Dupree & Company provides portfolio management for investment companies.
Dupree & Company reports 1 investment company. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($888M across 1 account) are managed with discretion. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Investment companies | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 1 | $888M | 100.0% | $888M |
| Total | 1 | $888M | 100% | $888M |
- Clients
- 1
- Regulatory AUM
- $888M
- AUM share
- 100.0%
- Avg. per client
- $888M
Total
- Clients
- 1
- Regulatory AUM
- $888M
- AUM share
- 100%
- Avg. per client
- $888M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
Dupree & Company is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Lamar Dupree Grimes owns 75% or more of Dupree & Company. Allen Evans MR. Grimes is CEO; the leadership team includes President Huston Barrow Combs. It has 12 employees, 4 of them in advisory roles.
Staff
- 12 employees
- 4 in advisory functions
- 8 broker-dealer reps
- Owns 75% or more of Dupree & Company, Inc.
Lamar Dupree Grimes
Control person · since April 2014
Dupree & Company’s regulatory assets fell from $1.39B (March 2021) to $888M (February 2026); clients were 1 in both filings and employees fell from 13 to 12.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $888M | 1 | 12 | 1 |
| Mar 2025March 2025 | $956M | 1 | 12 | 1 |
| May 2024May 2024 | $1.03B | 1 | 13 | 1 |
| Feb 2023February 2023 | $1.1B | 1 | 13 | 1 |
| Feb 2022February 2022 | $1.39B | 1 | 13 | 1 |
| Mar 2021March 2021 | $1.39B | 1 | 13 | 1 |
Besides its headquarters, Dupree & Company has 0 offices, with 1 listed address in 1 state.
Kentucky · 1 listed address
- 125 South Mill St Ste 100, LexingtonHQ
Contact and registration details
- Legal name
- Dupree & Company, Inc.
- Headquarters
- 125 South Mill St Ste 100, Lexington, KY 40507
- Website
- Not reported
- Phone
- 859-254-7741
- SEC file
- 801-13157
- Structure
- Kentucky corporation
- Fiscal year end
- December
Dupree & Company does not have custody of client assets.
How many clients does Dupree & Company have?
Dupree & Company has 1 client and manages $888 million for them, as of February 2026. They include 1 investment company.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 February 2026
What services does Dupree & Company offer?
Dupree & Company provides portfolio management for investment companies.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Dupree & Company have?
Dupree & Company has 0 investment adviser representatives registered with state securities authorities, out of 12 employees, and 4 perform investment advisory functions. 8 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Dupree & Company?
Dupree & Company’s direct owner is Lamar Dupree Grimes (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 20 February 2026
How does Dupree & Company get paid?
Dupree & Company is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Dupree & Company?
Dupree & Company’s main office is at 125 South Mill St Ste 100, Lexington, KY 40507. Its phone number is 859-254-7741.