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Cynthia Diccianni, portrait

Cynthia Diccianni

Principal, CEO, CCO at Diccianni Financial Group in East Norriton, PA

Investment adviser and broker registrationsUpdated

Cynthia Diccianni is Principal, CEO, CCO of Diccianni Financial Group, Inc., an investment adviser managing $129M, and works from its East Norriton, PA office. Cynthia Diccianni has been registered as an investment adviser representative through Diccianni Financial Group since 9 July 2009, has 27 years in the industry across 2 firms and has passed the Series 63, Series 7 and Series 65.

27
Years in industry
17
Years at firm
2
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Cynthia Diccianni has been Principal, CEO, CCO of Diccianni Financial Group since January 2006, is a control person of the firm and directly owns 75% or more of it. Cynthia Diccianni holds an Associate's degree in General Studies from Montgomery County Community College and an Associate's degree in Nursing from Hahnemann University. Cynthia Diccianni studied Certification in Operating Room Technology at National School of Health Technology.

Diccianni Financial Group, Inc. is an East Norriton, PA firm with $129M under management, 321 clients and 2 advisers in one office, as of its September 2026 filing.

Cindy Diccianni is Owner and Founder of Diccianni Financial Group, based in East Norriton, PA. A registered nurse, she began studying finance when she and a group of nurses started an investment club. She is an Investment Advisory Representative and a Registered Representative with Leigh Baldwin & Company, member FINRA and SIPC, with 25 years of working with clients.

Cynthia Diccianni’s longest registration is the current one, 17 years at Diccianni Financial Group since 2009. Before joining Diccianni Financial Group in 2009, Cynthia Diccianni was registered through Ortner, O'Brien & Ortner Advisory Group, Inc.

  1. – present · 17 years
    East Norriton, PA · Adviser representative · Firm CRD 149332
  2. Ortner, O'Brien & Ortner Advisory Group, Inc.
    – · 9 years
    Malvern, PA · Adviser representative · Firm CRD 119848

Credentials and registrations

Professional designations

Listed by Diccianni Financial Group

  • Chartered Financial Consultant (ChFC)
  • Retirement Income Certified Professional (RICP®)
  • Accredited Estate Planner (AEP®)

Investment adviser representative registrations

Cynthia Diccianni is registered as an investment adviser representative in Pennsylvania, since July 2009.

  • PennsylvaniaSince 9 July 2009

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 6512 September 2000
Name
Uniform Investment Adviser Law Examination
Series 727 May 1999
Name
General Securities Representative Examination
Series 6330 December 1998
Name
Uniform Securities Agent State Law Examination

Key facts

Full name
Cynthia Demetris Diccianni
CRD
3160122
Firm
Diccianni Financial Group · CRD 149332
Role
Principal, CEO, CCO
Office
333 WEST GERMANTOWN PIKE, East Norriton, PA 19403
Registration
Investment adviser and broker registrations
In the industry since
May 1999
Disciplinary history
Not yet shown here · SEC record · BrokerCheck
Firm bio
dfgpa.com

Common questions

Where does Cynthia Diccianni work?

Cynthia Diccianni has been Principal, CEO, CCO of Diccianni Financial Group, Inc. since January 2006, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 14 September 2026

Is Cynthia Diccianni a financial advisor?

Yes. Cynthia Diccianni has a current investment-adviser registration in Pennsylvania, through Diccianni Financial Group since July 2009.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Cynthia Diccianni have?

Cynthia Diccianni has 27 years in the financial industry, since May 1999, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Cynthia Diccianni passed?

Cynthia Diccianni has passed 3 licensing exams: the Series 63, Series 7 and Series 65. The earliest, the Series 63, was passed in December 1998. FINRA credited Cynthia Diccianni with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where is Cynthia Diccianni based?

Cynthia Diccianni’s registered office is in East Norriton, PA.

Source: IAPD individual record, checked 22 October 2026

Is Cynthia Diccianni registered with FINRA?

Yes. Cynthia Diccianni has a current broker registration, under CRD 3160122.

Source: FINRA BrokerCheck

How can I verify Cynthia Diccianni’s record?

Search CRD 3160122 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Cynthia Diccianni’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Diccianni Financial Group

Sources

  1. IAPD individual record, CRD 3160122, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Diccianni Financial Group, Inc., filed 14 September 2026. Title, control and ownership bands.
  3. Diccianni Financial Group team page. Biography, education, credentials, awards and the portrait, reproduced for identification.