Comperio Retirement Consulting provides financial planning, pension consulting and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Comperio Retirement Consulting reports 27 pension and profit-sharing plans. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $1.99B across 32 accounts are not. It advised 27 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Pension and profit-sharing plans | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pension and profit-sharing plans | 27 | $1.99B | 100.0% | $73.5M |
| Total | 27 | $1.99B | 100% | $73.5M |
- Clients
- 27
- Regulatory AUM
- $1.99B
- AUM share
- 100.0%
- Avg. per client
- $73.5M
Total
- Clients
- 27
- Regulatory AUM
- $1.99B
- AUM share
- 100%
- Avg. per client
- $73.5M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 27
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Comperio Retirement Consulting is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
James Sotell owns 75% or more of Comperio Retirement Consulting. The leadership team of Comperio Retirement Consulting includes President James Sotell. It has 4 employees, 2 of them in advisory roles.
Leadership
- James SotellManaging Director, President, Chief Compliance Officer & Treasurer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
- Jarrott B Heath
- James Richard Sotell
Staff
- 4 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Comperio Retirement Consulting, Inc.
James Sotell
Control person · since May 2006
Comperio Retirement Consulting’s regulatory assets grew from $1.8B (March 2021) to $1.99B (March 2026); clients fell from 30 to 27 and employees from 5 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.99B | 27 | 4 | 1 |
| June 2025 | $2.01B | 35 | 4 | 1 |
| March 2024 | $1.9B | 36 | 5 | 2 |
| January 2023 | $1.75B | 33 | 5 | 2 |
| February 2022 | $2B | 30 | 5 | 2 |
| March 2021 | $1.8B | 30 | 5 | 2 |
Besides its headquarters, Comperio Retirement Consulting has 0 offices, with 1 listed address in North Carolina.
North Carolina · 1 listed address
- 2500 Regency Parkway, CaryHQ
Contact and registration details
- Legal name
- Comperio Retirement Consulting, Inc.
- Headquarters
- 2500 Regency Parkway, Cary, NC 27518
- Website
- comperiorc.com
- Phone
- 919-401-3500
- @comperioretirementconsulting
- SEC file
- 801-66831
- Structure
- North Carolina corporation
- Fiscal year end
- December
Comperio Retirement Consulting does not have custody of client assets.
At year end, Comperio Retirement Consulting’s separately managed accounts were mostly in funds (100%).
What the accounts hold
- Funds100%
How many clients does Comperio Retirement Consulting have?
Comperio Retirement Consulting has 27 clients and manages $1.99 billion for them, as of March 2026. They include 27 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Comperio Retirement Consulting offer?
Comperio Retirement Consulting provides financial planning, pension consulting and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Comperio Retirement Consulting have?
Comperio Retirement Consulting has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Comperio Retirement Consulting invest in?
At the end of its last fiscal year, Comperio Retirement Consulting’s separately managed accounts held 100% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Comperio Retirement Consulting?
Comperio Retirement Consulting’s direct owner is James Sotell (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Comperio Retirement Consulting get paid?
Comperio Retirement Consulting is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Comperio Retirement Consulting?
Comperio Retirement Consulting’s main office is at 2500 Regency Parkway, Cary, NC 27518. Its phone number is 919-401-3500. Its website is comperiorc.com.