{"url":"https://nivawealth.com/firms/compass-capital-112323","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/112323","regulatoryAum":695480382,"crd":"112323","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2087265","suffix":null,"lastName":"BONCALDO","firstName":"PHILIP","middleName":"BART"},{"crd":"3152006","suffix":null,"lastName":"Chadwick","firstName":"Seth","middleName":null},{"crd":"2353375","suffix":null,"lastName":"CHAISSON","firstName":"SCOTT","middleName":"STEPHEN"},{"crd":"6965271","suffix":null,"lastName":"Chaisson","firstName":"Tyler","middleName":"Michael"},{"crd":"1054427","suffix":null,"lastName":"Coyne","firstName":"John","middleName":"Francis"},{"crd":"1445800","suffix":null,"lastName":"FOGARTY","firstName":"ROBERT","middleName":"DAVID"},{"crd":"2951428","suffix":null,"lastName":"KNOWLAN","firstName":"TROY","middleName":"ADAM"},{"crd":"844274","suffix":null,"lastName":"KONDRACKI DWYER","firstName":"MARIA","middleName":"CORNELIA"},{"crd":"4438665","suffix":null,"lastName":"MIAN","firstName":"OMAR","middleName":"J"},{"crd":"5297240","suffix":null,"lastName":"MORGAN","firstName":"DAVID","middleName":"CHARLES"},{"crd":"709231","suffix":null,"lastName":"SHANAHAN","firstName":"TIMOTHY","middleName":"FRANCIS"}],"total":11,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-22","regulatoryAum":340193169,"clients":828,"employees":18,"offices":4},{"filedOn":"2022-01-05","regulatoryAum":481743334,"clients":915,"employees":17,"offices":4},{"filedOn":"2023-11-15","regulatoryAum":475503136,"clients":1339,"employees":17,"offices":4},{"filedOn":"2024-09-09","regulatoryAum":590724118,"clients":1413,"employees":15,"offices":4},{"filedOn":"2025-09-25","regulatoryAum":663564349,"clients":1371,"employees":14,"offices":4},{"filedOn":"2026-09-23","regulatoryAum":695480382,"clients":1318,"employees":13,"offices":3}],"secFileNumber":"801-21957","legalName":"Compass Capital Corporation","displayName":"Compass Capital","slug":"compass-capital-112323","website":"https://compassfinancialservicesgroup.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Massachusetts corporation","fiscalYearEnd":"June","headquarters":{"street":"50 Braintree Hill Office Park, Suite 105","city":"Braintree","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02184-8734"},"tradeNames":["Chadwick & Rothenberg Group LLC","Strategic Planning Inc"],"registration":{"secApproved":"31 July 1984","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":520863.8668188737,"staff":{"employees":13,"advisory":13,"brokerDealerReps":5,"insuranceAgents":5,"promoters":0},"aum":{"regulatory":695480382,"discretionary":634592613,"discretionaryAccounts":1312,"nonDiscretionary":60887769,"nonDiscretionaryAccounts":6,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":1318},"clientTypes":[{"label":"Individuals (other than HNW)","clients":1171,"regulatoryAum":211249122},{"label":"High-net-worth individuals","clients":143,"regulatoryAum":473165999},{"label":"Pension and profit-sharing plans","clients":4,"regulatoryAum":11065261}],"feePrograms":[{"role":"other","program":"Stand-alone Financial Planning","summary":"Stand-alone financial planning is charged on an hourly basis under a separate written agreement; no hourly rate is stated.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058818","versionId":1058818,"submittedOn":"2026-09-23","documentName":"COMPASS CAPITAL FORM ADV 2 BROCHURE DATED 063026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T06:16:33.349501+00:00","documents":[{"name":"COMPASS CAPITAL FORM ADV 2 BROCHURE DATED 063026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058818","versionId":1058818,"submittedOn":"2026-09-23"}]},"custodians":[],"custodyNote":"Compass Capital does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Timothy Shanahan","title":"President","crd":"709231"},{"name":"Tyler Chaisson","title":"Chief Compliance Officer","crd":"6965271"},{"name":"Scott Chaisson","title":"Shareholder","crd":"2353375"}],"ownership":[{"label":"Scott Chaisson","detail":"Shareholder in the 75% or more ownership band and a control person, since July 2015."},{"label":"Compass Holding Group Inc.","detail":"Owner in the 75% or more ownership band and a control person, since August 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"50 Braintree Hill Office Park, Suite 105","city":"Braintree","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"111 Canter Court","city":"Goshen"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"781-535-6083","stateRegisteredReps":13,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":35},{"label":"U.S. government/agency bonds","percent":5},{"label":"U.S. state and local bonds","percent":5},{"label":"Investment grade corporate bonds","percent":25},{"label":"Securities issued by registered investment companies or business development companies","percent":25},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"23 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/112323/PDF/112323.pdf","brochureDate":"23 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058818","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Compass Capital have?","answer":"Compass Capital has 1,318 clients and manages $695 million for them, as of September 2026. They include 1,171 individual clients, 143 high-net-worth individuals, and 4 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Compass Capital offer?","answer":"Compass Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Compass Capital have?","answer":"Compass Capital has 13 investment adviser representatives registered with state securities authorities, out of 13 employees, and 13 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Compass Capital invest in?","answer":"At the end of its last fiscal year, Compass Capital’s separately managed accounts held 35% exchange-traded equities, 25% investment grade corporate bonds, 25% registered funds (mutual funds, ETFs, BDCs), 5% U.S. government and agency bonds, 5% state and local bonds and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Compass Capital?","answer":"Compass Capital’s direct owners are Scott Chaisson (75% or more) and Compass Holding Group Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Compass Capital get paid?","answer":"Compass Capital is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Compass Capital?","answer":"Compass Capital’s main office is at 50 Braintree Hill Office Park, Suite 105, Braintree, MA 02184-8734. Its phone number is 781-535-6083. Its website is compassfinancialservicesgroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}