Clio Asset Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Clio Asset Management reports 46 clients. They include 42 high-net-worth individuals, 3 corporations and other businesses, and 1 charitable organization. Of its assets, 100.0% ($128M across 65 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 91% | 93% |
| Charitable organizations | 2% | <1% |
| Corporations and other businesses | 7% | 6% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 42 | $119M | 93.3% | $2.84M |
| Charitable organizations | 1 | $899K | 0.7% | $899K |
| Corporations and other businesses | 3 | $7.7M | 6.0% | $2.57M |
| Total | 46 | $128M | 100% | $2.78M |
- Clients
- 42
- Regulatory AUM
- $119M
- AUM share
- 93.3%
- Avg. per client
- $2.84M
- Clients
- 1
- Regulatory AUM
- $899K
- AUM share
- 0.7%
- Avg. per client
- $899K
- Clients
- 3
- Regulatory AUM
- $7.7M
- AUM share
- 6.0%
- Avg. per client
- $2.57M
Total
- Clients
- 46
- Regulatory AUM
- $128M
- AUM share
- 100%
- Avg. per client
- $2.78M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Clio Asset Management charges 1.00%–1.25% a year for its Asset Management. The fee is billed in arrears and is negotiable.
Fee details and sources
James Aldige owns 75% or more of Clio Asset Management. The leadership team of Clio Asset Management includes Chief Compliance Officer James Aldige. It has 1 employee.
Leadership
James AldigeManaging Member/Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Clio Asset Management LLC
James Aldige
Control person · since May 2018
Clio Asset Management’s regulatory assets went from $135M (January 2022) to $128M (September 2026); clients fell from 56 to 46 and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $128M | 46 | 1 | 1 |
| January 2025 | $138M | 52 | 1 | 1 |
| January 2024 | $125M | 52 | 1 | 1 |
| June 2023 | $116M | 55 | 1 | 1 |
| January 2022 | $135M | 56 | 1 | 1 |
Besides its headquarters, Clio Asset Management has 0 offices, with 1 listed address in Virginia.
Virginia · 1 listed address
- 1 Boars Head Lane, Suite C-4, CharlottesvilleHQ
Contact and registration details
- Legal name
- Clio Asset Management LLC
- Headquarters
- 1 Boars Head Lane, Suite C-4, Charlottesville, VA 22903
- Website
- clioam.com
- Phone
- 434-329-7463
- @clioam
- SEC file
- 801-122023
- Structure
- Virginia LLC
- Fiscal year end
- December
Clio Asset Management uses Charles Schwab ($128M) as custodian for its separately managed accounts. Clio Asset Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Omaha, NE · $128M100%
At year end, Clio Asset Management’s separately managed accounts were mostly in stocks (95%). Its reported 13F holdings for the quarter ended 30 June 2026 total $126M across 15 positions; the largest are Oreilly Automotive Inc. (14.0%), Palvella Therapeutics Inc. NE (10.5%) and Ferguson Enterprises Inc. (9.1%).
What the accounts hold
- Stocks95%
- Exchange-traded equities92%
- Non-exchange-traded equities3%
- Funds4%
- Cash1%
Reported 13F holdings
- $126M
- Reported 13F value
- 15
- Positions
- 81.9%
- In the 10 largest
- +5.4%
- Value vs. prior quarter
- Oreilly Automotive Inc.14.0%
- Palvella Therapeutics Inc. NE10.5%
- Ferguson Enterprises Inc. · Common Stock New9.1%
- Visa Inc. · Com CL A9.1%
- Hilton Worldwide Hldgs Inc.8.5%
- Berkshire Hathaway Inc. Del · CL B New8.4%
- Autozone Inc.6.5%
- Alphabet Inc. · Cap Stk CL A5.4%
- S&P Global Inc. · Com Shs5.3%
- Linde PLC5.1%
Together, the ten largest are 81.9% of reported value.
How many clients does Clio Asset Management have?
Clio Asset Management has 46 clients and manages $128 million for them, as of September 2026. They include 42 high-net-worth individuals, 3 corporations and other businesses, and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 September 2026
What services does Clio Asset Management offer?
Clio Asset Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Clio Asset Management charge?
Clio Asset Management charges 1.00%–1.25% a year for its Asset Management. The fee is billed in arrears and is negotiable.
Which custodians does Clio Asset Management use?
Clio Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $128M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 September 2026
How many financial advisors does Clio Asset Management have?
Clio Asset Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Clio Asset Management invest in?
At the end of its last fiscal year, Clio Asset Management’s separately managed accounts held 92% exchange-traded equities, 4% registered funds (mutual funds, ETFs, BDCs), 3% non-exchange-traded equities and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Clio Asset Management?
Clio Asset Management’s direct owner is James Aldige (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 September 2026
How does Clio Asset Management get paid?
Clio Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Clio Asset Management registered with the SEC?
Yes, Clio Asset Management has been registered with the SEC as an investment adviser since 6 August 2021. Its CRD number is 298041 and its SEC file number is 801-122023.
Source: Form ADV Part 1A, Item 1, filed 1 September 2026; IAPD firm record
How do I contact Clio Asset Management?
Clio Asset Management’s main office is at 1 Boars Head Lane, Suite C-4, Charlottesville, VA 22903. Its phone number is 434-329-7463. Its website is clioam.com.