Douglas Capital Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 51–100 clients last fiscal year.
Douglas Capital Management reports 112 clients. They include 89 individual clients, 19 high-net-worth individuals, and 3 pension and profit-sharing plans. Of its assets, 100.0% ($295M across 279 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 79% | 6% |
| High-net-worth individuals | 17% | 14% |
| Pension and profit-sharing plans | 3% | <1% |
| Corporations and other businesses | <1% | 79% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 89 | $18.1M | 6.1% | $203K |
| High-net-worth individuals | 19 | $41.9M | 14.2% | $2.2M |
| Pension and profit-sharing plans | Fewer than 5 | $1.29M | 0.4% | $430K |
| Corporations and other businesses | Fewer than 5 | $234M | 79.2% | $234M |
| Total | 112 | $295M | 100% | — |
- Clients
- 89
- Regulatory AUM
- $18.1M
- AUM share
- 6.1%
- Avg. per client
- $203K
- Clients
- 19
- Regulatory AUM
- $41.9M
- AUM share
- 14.2%
- Avg. per client
- $2.2M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.29M
- AUM share
- 0.4%
- Avg. per client
- $430K
- Clients
- Fewer than 5
- Regulatory AUM
- $234M
- AUM share
- 79.2%
- Avg. per client
- $234M
Total
- Clients
- 112
- Regulatory AUM
- $295M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Douglas Capital Management is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
James Douglas owns 25% to 50% of Douglas Capital Management. The leadership team of Douglas Capital Management includes President James Douglas and Chief Investment Officer Christopher Douglas. It has 4 employees, 3 of them in advisory roles.
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- 1 insurance agent
- Owns 25% to 50% of Douglas Capital Management Inc
James Douglas
Control person · since December 2007
- Owns 25% to 50% of Douglas Capital Management Inc
Christopher Douglas
Control person · since December 2007
Douglas Capital Management’s regulatory assets grew from $271M (March 2021) to $295M (March 2026); clients rose from 42 to 112 and employees from 3 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $295M | 112 | 4 | 1 |
| Mar 2025March 2025 | $282M | 128 | 4 | 1 |
| Feb 2024February 2024 | $272M | 111 | 4 | 1 |
| Mar 2023March 2023 | $253M | 114 | 4 | 1 |
| Mar 2022March 2022 | $274M | 43 | 3 | 1 |
| Mar 2021March 2021 | $271M | 42 | 3 | 1 |
Besides its headquarters, Douglas Capital Management has 0 offices, with 1 listed address in 1 state.
Florida · 1 listed address
- 4230 Pablo Professional Court, Suite 208, JacksonvilleHQ
Contact and registration details
- Legal name
- Douglas Capital Management Inc
- Headquarters
- 4230 Pablo Professional Court, Suite 208, Jacksonville, FL 32224
- Website
- douglascapitalmanagement.com
- Phone
- 904-285-7866
- SEC file
- 801-10647
- Structure
- Florida corporation
- Fiscal year end
- December
Douglas Capital Management’s named custodian for separately managed accounts is Raymond James ($293M). Douglas Capital Management does not have custody of client assets.
- Raymond JamesRaymond James & Associates, Inc. · St. Petersburg, FL · $293M100%
At year end, Douglas Capital Management’s separately managed accounts were mostly in bonds (72%) and stocks (17%).
What the accounts hold
- Stocks17%
- Funds6%
- Bonds72%
- U.S. government and agency bonds49%
- Investment grade corporate bonds19%
- State and local bonds4%
- Cash2%
- Other4%
- Preferred stock, reit and annuities4%
How many clients does Douglas Capital Management have?
Douglas Capital Management has 112 clients and manages $295 million for them, as of March 2026. They include 89 individual clients, 19 high-net-worth individuals, and 3 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 March 2026
What services does Douglas Capital Management offer?
Douglas Capital Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Douglas Capital Management use?
Douglas Capital Management’s separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $293M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 March 2026
How many financial advisors does Douglas Capital Management have?
Douglas Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Douglas Capital Management invest in?
At the end of its last fiscal year, Douglas Capital Management’s separately managed accounts held 49% U.S. government and agency bonds, 19% investment grade corporate bonds, 17% exchange-traded equities, 6% registered funds (mutual funds, ETFs, BDCs), 4% state and local bonds, 4% other and 2% cash and equivalents. The 4% other category is described as: Preferred Stock, Reit and Annuities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Douglas Capital Management?
Douglas Capital Management’s direct owners are James Douglas and Christopher Douglas, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 16 March 2026
How does Douglas Capital Management get paid?
Douglas Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Douglas Capital Management?
Douglas Capital Management’s main office is at 4230 Pablo Professional Court, Suite 208, Jacksonville, FL 32224. Its phone number is 904-285-7866. Its website is douglascapitalmanagement.com.