Firms by custodian
Registered investment advisers that custody at Pershing
Search the full directory by firm name, city, state, CRD number or custodian.
51 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Troy Asset Management | London | $14.70B |
| Sapient Capital | Indianapolis, IN | $13.76B |
| Independent Financial Group | San Diego, CA | $12.93B |
| QRG Capital Management | Berwyn, PA | $11.41B |
| Asset Preservation Advisors | Atlanta, GA | $11.05B |
| Nicola Wealth Management | Vancouver | $11.04B |
| Ruane, Cunniff & Goldfarb | New York, NY | $10.53B |
| Saturna Capital | Bellingham, WA | $10.48B |
| Johnson Wealth | Milwaukee, WI | $10.35B |
| Tocqueville Asset Management | New York, NY | $10.24B |
| Valmark Advisers | Akron, OH | $10.17B |
- Headquarters
- London
- Regulatory AUM
- $14.70B
- Headquarters
- Indianapolis, IN
- Regulatory AUM
- $13.76B
- Headquarters
- San Diego, CA
- Regulatory AUM
- $12.93B
- Headquarters
- Berwyn, PA
- Regulatory AUM
- $11.41B
- Headquarters
- Atlanta, GA
- Regulatory AUM
- $11.05B
- Headquarters
- Vancouver
- Regulatory AUM
- $11.04B
- Headquarters
- New York, NY
- Regulatory AUM
- $10.53B
- Headquarters
- Bellingham, WA
- Regulatory AUM
- $10.48B
- Headquarters
- Milwaukee, WI
- Regulatory AUM
- $10.35B
- Headquarters
- New York, NY
- Regulatory AUM
- $10.24B
- Headquarters
- Akron, OH
- Regulatory AUM
- $10.17B
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Pershing here says only what the filing says, and implies nothing about either firm's service.