Dubin Clark & Company provides portfolio management for pooled vehicles. The firm advises 6 private funds.
Dubin Clark & Company reports 24 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($425M across 24 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 24 | $425M | 100.0% | $17.7M |
| Total | 24 | $425M | 100% | $17.7M |
- Clients
- 24
- Regulatory AUM
- $425M
- AUM share
- 100.0%
- Avg. per client
- $17.7M
Total
- Clients
- 24
- Regulatory AUM
- $425M
- AUM share
- 100%
- Avg. per client
- $17.7M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 6
Dubin Clark & Company is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Thomas Caracciolo owns 25% to 50% of Dubin Clark & Company. The leadership team of Dubin Clark & Company includes President Thomas Caracciolo. It has 17 employees, 12 of them in advisory roles.
Leadership
- Thomas CaraccioloManaging Partner, Director, President, Treasurer, Secretary, Shareholder (Class A, Common)
- Michael HompeschManaging Partner, Vice President, Asst. Secretary, Shareholder (Class A, Common)
- Brent ParisManaging Partner, Vice President, Asst. Secretary, Shareholder (Class A, Common)
- Mark ChinettiCOO
- Michelle CummingsCFO/CCO
Staff
- 17 employees
- 12 in advisory functions
- Owns 25% to 50% of Dubin Clark & Company, Inc
Thomas Caracciolo
Control person · since November 2003
- Owns 25% to 50% of Dubin Clark & Company, Inc
Brent Paris
Control person · since December 2004
- Owns 25% to 50% of Dubin Clark & Company, Inc
Michael Hompesch
Control person · since June 2012
Dubin Clark & Company’s regulatory assets grew from $313M (March 2021) to $425M (March 2026); clients rose from 14 to 24 and employees from 10 to 17.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $425M | 24 | 17 | 4 |
| May 2025May 2025 | $403M | 26 | 18 | 4 |
| Apr 2024April 2024 | $416M | 22 | 20 | 3 |
| Mar 2023March 2023 | $509M | 21 | 17 | 3 |
| Mar 2022March 2022 | $478M | 19 | 17 | 3 |
| Mar 2021March 2021 | $313M | 14 | 10 | 2 |
Besides its headquarters, Dubin Clark & Company has 3 offices (2 private residences, listed without an address), with 2 listed addresses in 1 state.
Florida · 2 listed addresses
- 1030 2nd St. South, Jacksonville BeachHQ
- 500 South Pointe Drive, Miami Beach
Contact and registration details
- Legal name
- Dubin Clark & Company, Inc
- Headquarters
- 1030 2nd St. South, Jacksonville Beach, FL 32250
- Website
- dynamiccorecapital.com
- Phone
- 904-799-1984
- @dynamiccorecapital
- SEC file
- 801-107768
- Structure
- Delaware corporation
- Fiscal year end
- December
Dubin Clark & Company has custody of $6.35M for 24 clients.
How many clients does Dubin Clark & Company have?
Dubin Clark & Company has 24 clients and manages $425 million for them, as of March 2026. They include 24 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Dubin Clark & Company offer?
Dubin Clark & Company provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Dubin Clark & Company have?
Dubin Clark & Company has 0 investment adviser representatives registered with state securities authorities, out of 17 employees, and 12 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Dubin Clark & Company?
Dubin Clark & Company’s direct owners are Thomas Caracciolo, Brent Paris and Michael Hompesch, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Dubin Clark & Company get paid?
Dubin Clark & Company is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Dubin Clark & Company?
Dubin Clark & Company’s main office is at 1030 2nd St. South, Jacksonville Beach, FL 32250. Its phone number is 904-799-1984. Its website is dynamiccorecapital.com.