Firms by custodian
Registered investment advisers that custody at UBS
Search the full directory by firm name, city, state, CRD number or custodian.
7 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Lombard Odier Asset Management (USA) | New York, NY | $7.48B |
| Scharf Investments | Los Gatos, CA | $4.21B |
| Prometheus Wealth Management SAM | Monaco | $1.24B |
| Nuclo Wealth | Houston, TX | $294M |
| Heronetta Management | New York, NY | $254M |
| Sachem Investment Counsel | $231M | |
| Todo Capital | $144M |
- Headquarters
- New York, NY
- Regulatory AUM
- $7.48B
- Headquarters
- Los Gatos, CA
- Regulatory AUM
- $4.21B
- Headquarters
- Monaco
- Regulatory AUM
- $1.24B
- Headquarters
- Houston, TX
- Regulatory AUM
- $294M
- Headquarters
- New York, NY
- Regulatory AUM
- $254M
- Headquarters
- Regulatory AUM
- $231M
- Headquarters
- Regulatory AUM
- $144M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming UBS here says only what the filing says, and implies nothing about either firm's service.