{"url":"https://nivawealth.com/firms/clio-asset-management-298041","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/298041","regulatoryAum":127824130,"crd":"298041","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6986573","suffix":"IV","lastName":"Aldige","firstName":"James","middleName":"George"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-01-11","regulatoryAum":134543390,"clients":56,"employees":1,"offices":1},{"filedOn":"2023-06-08","regulatoryAum":115683603,"clients":55,"employees":1,"offices":1},{"filedOn":"2024-01-19","regulatoryAum":124964770,"clients":52,"employees":1,"offices":1},{"filedOn":"2025-01-14","regulatoryAum":137827162,"clients":52,"employees":1,"offices":1},{"filedOn":"2026-09-01","regulatoryAum":127824130,"clients":46,"employees":1,"offices":1}],"secFileNumber":"801-122023","legalName":"Clio Asset 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equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"1 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/298041/PDF/298041.pdf","brochureDate":"1 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056684","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Clio Asset Management have?","answer":"Clio Asset Management has 46 clients and manages $128 million for them, as of September 2026. They include 42 high-net-worth individuals, 3 corporations and other businesses, and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Clio Asset Management offer?","answer":"Clio Asset Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Clio Asset Management charge?","answer":"Clio Asset Management charges 1.00%–1.25% a year for its Asset Management. The fee is billed in arrears and is negotiable.","source":"SEC ADV PART 2A & 2B, filed 1 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Clio Asset Management use?","answer":"Clio Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $128M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Clio Asset Management have?","answer":"Clio Asset Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Clio Asset Management invest in?","answer":"At the end of its last fiscal year, Clio Asset Management’s separately managed accounts held 92% exchange-traded equities, 4% registered funds (mutual funds, ETFs, BDCs), 3% non-exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Clio Asset Management?","answer":"Clio Asset Management’s direct owner is James Aldige (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Clio Asset Management get paid?","answer":"Clio Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Clio Asset Management registered with the SEC?","answer":"Yes, Clio Asset Management has been registered with the SEC as an investment adviser since 6 August 2021. Its CRD number is 298041 and its SEC file number is 801-122023.","source":"Form ADV Part 1A, Item 1, filed 1 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Clio Asset Management?","answer":"Clio Asset Management’s main office is at 1 Boars Head Lane, Suite C-4, Charlottesville, VA 22903. Its phone number is 434-329-7463. Its website is clioam.com.","source":"Form ADV Part 1A, Item 1.F, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/clio-asset-management-298041/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-23","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1986196/000198619626000004/0001986196-26-000004-index.html","totalValue":125787268,"positionCount":15,"top10Share":0.8191684710093234,"top10":[{"issuer":"OREILLY AUTOMOTIVE INC","titleOfClass":"COM","cusip":"67103H107","value":17620685,"shares":191342,"shareType":"SH","priorValue":18275441,"priorShares":197979},{"issuer":"PALVELLA THERAPEUTICS INC NE","titleOfClass":"COM","cusip":"697947109","value":13194937,"shares":86343,"shareType":"SH","priorValue":11312860,"priorShares":90757},{"issuer":"FERGUSON ENTERPRISES INC","titleOfClass":"COMMON STOCK NEW","cusip":"31488V107","value":11413200,"shares":48090,"shareType":"SH","priorValue":11613782,"priorShares":49789},{"issuer":"VISA INC","titleOfClass":"COM CL A","cusip":"92826C839","value":11407743,"shares":33250,"shareType":"SH","priorValue":8933610,"priorShares":29558},{"issuer":"HILTON WORLDWIDE HLDGS INC","titleOfClass":"COM","cusip":"43300A203","value":10694347,"shares":32362,"shareType":"SH","priorValue":10190025,"priorShares":33511},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":10614773,"shares":21213,"shareType":"SH","priorValue":10523711,"priorShares":21961},{"issuer":"AUTOZONE INC","titleOfClass":"COM","cusip":"053332102","value":8200782,"shares":2566,"shareType":"SH","priorValue":8978139,"priorShares":2658},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":6790745,"shares":19002,"shareType":"SH","priorValue":3759559,"priorShares":13074},{"issuer":"S&P GLOBAL INC","titleOfClass":"COM SHS","cusip":"78409V112","value":6657479,"shares":16347,"shareType":"SH"},{"issuer":"LINDE PLC","titleOfClass":"SHS","cusip":"G54950103","value":6446273,"shares":12422,"shareType":"SH","priorValue":6379440,"priorShares":12868}],"positionsListed":15,"positions":[{"issuer":"OREILLY AUTOMOTIVE INC","titleOfClass":"COM","cusip":"67103H107","value":17620685,"shares":191342,"shareType":"SH","priorValue":18275441,"priorShares":197979},{"issuer":"PALVELLA THERAPEUTICS INC NE","titleOfClass":"COM","cusip":"697947109","value":13194937,"shares":86343,"shareType":"SH","priorValue":11312860,"priorShares":90757},{"issuer":"FERGUSON ENTERPRISES INC","titleOfClass":"COMMON STOCK NEW","cusip":"31488V107","value":11413200,"shares":48090,"shareType":"SH","priorValue":11613782,"priorShares":49789},{"issuer":"VISA INC","titleOfClass":"COM CL A","cusip":"92826C839","value":11407743,"shares":33250,"shareType":"SH","priorValue":8933610,"priorShares":29558},{"issuer":"HILTON WORLDWIDE HLDGS INC","titleOfClass":"COM","cusip":"43300A203","value":10694347,"shares":32362,"shareType":"SH","priorValue":10190025,"priorShares":33511},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":10614773,"shares":21213,"shareType":"SH","priorValue":10523711,"priorShares":21961},{"issuer":"AUTOZONE INC","titleOfClass":"COM","cusip":"053332102","value":8200782,"shares":2566,"shareType":"SH","priorValue":8978139,"priorShares":2658},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":6790745,"shares":19002,"shareType":"SH","priorValue":3759559,"priorShares":13074},{"issuer":"S&P GLOBAL INC","titleOfClass":"COM SHS","cusip":"78409V112","value":6657479,"shares":16347,"shareType":"SH"},{"issuer":"LINDE PLC","titleOfClass":"SHS","cusip":"G54950103","value":6446273,"shares":12422,"shareType":"SH","priorValue":6379440,"priorShares":12868},{"issuer":"MEDLINE INC","titleOfClass":"COM CL A","cusip":"58507V107","value":6198824,"shares":157171,"shareType":"SH","priorValue":4056576,"priorShares":91159},{"issuer":"SHERWIN WILLIAMS CO","titleOfClass":"COM","cusip":"824348106","value":5719155,"shares":16610,"shareType":"SH","priorValue":5514101,"priorShares":17202},{"issuer":"COPART INC","titleOfClass":"COM","cusip":"217204106","value":4718019,"shares":167365,"shareType":"SH","priorValue":3506551,"priorShares":105619},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR BLO 1 ETF","cusip":"78468R663","value":3300140,"shares":36012,"shareType":"SH","priorValue":2604959,"priorShares":28426},{"issuer":"GALLAGHER ARTHUR J & CO","titleOfClass":"COM","cusip":"363576109","value":2810166,"shares":12241,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}