Dogwood Wealth Management provides financial planning, portfolio management for individuals and small businesses, education planning, insurance, and retirement plan services. Financial planning was provided to 101–250 clients last fiscal year.
Dogwood Wealth Management reports 233 clients. They include 146 individual clients and 87 high-net-worth individuals. Of its assets, 100.0% ($257M across 839 accounts) are managed with discretion. It advised 8 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 63% | 22% |
| High-net-worth individuals | 37% | 78% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 146 | $57.2M | 22.2% | $392K |
| High-net-worth individuals | 87 | $200M | 77.8% | $2.3M |
| Total | 233 | $257M | 100% | $1.1M |
- Clients
- 146
- Regulatory AUM
- $57.2M
- AUM share
- 22.2%
- Avg. per client
- $392K
- Clients
- 87
- Regulatory AUM
- $200M
- AUM share
- 77.8%
- Avg. per client
- $2.3M
Total
- Clients
- 233
- Regulatory AUM
- $257M
- AUM share
- 100%
- Avg. per client
- $1.1M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 8
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Dogwood Wealth Management charges 0.60%–1.20% a year for its Investment Management Services. The fee is billed in advance and is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Elements Financial Planning
- Elements financial planning is $80 per month, billed monthly in advance, on a month-to-month basis.
- Financial Planning Services
- Fixed-fee engagements are based on expected hours at an hourly rate of $250, or included at no extra charge within an ongoing investment management engagement.
- Retirement Plan Advisory Services
- Annual asset-based fee of up to 1.00%, billed quarterly in advance under the retirement plan advisory agreement; may be negotiable.
Eric Sheerin owns 50% to 75% of Dogwood Wealth Management. The leadership team of Dogwood Wealth Management includes Chief Compliance Officer Jason Newcomer. It has 6 employees, 4 of them in advisory roles.
Leadership
- Jason NewcomerMember / Principal / Chief Compliance Officer
- Eric SheerinManaging Member / Principal
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
- Allie Elizabeth Houston
- Rory Drew Jones
- Jason Russell Newcomer
- Eric John Sheerin
Staff
- 6 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 50% to 75% of Dogwood Wealth Management, LLC
Eric Sheerin
Control person · since February 2022
- Owns 50% to 75% of Dogwood Wealth Management, LLC
Jason Newcomer
Control person · since February 2022
Dogwood Wealth Management’s regulatory assets grew Infinity× from $0 (June 2022) to $257M (March 2026); employees rose from 2 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $257M | 233 | 6 | 2 |
| March 2025 | $204M | 195 | 4 | 2 |
| April 2024 | $149M | 150 | 3 | 2 |
| August 2023 | $93.4M | 117 | 3 | 2 |
| June 2022 | $0 | 0 | 2 | 2 |
Besides its headquarters, Dogwood Wealth Management has 1 office, with 2 listed addresses in Kansas and Missouri.
Kansas · 1 listed address
- 8813 Penrose LN, Suite 350, LenexaHQ
Missouri · 1 listed address
- 1201 NW Briarcliff Pkwy, Kanas City
Contact and registration details
- Legal name
- Dogwood Wealth Management, LLC
- Headquarters
- 8813 Penrose LN, Suite 350, Lenexa, KS 66219
- Website
- dogwoodwealthmanagement.com
- Phone
- 913-232-2900
- @82754034
- SEC file
- 801-123208
- Founded
- 2022
- Structure
- Kansas LLC
- Fiscal year end
- December
Dogwood Wealth Management does not have custody of client assets.
At year end, Dogwood Wealth Management’s separately managed accounts were mostly in funds (76%) and stocks (19%). Its reported 13F holdings for the quarter ended 30 June 2026 total $253M across 851 positions; the largest are Putnam ETF Trust (8.6%), Fidelity Merrimack Str TR (8.1%) and Vanguard Index Fds (7.5%).
What the accounts hold
- Stocks19%
- Funds76%
- Bonds3%
- Cash2%
Reported 13F holdings
- $253M
- Reported 13F value
- 851
- Positions
- 54.0%
- In the 10 largest
- +10.0%
- Value vs. prior quarter
- Putnam ETF Trust · Focused Lar Cap8.6%
- Fidelity Merrimack Str TR · Total BD ETF8.1%
- Vanguard Index Fds · Total Stk Mkt7.5%
- Invesco Exch Traded FD TR II · Nasdaq 100 ETF6.1%
- American Centy ETF TR · US Sml CP Valu4.6%
- Vaneck Merk Gold ETF · Gold Shs4.0%
- American Centy ETF TR · Avantis US Larg3.9%
- Proshares TR · S&P Mdcp 400 Div3.9%
- Invesco Exch Traded FD TR II · S&P Intl Momnt3.8%
- iShares TR · 1 3 YR Treas BD3.6%
Together, the ten largest are 54.0% of reported value.
How many clients does Dogwood Wealth Management have?
Dogwood Wealth Management has 233 clients and manages $257 million for them, as of March 2026. They include 146 individual clients and 87 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Dogwood Wealth Management offer?
Dogwood Wealth Management provides financial planning, portfolio management for individuals and small businesses, education planning, insurance, and retirement plan services.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Dogwood Wealth Management charge?
Dogwood Wealth Management charges 0.60%–1.20% a year for its Investment Management Services. The fee is billed in advance and is negotiable.
How many financial advisors does Dogwood Wealth Management have?
Dogwood Wealth Management has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Dogwood Wealth Management invest in?
At the end of its last fiscal year, Dogwood Wealth Management’s separately managed accounts held 76% registered funds (mutual funds, ETFs, BDCs), 19% exchange-traded equities, 3% state and local bonds and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Dogwood Wealth Management?
Dogwood Wealth Management’s direct owners are Eric Sheerin (50% to 75%) and Jason Newcomer (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Dogwood Wealth Management get paid?
Dogwood Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Dogwood Wealth Management registered with the SEC?
Yes, Dogwood Wealth Management has been registered with the SEC as an investment adviser since 11 February 2022. Its CRD number is 317580 and its SEC file number is 801-123208.
Source: Form ADV Part 1A, Item 1, filed 30 March 2026; IAPD firm record
How do I contact Dogwood Wealth Management?
Dogwood Wealth Management’s main office is at 8813 Penrose LN, Suite 350, Lenexa, KS 66219. Its phone number is 913-232-2900. Its website is dogwoodwealthmanagement.com.