Firms by custodian
Registered investment advisers that custody at Capital Group
Search the full directory by firm name, city, state, CRD number or custodian.
5 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| Emergent Wealth Advisors | Williamsville, NY | $249M |
| Anchor Wealth Management Group | West Palm Beach, FL | $233M |
| Affinity Wealth | Canton, OH | $218M |
| Sunrise Financial Services | Burien, WA | $151M |
| Lucien Stirling & Gray Advisory Group | Austin, TX | $147M |
- Headquarters
- Williamsville, NY
- Regulatory AUM
- $249M
- Headquarters
- West Palm Beach, FL
- Regulatory AUM
- $233M
- Headquarters
- Canton, OH
- Regulatory AUM
- $218M
- Headquarters
- Burien, WA
- Regulatory AUM
- $151M
- Headquarters
- Austin, TX
- Regulatory AUM
- $147M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Capital Group here says only what the filing says, and implies nothing about either firm's service.