Compass Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 51–100 clients last fiscal year.
Compass Capital reports 1,318 clients. They include 1,171 individual clients, 143 high-net-worth individuals, and 4 pension and profit-sharing plans. Of its assets, 91.2% ($635M across 1,312 accounts) are managed with discretion; $60.9M across 6 accounts are not. It advised 1,318 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 89% | 30% |
| High-net-worth individuals | 11% | 68% |
| Pension and profit-sharing plans | <1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,171 | $211M | 30.4% | $180K |
| High-net-worth individuals | 143 | $473M | 68.0% | $3.31M |
| Pension and profit-sharing plans | 4 | $11.1M | 1.6% | $2.77M |
| Total | 1,318 | $695M | 100% | $528K |
- Clients
- 1,171
- Regulatory AUM
- $211M
- AUM share
- 30.4%
- Avg. per client
- $180K
- Clients
- 143
- Regulatory AUM
- $473M
- AUM share
- 68.0%
- Avg. per client
- $3.31M
- Clients
- 4
- Regulatory AUM
- $11.1M
- AUM share
- 1.6%
- Avg. per client
- $2.77M
Total
- Clients
- 1,318
- Regulatory AUM
- $695M
- AUM share
- 100%
- Avg. per client
- $528K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1,318
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Compass Capital is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Stand-alone Financial Planning
- Stand-alone financial planning is charged on an hourly basis under a separate written agreement; no hourly rate is stated.
Scott Chaisson owns 75% or more of Compass Capital. The leadership team of Compass Capital includes President Timothy Shanahan and Chief Compliance Officer Tyler Chaisson. It has 13 employees.
Leadership
- Timothy ShanahanPresident
- Tyler ChaissonChief Compliance Officer
- Scott ChaissonShareholder
Investment adviser representatives
11 representatives listed in the SEC register as of 9 October 2026.
- Philip Bart Boncaldo
- Seth Chadwick
- Scott Stephen Chaisson
- Tyler Michael Chaisson
- John Francis Coyne
- Robert David Fogarty
- Troy Adam Knowlan
- Maria Cornelia Kondracki Dwyer
- Omar J Mian
- David Charles Morgan
- Timothy Francis Shanahan
Staff
- 13 employees
- 13 in advisory functions
- 13 state-registered reps
- 5 broker-dealer reps
- 5 insurance agents
- Owns 75% or more of Compass Capital Corporation
Scott Chaisson
Control person · since July 2015
- Owns 75% or more of Compass Capital Corporation
Compass Holding Group Inc.
Control person · since August 2015
Compass Capital’s regulatory assets grew 2.0× from $340M (February 2021) to $695M (September 2026); clients rose from 828 to 1,318 and employees fell from 18 to 13.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $695M | 1,318 | 13 | 3 |
| September 2025 | $664M | 1,371 | 14 | 4 |
| September 2024 | $591M | 1,413 | 15 | 4 |
| November 2023 | $476M | 1,339 | 17 | 4 |
| January 2022 | $482M | 915 | 17 | 4 |
| February 2021 | $340M | 828 | 18 | 4 |
Besides its headquarters, Compass Capital has 2 offices (1 private residence, listed without an address), with 2 listed addresses in Massachusetts and New York.
Massachusetts · 1 listed address
- 50 Braintree Hill Office Park, Suite 105, BraintreeHQ
New York · 1 listed address
- 111 Canter Court, Goshen
Other business names
Compass Capital has reported 2 other business names to the SEC.
- Chadwick & Rothenberg Group LLC
- Strategic Planning Inc
Contact and registration details
- Legal name
- Compass Capital Corporation
- Headquarters
- 50 Braintree Hill Office Park, Suite 105, Braintree, MA 02184-8734
- Phone
- 781-535-6083
- SEC file
- 801-21957
- Structure
- Massachusetts corporation
- Fiscal year end
- June
Compass Capital does not have custody of client assets.
At year end, Compass Capital’s separately managed accounts were largely in stocks (35%) and bonds (35%).
What the accounts hold
- Stocks35%
- Funds25%
- Bonds35%
- Investment grade corporate bonds25%
- U.S. government and agency bonds5%
- State and local bonds5%
- Cash5%
How many clients does Compass Capital have?
Compass Capital has 1,318 clients and manages $695 million for them, as of September 2026. They include 1,171 individual clients, 143 high-net-worth individuals, and 4 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 September 2026
What services does Compass Capital offer?
Compass Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Compass Capital have?
Compass Capital has 13 investment adviser representatives registered with state securities authorities, out of 13 employees, and 13 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Compass Capital invest in?
At the end of its last fiscal year, Compass Capital’s separately managed accounts held 35% exchange-traded equities, 25% investment grade corporate bonds, 25% registered funds (mutual funds, ETFs, BDCs), 5% U.S. government and agency bonds, 5% state and local bonds and 5% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Compass Capital?
Compass Capital’s direct owners are Scott Chaisson (75% or more) and Compass Holding Group Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 23 September 2026
How does Compass Capital get paid?
Compass Capital is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Compass Capital?
Compass Capital’s main office is at 50 Braintree Hill Office Park, Suite 105, Braintree, MA 02184-8734. Its phone number is 781-535-6083. Its website is compassfinancialservicesgroup.com.