Diccianni Financial Group provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 101–250 clients last fiscal year.
Diccianni Financial Group reports 321 clients. They include 272 individual clients, 44 high-net-worth individuals, and 5 pension and profit-sharing plans. Of its assets, 100.0% ($129M across 336 accounts) are managed with discretion. It advised 272 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 85% | 53% |
| High-net-worth individuals | 14% | 43% |
| Pension and profit-sharing plans | 2% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 272 | $68.8M | 53.4% | $253K |
| High-net-worth individuals | 44 | $56M | 43.5% | $1.27M |
| Pension and profit-sharing plans | 5 | $4M | 3.1% | $800K |
| Total | 321 | $129M | 100% | $401K |
- Clients
- 272
- Regulatory AUM
- $68.8M
- AUM share
- 53.4%
- Avg. per client
- $253K
- Clients
- 44
- Regulatory AUM
- $56M
- AUM share
- 43.5%
- Avg. per client
- $1.27M
- Clients
- 5
- Regulatory AUM
- $4M
- AUM share
- 3.1%
- Avg. per client
- $800K
Total
- Clients
- 321
- Regulatory AUM
- $129M
- AUM share
- 100%
- Avg. per client
- $401K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 272
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Diccianni Financial Group charges 0.75%–1.15% a year for its Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.15% |
| $1M–$2M | 1.05% |
| $2M–$3M | 0.95% |
| $3M–$5M | 0.90% |
| $5M–$10M | 0.80% |
| $10M and above | 0.75% |
Fee details and sources
Cynthia Diccianni owns 75% or more of Diccianni Financial Group. The leadership team of Diccianni Financial Group includes Chief Operating Officer Jeanne Lawson. It has 4 employees, 2 of them in advisory roles.
Leadership
- Jeanne LawsonChief Operating Officer
Cynthia DiccianniPrincipal, CEO, CCO- Jade LawsonBack Office Manager
Luc LawsonInvestment Advisory Representative
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 broker-dealer reps
- 2 insurance agents
- Owns 75% or more of Diccianni Financial Group, Inc.
Cynthia Diccianni
Control person · since January 2006
- Owns 25% to 50% of Diccianni Financial Group, Inc.
Jeanne Lawson
Control person · since July 2026
Diccianni Financial Group’s regulatory assets grew from $111M (June 2025) to $129M (September 2026); clients rose from 117 to 321 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $129M | 321 | 4 | 1 |
| June 2025 | $111M | 117 | 4 | 1 |
Besides its headquarters, Diccianni Financial Group has 0 offices, with 1 listed address in Pennsylvania.
Pennsylvania · 1 listed address
- 333 West Germantown Pike, East NorritonHQ
Contact and registration details
- Legal name
- Diccianni Financial Group, Inc.
- Headquarters
- 333 West Germantown Pike, East Norriton, PA 19403
- Website
- dfgpa.com
- Phone
- 484-681-9046
- SEC file
- 801-133763
- Structure
- Pennsylvania corporation
- Fiscal year end
- December
Diccianni Financial Group uses Charles Schwab ($130M) as custodian for its separately managed accounts. Diccianni Financial Group has custody of $52.3M in client assets for 91 clients.
The filed custodian amounts total more than regulatory assets under management. Each amount is shown as filed.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $130M100%
At year end, Diccianni Financial Group’s separately managed accounts were mostly in stocks (50%) and funds (30%).
What the accounts hold
- Stocks50%
- Funds30%
- Bonds15%
- State and local bonds7%
- U.S. government and agency bonds5%
- Investment grade corporate bonds3%
- Cash5%
How many clients does Diccianni Financial Group have?
Diccianni Financial Group has 321 clients and manages $129 million for them, as of September 2026. They include 272 individual clients, 44 high-net-worth individuals, and 5 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026
What services does Diccianni Financial Group offer?
Diccianni Financial Group provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Diccianni Financial Group charge?
Diccianni Financial Group charges 0.75%–1.15% a year for its Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Source: DICCIANNI ADV PART 2 BROCHURE, filed 14 September 2026
Which custodians does Diccianni Financial Group use?
Diccianni Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $130M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 September 2026
How many financial advisors does Diccianni Financial Group have?
Diccianni Financial Group has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Diccianni Financial Group invest in?
At the end of its last fiscal year, Diccianni Financial Group’s separately managed accounts held 50% exchange-traded equities, 30% registered funds (mutual funds, ETFs, BDCs), 7% state and local bonds, 5% U.S. government and agency bonds, 5% cash and equivalents and 3% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Diccianni Financial Group?
Diccianni Financial Group’s direct owners are Cynthia Diccianni (75% or more) and Jeanne Lawson (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 14 September 2026
How does Diccianni Financial Group get paid?
Diccianni Financial Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Diccianni Financial Group?
Diccianni Financial Group’s main office is at 333 West Germantown Pike, East Norriton, PA 19403. Its phone number is 484-681-9046. Its website is dfgpa.com.