Firms by custodian
Registered investment advisers that custody at Umb Bank N.A.
Search the full directory by firm name, city, state, CRD number or custodian.
3 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Baker Tilly Wealth Management | Madison, WI | $5.19B |
| Willow Tree Credit Partners | New York, NY | $2.8B |
| Mica Creek Capital | Steamboat Springs, CO | $301M |
- Headquarters
- Madison, WI
- Regulatory AUM
- $5.19B
- Headquarters
- New York, NY
- Regulatory AUM
- $2.8B
- Headquarters
- Steamboat Springs, CO
- Regulatory AUM
- $301M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Umb Bank N.A. here says only what the filing says, and implies nothing about either firm's service.