Firms by custodian
Registered investment advisers that custody at Etc Brokerage Services
Search the full directory by firm name, city, state, CRD number or custodian.
4 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Pivot Capital Partners | Chicago, IL | $1.4B |
| Cramer & Rauchegger | Maitland, FL | $151M |
| Chicago Capital Management Advisors | Lisle, IL | $135M |
| L.D. Lowe Wealth Advisory | Richardson, TX | $119M |
- Headquarters
- Chicago, IL
- Regulatory AUM
- $1.4B
- Headquarters
- Maitland, FL
- Regulatory AUM
- $151M
- Headquarters
- Lisle, IL
- Regulatory AUM
- $135M
- Headquarters
- Richardson, TX
- Regulatory AUM
- $119M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Etc Brokerage Services here says only what the filing says, and implies nothing about either firm's service.