DVB Private Wealth provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
DVB Private Wealth reports 249 clients. They include 200 individual clients, 40 high-net-worth individuals, and 9 pension and profit-sharing plans. Of its assets, 80.5% ($182M across 529 accounts) are managed with discretion; $44.1M across 9 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 80% | 28% |
| High-net-worth individuals | 16% | 52% |
| Pension and profit-sharing plans | 4% | 20% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 200 | $64M | 28.4% | $320K |
| High-net-worth individuals | 40 | $118M | 52.1% | $2.94M |
| Pension and profit-sharing plans | 9 | $44.1M | 19.5% | $4.9M |
| Total | 249 | $226M | 100% | $906K |
- Clients
- 200
- Regulatory AUM
- $64M
- AUM share
- 28.4%
- Avg. per client
- $320K
- Clients
- 40
- Regulatory AUM
- $118M
- AUM share
- 52.1%
- Avg. per client
- $2.94M
- Clients
- 9
- Regulatory AUM
- $44.1M
- AUM share
- 19.5%
- Avg. per client
- $4.9M
Total
- Clients
- 249
- Regulatory AUM
- $226M
- AUM share
- 100%
- Avg. per client
- $906K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
DVB Private Wealth charges up to 2.00% a year for its Investment Advisory Service Fees. The fee is billed in advance or in arrears and is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting Services
- Consulting fees for a limited scope of work range from $3,000 to $25,000 and are billed as services are rendered.
- ERISA Retirement Plan Advisory
- Retirement plan advisory fees range from 0.15% to 1.00% annually, as negotiated and set out in a separate ERISA agreement.
- Financial Planning
- Fixed financial planning fees range from $3,000 to $25,000, with half due when the agreement is signed and the rest on delivery of the plan.
DVB Financial LLC owns 75% or more of DVB Private Wealth and is in turn owned by Michael Benkovic (75% or more). It has 7 employees, 4 of them in advisory roles.
Leadership
- Justine HochCCO / Client Relationship Manager
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 7 employees
- 4 in advisory functions
- 4 state-registered reps
- 4 insurance agents
- 1 soliciting firm
- Owns 75% or more of DVB Private Wealth LLC
DVB Financial LLC
Control person · since July 2014
- Owns 75% or more of DVB Financial LLC
Michael Benkovic
Control person · since July 2014
Besides its headquarters, DVB Private Wealth has 1 office, with 2 listed addresses in Pennsylvania.
Pennsylvania · 2 listed addresses
- 4800 Linglestown Road, Suite 304, HarrisburgHQ
- 303 East Market Street, York
Other business names
DVB Private Wealth has reported 1 other business name to the SEC.
- Life Beyond You
Contact and registration details
- Legal name
- DVB Private Wealth LLC
- Headquarters
- 4800 Linglestown Road, Suite 304, Harrisburg, PA 17112
- Website
- Not reported
- Phone
- 717-652-6901
- @dvbprivatewealth
- SEC file
- 801-136547
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
DVB Private Wealth uses LPL Financial ($178M, 82%) and Voya ($38.8M, 18%) as custodians for its separately managed accounts. DVB Private Wealth does not have custody of client assets.
- LPL FinancialLPL Financial LLC · Fort Mill, SC · $178M82%
- VoyaVoya Financial Partners, LLC · Windsor, CT · $38.8M18%
At year end, DVB Private Wealth’s separately managed accounts were mostly in stocks (59%) and funds (29%).
What the accounts hold
- Stocks59%
- Funds29%
- Bonds3%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash4%
- Other5%
- Variable annuities, cds, structured notes5%
How many clients does DVB Private Wealth have?
DVB Private Wealth has 249 clients and manages $226 million for them, as of September 2026. They include 200 individual clients, 40 high-net-worth individuals, and 9 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 September 2026
What services does DVB Private Wealth offer?
DVB Private Wealth provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does DVB Private Wealth charge?
DVB Private Wealth charges up to 2.00% a year for its Investment Advisory Service Fees. The fee is billed in advance or in arrears and is negotiable.
Which custodians does DVB Private Wealth use?
DVB Private Wealth’s separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $178M and Voya Financial Partners, LLC (Windsor, CT), with $38.8M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 September 2026
How many financial advisors does DVB Private Wealth have?
DVB Private Wealth has 4 investment adviser representatives registered with state securities authorities, out of 7 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does DVB Private Wealth invest in?
At the end of its last fiscal year, DVB Private Wealth’s separately managed accounts held 59% exchange-traded equities, 29% registered funds (mutual funds, ETFs, BDCs), 5% other, 4% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds. The 5% other category is described as: Variable Annuities, CDS, Structured Notes.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns DVB Private Wealth?
DVB Private Wealth is owned through a holding company by Michael Benkovic. Its direct owner is DVB Financial LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 25 September 2026
How does DVB Private Wealth get paid?
DVB Private Wealth is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is DVB Private Wealth registered with the SEC?
Yes, DVB Private Wealth has been registered with the SEC as an investment adviser since 25 June 2026. Its CRD number is 341684 and its SEC file number is 801-136547.
Source: Form ADV Part 1A, Item 1, filed 25 September 2026; IAPD firm record
How do I contact DVB Private Wealth?
DVB Private Wealth’s main office is at 4800 Linglestown Road, Suite 304, Harrisburg, PA 17112. Its phone number is 717-652-6901.