DHH Advisors provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 251–500 clients last fiscal year.
DHH Advisors reports 48 high-net-worth individuals. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $324M across 267 accounts are not. It advised 208 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 48 | $324M | 100.0% | $6.76M |
| Total | 48 | $324M | 100% | $6.76M |
- Clients
- 48
- Regulatory AUM
- $324M
- AUM share
- 100.0%
- Avg. per client
- $6.76M
Total
- Clients
- 48
- Regulatory AUM
- $324M
- AUM share
- 100%
- Avg. per client
- $6.76M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 208
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
DHH Advisors is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Darren Zagarola owns 50% to 75% of DHH Advisors. The leadership team of DHH Advisors includes Chief Compliance Officer Tracy Hagberg. It has 3 employees.
Leadership
- Tracy HagbergChief Compliance Officer
Howard HookMember
Howard MiloveMember
Darren ZagarolaMember
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Howard Mark Hook
- Howard Scott Milove
- Darren Lawrence Zagarola
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 1 broker-dealer rep
- 2 insurance agents
- Owns 50% to 75% of DHH Advisors, LLC
Darren Zagarola
Control person · since October 2013
- Owns 25% to 50% of DHH Advisors, LLC
Howard Milove
Control person · since October 2013
- Owns 25% to 50% of DHH Advisors, LLC
Howard Hook
Control person · since October 2013
DHH Advisors’ regulatory assets grew from $218M (March 2021) to $324M (March 2026); clients rose from 40 to 48 and employees fell from 5 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $324M | 48 | 3 | 2 |
| March 2025 | $300M | 54 | 3 | 2 |
| March 2024 | $255M | 48 | 3 | 2 |
| March 2023 | $279M | 46 | 5 | 2 |
| March 2022 | $234M | 41 | 5 | 2 |
| March 2021 | $218M | 40 | 5 | 2 |
Besides its headquarters, DHH Advisors has 1 office, with 2 listed addresses in New Jersey.
New Jersey · 2 listed addresses
- 601 Ewing Street, Suite A-7, PrincetonHQ
- 120 Eagle Rock Avenue, East Hanover
Other business names
DHH Advisors has reported 1 other business name to the SEC.
- Eks Associates
Contact and registration details
- Legal name
- DHH Advisors, LLC
- Headquarters
- 601 Ewing Street, Suite A-7, Princeton, NJ 08540
- Website
- eksassociates.com
- Phone
- 609-921-1016
- @eks-associates
- SEC file
- 801-80182
- Structure
- New Jersey LLC
- Fiscal year end
- December
DHH Advisors uses Charles Schwab ($324M) as custodian for its separately managed accounts. DHH Advisors has custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · New York, NY · $324M100%
At year end, DHH Advisors’ separately managed accounts were mostly in funds (80%).
What the accounts hold
- Stocks8%
- Funds80%
- Bonds3%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash9%
How many clients does DHH Advisors have?
DHH Advisors has 48 clients and manages $324 million for them, as of March 2026. They include 48 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026
What services does DHH Advisors offer?
DHH Advisors provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does DHH Advisors use?
DHH Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (New York, NY), with $324M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026
How many financial advisors does DHH Advisors have?
DHH Advisors has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does DHH Advisors invest in?
At the end of its last fiscal year, DHH Advisors’ separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents, 8% exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns DHH Advisors?
DHH Advisors’ direct owners are Darren Zagarola (50% to 75%), Howard Milove (25% to 50%) and Howard Hook (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 25 March 2026
How does DHH Advisors get paid?
DHH Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is DHH Advisors registered with the SEC?
Yes, DHH Advisors has been registered with the SEC as an investment adviser since 26 August 2014. Its CRD number is 169687 and its SEC file number is 801-80182.
Source: Form ADV Part 1A, Item 1, filed 25 March 2026; IAPD firm record
How do I contact DHH Advisors?
DHH Advisors’ main office is at 601 Ewing Street, Suite A-7, Princeton, NJ 08540. Its phone number is 609-921-1016. Its website is eksassociates.com.