{"url":"https://nivawealth.com/firms/dubin-clark-and-company-282733","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/282733","regulatoryAum":425226332,"crd":"282733","history":[{"filedOn":"2021-03-30","regulatoryAum":312606587,"clients":14,"employees":10,"offices":2},{"filedOn":"2022-03-31","regulatoryAum":478427885,"clients":19,"employees":17,"offices":3},{"filedOn":"2023-03-31","regulatoryAum":508619854,"clients":21,"employees":17,"offices":3},{"filedOn":"2024-04-24","regulatoryAum":416206997,"clients":22,"employees":20,"offices":3},{"filedOn":"2025-05-28","regulatoryAum":402772428,"clients":26,"employees":18,"offices":4},{"filedOn":"2026-03-31","regulatoryAum":425226332,"clients":24,"employees":17,"offices":4}],"secFileNumber":"801-107768","legalName":"Dubin Clark & Company, Inc","displayName":"Dubin Clark & Company","slug":"dubin-clark-and-company-282733","website":"https://dynamiccorecapital.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/dynamiccorecapital","founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"1030 2nd St. South","city":"Jacksonville Beach","state":"FL","stateName":"Florida","country":"United States","postalCode":"32250"},"tradeNames":[],"registration":{"secApproved":"9 May 2016","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":17,"advisory":12,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":425226332,"discretionary":425226332,"discretionaryAccounts":24,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":24,"regulatoryAum":425226332}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Dubin Clark & Company has custody of $6.35M in client assets for 24 clients.","otherCustodians":[],"leadership":[{"name":"Thomas Caracciolo","title":"Managing Partner, Director, President, Treasurer, Secretary, Shareholder (Class A, Common)","crd":"6640178"},{"name":"Michael Hompesch","title":"Managing Partner, Vice President, Asst. Secretary, Shareholder (Class A, Common)","crd":"6640180"},{"name":"Brent Paris","title":"Managing Partner, Vice President, Asst. Secretary, Shareholder (Class A, Common)","crd":"6640179"},{"name":"Mark Chinetti","title":"COO","crd":"8066781"},{"name":"Michelle Cummings","title":"CFO/CCO","crd":"6640183"}],"ownership":[{"label":"Thomas Caracciolo","detail":"Managing partner, director, president, treasurer, secretary, shareholder (class a, common) in the 25% to 50% ownership band and a control person, since November 2003."},{"label":"Brent Paris","detail":"Managing partner, vice president, asst. secretary, shareholder (class a, common) in the 25% to 50% ownership band and a control person, since December 2004."},{"label":"Michael Hompesch","detail":"Managing partner, vice president, asst. secretary, shareholder (class a, common) in the 25% to 50% ownership band and a control person, since June 2012."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":2},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":2,"addresses":[{"street":"1030 2nd St. South","city":"Jacksonville Beach","headquarters":true},{"street":"500 South Pointe Drive","city":"Miami Beach"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"904-799-1984","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":6},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/282733/PDF/282733.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Dubin Clark & Company have?","answer":"Dubin Clark & Company has 24 clients and manages $425 million for them, as of March 2026. They include 24 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Dubin Clark & Company offer?","answer":"Dubin Clark & Company provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Dubin Clark & Company have?","answer":"Dubin Clark & Company has 0 investment adviser representatives registered with state securities authorities, out of 17 employees, and 12 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Dubin Clark & Company?","answer":"Dubin Clark & Company’s direct owners are Thomas Caracciolo, Brent Paris and Michael Hompesch, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Dubin Clark & Company get paid?","answer":"Dubin Clark & Company is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Dubin Clark & Company?","answer":"Dubin Clark & Company’s main office is at 1030 2nd St. South, Jacksonville Beach, FL 32250. Its phone number is 904-799-1984. Its website is dynamiccorecapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}