SEC file
- 801-76788
- Structure
- Vermont LLC
- Fiscal year end
- December
DWV Advisors uses State Street Bank and Trust ($73.1M, 52%), Fiduciary Trust ($32M, 23%) and Interactive Brokers ($19.9M, 14%), among others, as custodians for its separately managed accounts. DWV Advisors does not have custody of client assets.
- Fiduciary TrustFiduciary Trust · Boston, MA · $32M23%
- US TrustUS Trust · Dallas, TX · $16.2M11%
- Interactive BrokersInteractive Brokers LLC · Greenwich, CT · $19.9M14%
- State Street Bank and TrustState Street Bank and Trust Company · Boston, MA · $73.1M52%
At year end, DWV Advisors’ separately managed accounts were largely in stocks (34%) and bonds (18%).
What the accounts hold
- Stocks34%
- Funds15%
- Registered funds12%
- Pooled vehicles3%
- Bonds18%
- U.S. government and agency bonds10%
- Investment grade corporate bonds8%
- Cash13%
- Other20%
- Real estate investment trusts, timberland, and other unclassified20%
How many clients does DWV Advisors have?
DWV Advisors has 15 clients and manages $157 million for them, as of June 2026. They include 9 individual clients and 6 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 June 2026
What services does DWV Advisors offer?
DWV Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does DWV Advisors charge?
DWV Advisors charges up to 0.80% a year for its Wealth Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $250,000.
Source: ADV FORM 2A, filed 24 April 2026
Which custodians does DWV Advisors use?
DWV Advisors’ separately managed account assets are held at State Street Bank and Trust Company (Boston, MA), with $73.1M, Fiduciary Trust (Boston, MA), with $32M, Interactive Brokers LLC (Greenwich, CT), with $19.9M and US Trust (Dallas, TX), with $16.2M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 June 2026
How many financial advisors does DWV Advisors have?
DWV Advisors has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does DWV Advisors invest in?
At the end of its last fiscal year, DWV Advisors’ separately managed accounts held 34% exchange-traded equities, 20% other, 13% cash and equivalents, 12% registered funds (mutual funds, ETFs, BDCs), 10% U.S. government and agency bonds, 8% investment grade corporate bonds and 3% pooled vehicles (private funds and similar). The 20% other category is described as: Real Estate Investment Trusts, Timberland, and Other Unclassified.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does DWV Advisors have a minimum investment?
Yes, DWV Advisors’ minimum account size for its Wealth Management Services is $250K.
Source: ADV FORM 2A, filed 24 April 2026
Who owns DWV Advisors?
DWV Advisors’ direct owner is Dennis Voigt (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 25 June 2026
How does DWV Advisors get paid?
DWV Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact DWV Advisors?
DWV Advisors’ main office is at 76 Pearl St, Suite 205, Essex Junction, VT 05452. Its phone number is 802-879-3766. Its website is dwvadvisors.com.