Crown Oak Advisors provides portfolio management for individuals and small businesses and portfolio management for institutions.
Crown Oak Advisors reports 54 clients. They include 30 high-net-worth individuals and 24 individual clients. Of its assets, 100.0% ($236M across 73 accounts) are managed with discretion. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 44% | 3% |
| High-net-worth individuals | 56% | 97% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 24 | $7.53M | 3.2% | $314K |
| High-net-worth individuals | 30 | $228M | 96.8% | $7.6M |
| Total | 54 | $236M | 100% | $4.36M |
- Clients
- 24
- Regulatory AUM
- $7.53M
- AUM share
- 3.2%
- Avg. per client
- $314K
- Clients
- 30
- Regulatory AUM
- $228M
- AUM share
- 96.8%
- Avg. per client
- $7.6M
Total
- Clients
- 54
- Regulatory AUM
- $236M
- AUM share
- 100%
- Avg. per client
- $4.36M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
Crown Oak Advisors charges 0.50%–0.60% a year for its Investment Management Fees. The fee is billed in arrears, is negotiable and requires an account of at least $500,000.
Fee details and sources
Christopher Dodds owns 50% to 75% of Crown Oak Advisors. The leadership team of Crown Oak Advisors includes Chief Compliance Officer Christopher Dodds. It has 2 employees.
Leadership
Christopher DoddsChief Compliance Officer, Co-Founder and Managing Member
Andrew DoddsCo-Founder and Managing Member
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of Crown Oak Advisors, LLC
Christopher Dodds
Control person · since May 2020
- Owns 50% to 75% of Crown Oak Advisors, LLC
Andrew Dodds
Control person · since May 2020
Crown Oak Advisors’ regulatory assets grew 1.8× from $133M (June 2023) to $236M (February 2026); clients rose from 28 to 54 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $236M | 54 | 2 | 2 |
| February 2025 | $220M | 49 | 2 | 2 |
| February 2024 | $185M | 45 | 2 | 2 |
| June 2023 | $133M | 28 | 2 | 2 |
Besides its headquarters, Crown Oak Advisors has 1 office, with 2 listed addresses in California.
California · 1 listed address
- 2305 Historic Decatur Road, San Diego
Contact and registration details
- Legal name
- Crown Oak Advisors, LLC
- Headquarters
- Not reported
- Website
- crownoakadvisors.com
- Phone
- 510-244-4685
- SEC file
- 801-128309
- Structure
- Delaware LLC
- Fiscal year end
- December
Crown Oak Advisors uses Charles Schwab ($181M, 77%) and Fidelity ($54.6M, 23%) as custodians for its separately managed accounts. Crown Oak Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $181M77%
- FidelityFidelity Distributors Company LLC · Boston, MA · $54.6M23%
At year end, Crown Oak Advisors’ separately managed accounts were mostly in stocks (94%). Its reported 13F holdings for the quarter ended 30 June 2026 total $215M across 23 positions; the largest are Schwab Charles Corp. (20.3%), Heico Corp. New (10.5%) and Visa Inc. (10.4%).
What the accounts hold
- Stocks94%
- Bonds1%
- Cash5%
Reported 13F holdings
- $215M
- Reported 13F value
- 23
- Positions
- 77.2%
- In the 10 largest
- +7.7%
- Value vs. prior quarter
- Schwab Charles Corp.20.3%
- Heico Corp. New · CL A10.5%
- Visa Inc. · Com CL A10.4%
- Deere & CO8.3%
- Watsco Inc.5.7%
- Church & Dwight CO Inc.5.3%
- Keysight Technologies Inc.4.7%
- Rollins Inc.4.4%
- Nordson Corp.4.1%
- Mettler Toledo International3.5%
Together, the ten largest are 77.2% of reported value.
How many clients does Crown Oak Advisors have?
Crown Oak Advisors has 54 clients and manages $236 million for them, as of February 2026. They include 30 high-net-worth individuals and 24 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 February 2026
What services does Crown Oak Advisors offer?
Crown Oak Advisors provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Crown Oak Advisors charge?
Crown Oak Advisors charges 0.50%–0.60% a year for its Investment Management Fees. The fee is billed in arrears, is negotiable and requires an account of at least $500,000.
Source: DISCLOSURE BROCHURE FOR CROWN OAK ADVISORS, LLC, filed 10 February 2026
Which custodians does Crown Oak Advisors use?
Crown Oak Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $181M and Fidelity Distributors Company LLC (Boston, MA), with $54.6M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 February 2026
How many financial advisors does Crown Oak Advisors have?
Crown Oak Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Crown Oak Advisors invest in?
At the end of its last fiscal year, Crown Oak Advisors’ separately managed accounts held 94% exchange-traded equities, 5% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Crown Oak Advisors have a minimum investment?
Yes, Crown Oak Advisors’ minimum account size for its Investment Management Fees is $500K.
Source: DISCLOSURE BROCHURE FOR CROWN OAK ADVISORS, LLC, filed 10 February 2026
Who owns Crown Oak Advisors?
Crown Oak Advisors’ direct owners are Christopher Dodds (50% to 75%) and Andrew Dodds (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 10 February 2026
How does Crown Oak Advisors get paid?
Crown Oak Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Crown Oak Advisors?
Its phone number is 510-244-4685. Its website is crownoakadvisors.com.