Daus Financial Services provides financial planning, portfolio management for individuals and small businesses, educational seminars, estate planning, insurance, and retirement plan services. Financial planning was provided to 1–10 clients last fiscal year.
Daus Financial Services reports 327 clients. They include 240 individual clients and 87 high-net-worth individuals. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $271M across 936 accounts are not. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 73% | 33% |
| High-net-worth individuals | 27% | 67% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 240 | $89.3M | 33.0% | $372K |
| High-net-worth individuals | 87 | $181M | 67.0% | $2.08M |
| Total | 327 | $271M | 100% | $827K |
- Clients
- 240
- Regulatory AUM
- $89.3M
- AUM share
- 33.0%
- Avg. per client
- $372K
- Clients
- 87
- Regulatory AUM
- $181M
- AUM share
- 67.0%
- Avg. per client
- $2.08M
Total
- Clients
- 327
- Regulatory AUM
- $271M
- AUM share
- 100%
- Avg. per client
- $827K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Daus Financial Services charges 0.65%–1.50% a year for its Asset Management. Each asset band is charged at its own rate. The fee is billed in arrears, is negotiable and requires an account of at least $100,000. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$250K | 1.50% |
| $250K–$500K | 1.35% |
| $500K–$1M | 1.25% |
| $1M–$2M | 1.15% |
| $2M–$5M | 1.00% |
| $5M–$10M | 0.85% |
| $10M and above | 0.65% |
Fee details and sources
Other fees
- Fixed-Fee Consulting and Planning
- Fixed fees for longer-term consulting projects or ongoing support range from $1,500 to $50,000.
- Hourly Financial Planning
- Hourly fees range from $250 to $1,000 per hour, negotiated with the client.
Ryan Daus owns 75% or more of Daus Financial Services. The leadership team of Daus Financial Services includes Chief Compliance Officer Terra Loew. It has 8 employees, 3 of them in advisory roles.
Leadership
- Terra LoewChief Compliance Officer
- Ryan DausOwner / Financial Advisor
- Justin GregoryDirector of Operations
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Ryan Michael Daus
- Trenden Peacock
- Brendan A Sanchez
Staff
- 8 employees
- 3 in advisory functions
- 3 state-registered reps
- 6 insurance agents
- Owns 75% or more of Daus Financial Services, LLC
Ryan Daus
Control person · since April 2023
- Owns 10% to 25% of Daus Financial Services, LLC
Justin Gregory
Control person · since January 2019
Daus Financial Services’ regulatory assets grew 2.3× from $120M (June 2023) to $271M (August 2026); clients fell from 515 to 327 and employees rose from 6 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $271M | 327 | 8 | 1 |
| February 2025 | $211M | 288 | 6 | 1 |
| July 2024 | $154M | 264 | 6 | 1 |
| June 2023 | $120M | 515 | 6 | 1 |
Besides its headquarters, Daus Financial Services has 0 offices, with 1 listed address in Michigan.
Michigan · 1 listed address
- 487 South Drake Road, Suite A, KalamazooHQ
Contact and registration details
- Legal name
- Daus Financial Services, LLC
- Headquarters
- 487 South Drake Road, Suite A, Kalamazoo, MI 49009
- Website
- dausfinancial.co
- Phone
- 269-321-7472
- @daus-financial-group
- SEC file
- 801-127526
- Founded
- 2023
- Structure
- Michigan LLC
- Fiscal year end
- December
Daus Financial Services uses Charles Schwab ($271M) as custodian for its separately managed accounts. Daus Financial Services has custody of $241M in client assets for 217 clients.
- Charles SchwabCharles Schwab & Company, Inc. · Westlake, TX · $271M100%
At year end, Daus Financial Services’ separately managed accounts were mostly in funds (74%) and stocks (12%).
What the accounts hold
- Stocks12%
- Funds74%
- Bonds10%
- High-yield corporate bonds5%
- Investment grade corporate bonds4%
- U.S. government and agency bonds1%
- Cash4%
How many clients does Daus Financial Services have?
Daus Financial Services has 327 clients and manages $271 million for them, as of August 2026. They include 240 individual clients and 87 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 August 2026
What services does Daus Financial Services offer?
Daus Financial Services provides financial planning, portfolio management for individuals and small businesses, educational seminars, estate planning, insurance, and retirement plan services.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Daus Financial Services charge?
Daus Financial Services charges 0.65%–1.50% a year for its Asset Management. Each asset band is charged at its own rate. The fee is billed in arrears, is negotiable and requires an account of at least $100,000.
Which custodians does Daus Financial Services use?
Daus Financial Services’ separately managed account assets are held at Charles Schwab & Company, Inc. (Westlake, TX), with $271M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 August 2026
How many financial advisors does Daus Financial Services have?
Daus Financial Services has 3 investment adviser representatives registered with state securities authorities, out of 8 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 6 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Daus Financial Services invest in?
At the end of its last fiscal year, Daus Financial Services’ separately managed accounts held 74% registered funds (mutual funds, ETFs, BDCs), 12% exchange-traded equities, 5% high-yield corporate bonds, 4% investment grade corporate bonds, 4% cash and equivalents and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Daus Financial Services have a minimum investment?
Yes, Daus Financial Services’ minimum account size for its Asset Management is $100K.
Who owns Daus Financial Services?
Daus Financial Services’ direct owners are Ryan Daus (75% or more) and Justin Gregory (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 18 August 2026
How does Daus Financial Services get paid?
Daus Financial Services is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Daus Financial Services?
Daus Financial Services’ main office is at 487 South Drake Road, Suite A, Kalamazoo, MI 49009. Its phone number is 269-321-7472. Its website is dausfinancial.co.