{"url":"https://nivawealth.com/firms/comperio-retirement-consulting-140786","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/140786","regulatoryAum":1985229783,"crd":"140786","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7138628","suffix":null,"lastName":"Heath","firstName":"Jarrott","middleName":"B"},{"crd":"1983050","suffix":null,"lastName":"SOTELL","firstName":"JAMES","middleName":"RICHARD"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-07","regulatoryAum":1800000000,"clients":30,"employees":5,"offices":2},{"filedOn":"2022-02-11","regulatoryAum":2000919635,"clients":30,"employees":5,"offices":2},{"filedOn":"2023-01-27","regulatoryAum":1746385093,"clients":33,"employees":5,"offices":2},{"filedOn":"2024-03-26","regulatoryAum":1900000000,"clients":36,"employees":5,"offices":2},{"filedOn":"2025-06-30","regulatoryAum":2012151086,"clients":35,"employees":4,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":1985229783,"clients":27,"employees":4,"offices":1}],"secFileNumber":"801-66831","legalName":"Comperio Retirement Consulting, Inc.","displayName":"Comperio Retirement Consulting","slug":"comperio-retirement-consulting-140786","website":"https://comperiorc.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/140786/3b0b343054013bae-r1.webp","tone":"light","width":764,"height":200,"sourceUrl":"https://comperiorc.com/","sourceLabel":"Comperio Retirement Consulting, Inc., website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"retirement_plan_adviser","typeLabel":"Retirement plans","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/comperioretirementconsulting","founded":null,"organization":"North Carolina corporation","fiscalYearEnd":"December","headquarters":{"street":"2500 Regency Parkway","city":"Cary","state":"NC","stateName":"North Carolina","country":"United States","postalCode":"27518"},"tradeNames":[],"registration":{"secApproved":"30 May 2006","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":4,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":1985229783,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":1985229783,"nonDiscretionaryAccounts":32,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":27},"clientTypes":[{"label":"Pension and profit-sharing plans","clients":27,"regulatoryAum":1985229783}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Comperio Retirement Consulting does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"James Sotell","title":"Managing Director, President, Chief Compliance Officer & Treasurer","crd":"1983050"}],"ownership":[{"label":"James Sotell","detail":"Managing director, president, chief compliance officer & treasurer in the 75% or more ownership band and a control person, since May 2006."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"North Carolina","offices":1,"addresses":[{"street":"2500 Regency Parkway","city":"Cary","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"919-401-3500","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/140786/PDF/140786.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Comperio Retirement Consulting have?","answer":"Comperio Retirement Consulting has 27 clients and manages $1.99 billion for them, as of March 2026. They include 27 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Comperio Retirement Consulting offer?","answer":"Comperio Retirement Consulting provides financial planning, pension consulting and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Comperio Retirement Consulting have?","answer":"Comperio Retirement Consulting has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Comperio Retirement Consulting invest in?","answer":"At the end of its last fiscal year, Comperio Retirement Consulting’s separately managed accounts held 100% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Comperio Retirement Consulting?","answer":"Comperio Retirement Consulting’s direct owner is James Sotell (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Comperio Retirement Consulting get paid?","answer":"Comperio Retirement Consulting is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Comperio Retirement Consulting?","answer":"Comperio Retirement Consulting’s main office is at 2500 Regency Parkway, Cary, NC 27518. Its phone number is 919-401-3500. Its website is comperiorc.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}