{"url":"https://nivawealth.com/firms/crown-oak-advisors-309749","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/309749","regulatoryAum":235630503,"crd":"309749","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6349266","suffix":null,"lastName":"DODDS","firstName":"ANDREW","middleName":"WARREN"},{"crd":"1596630","suffix":null,"lastName":"DODDS","firstName":"CHRISTOPHER","middleName":"VINCENT"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-06-09","regulatoryAum":133308999,"clients":28,"employees":2,"offices":2},{"filedOn":"2024-02-16","regulatoryAum":184897265,"clients":45,"employees":2,"offices":2},{"filedOn":"2025-02-26","regulatoryAum":219560155,"clients":49,"employees":2,"offices":2},{"filedOn":"2026-02-10","regulatoryAum":235630503,"clients":54,"employees":2,"offices":2}],"secFileNumber":"801-128309","legalName":"Crown Oak 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(other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":94},{"label":"U.S. state and local bonds","percent":1},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"10 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/309749/PDF/309749.pdf","brochureDate":"10 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007841","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Crown Oak Advisors have?","answer":"Crown Oak Advisors has 54 clients and manages $236 million for them, as of February 2026. They include 30 high-net-worth individuals and 24 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Crown Oak Advisors offer?","answer":"Crown Oak Advisors provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Crown Oak Advisors charge?","answer":"Crown Oak Advisors charges 0.50%–0.60% a year for its Investment Management Fees. The fee is billed in arrears, is negotiable and requires an account of at least $500,000.","source":"DISCLOSURE BROCHURE FOR CROWN OAK ADVISORS, LLC, filed 10 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Crown Oak Advisors use?","answer":"Crown Oak Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $181M and Fidelity Distributors Company LLC (Boston, MA), with $54.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Crown Oak Advisors have?","answer":"Crown Oak Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Crown Oak Advisors invest in?","answer":"At the end of its last fiscal year, Crown Oak Advisors’ separately managed accounts held 94% exchange-traded equities, 5% cash and equivalents and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Crown Oak Advisors have a minimum investment?","answer":"Yes, Crown Oak Advisors’ minimum account size for its Investment Management Fees is $500K.","source":"DISCLOSURE BROCHURE FOR CROWN OAK ADVISORS, LLC, filed 10 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Crown Oak Advisors?","answer":"Crown Oak Advisors’ direct owners are Christopher Dodds (50% to 75%) and Andrew Dodds (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 10 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Crown Oak Advisors get paid?","answer":"Crown Oak Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Crown Oak Advisors?","answer":"Its phone number is 510-244-4685. Its website is crownoakadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/crown-oak-advisors-309749/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-17","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2009273/000200927326000003/0002009273-26-000003-index.html","totalValue":214720775,"positionCount":23,"top10Share":0.7716701469617926,"top10":[{"issuer":"SCHWAB CHARLES CORP","titleOfClass":"COM","cusip":"808513105","value":43530194,"shares":471770,"shareType":"SH","priorValue":43199661,"priorShares":459669},{"issuer":"HEICO CORP NEW","titleOfClass":"CL A","cusip":"422806208","value":22600207,"shares":87628,"shareType":"SH","priorValue":13829407,"priorShares":65514},{"issuer":"VISA INC","titleOfClass":"COM CL 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}