Firms by custodian
Registered investment advisers that custody at SEI
Search the full directory by firm name, city, state, CRD number or custodian.
5 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| RMW Advisors | Houston, TX | $391M |
| Highland Investment Advisors | Ponte Vedra, FL | $368M |
| Emergent Wealth Advisors | Williamsville, NY | $249M |
| KCD Financial | Green Bay, WI | $202M |
| Fuerst Financial Group | Chattanooga, TN | $101M |
- Headquarters
- Houston, TX
- Regulatory AUM
- $391M
- Headquarters
- Ponte Vedra, FL
- Regulatory AUM
- $368M
- Headquarters
- Williamsville, NY
- Regulatory AUM
- $249M
- Headquarters
- Green Bay, WI
- Regulatory AUM
- $202M
- Headquarters
- Chattanooga, TN
- Regulatory AUM
- $101M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming SEI here says only what the filing says, and implies nothing about either firm's service.