CLG provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, philanthropic planning, and tax planning.
CLG reports 1,448 clients. They include 745 individual clients, 689 high-net-worth individuals, and 14 corporations and other businesses. Of its assets, 98.2% ($1.1B across 2,728 accounts) are managed with discretion; $19.9M across 43 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 51% | 23% |
| High-net-worth individuals | 48% | 75% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | <1% | 2% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 745 | $261M | 23.2% | $350K |
| High-net-worth individuals | 689 | $840M | 74.8% | $1.22M |
| Pension and profit-sharing plans | Fewer than 5 | $2.38M | 0.2% | — |
| Charitable organizations | Fewer than 5 | $2.29M | 0.2% | — |
| Corporations and other businesses | 14 | $17.8M | 1.6% | $1.27M |
| Total | 1,448 | $1.12B | 100% | — |
- Clients
- 745
- Regulatory AUM
- $261M
- AUM share
- 23.2%
- Avg. per client
- $350K
- Clients
- 689
- Regulatory AUM
- $840M
- AUM share
- 74.8%
- Avg. per client
- $1.22M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.38M
- AUM share
- 0.2%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $2.29M
- AUM share
- 0.2%
- Avg. per client
- —
- Clients
- 14
- Regulatory AUM
- $17.8M
- AUM share
- 1.6%
- Avg. per client
- $1.27M
Total
- Clients
- 1,448
- Regulatory AUM
- $1.12B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
CLG charges up to 2.50% a year for its Comprehensive Portfolio Management. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Hourly fees are capped at $500; flat fees range from $500 to $10,000 and recurring fees will not exceed $2,500.
CLG Holding Company, LLC owns 75% or more of CLG. The leadership team of CLG includes Chief Compliance Officer Elizabeth Carr. It has 35 employees, 23 of them in advisory roles.
Leadership
- Elizabeth CarrChief Compliance Officer
Investment adviser representatives
23 representatives listed in the SEC register as of 9 October 2026.
- Alice Clara-Mae Amick
- Melissa Andrizzi-Sobel
- Eric Van Anspach
- Jon Wayne Bemis
- Michael Louis Bishop
- Connor Christopher Campbell
- Elizabeth Cartwright Carr
- John David Cartwright
- Pamela Cartwright Eckenrode
- Kurt Robert Ehmann
- Sarah Cartwright Ehmann
- Christian Luke Fermin
- Paul Francis Heising
- Bryan Anthony Hernandez
- Robert Michael Koerner
- Kenneth Scott Lee
- Elizabeth Anne McElravey
- Gerald E Mitchell
- Richard Peter Moran
- David Charles Neff
- Kimberley Kasarda Neff
- Dennis C Smith
- Robert Harold Sowder
Staff
- 35 employees
- 23 in advisory functions
- 23 state-registered reps
- 12 broker-dealer reps
- 18 insurance agents
- Owns 75% or more of CLG LLC
CLG Holding Company, LLC
Control person · since September 2016
John Cartwright
Partner · since August 2016
Elizabeth Carr
Partner · since August 2016
Pamela Eckenrode
Partner · since August 2016
Kurt Ehmann
Partner · since August 2016
Sarah Ehmann
Partner · since August 2016
CLG’s regulatory assets grew 3.1× from $359M (July 2021) to $1.12B (August 2026); clients rose from 538 to 1,448 and employees from 26 to 35.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $1.12B | 1,448 | 35 | 5 |
| July 2025 | $954M | 1,403 | 22 | 6 |
| March 2024 | $801M | 1,277 | 26 | 6 |
| February 2023 | $453M | 646 | 24 | 5 |
| April 2022 | $465M | 592 | 22 | 6 |
| July 2021 | $359M | 538 | 26 | 7 |
Besides its headquarters, CLG has 4 offices (1 private residence, listed without an address), with 4 listed addresses in California.
California · 4 listed addresses
- 4821 E 2nd Street, Long BeachHQ
- 41870 Kalmia Street, Murrieta
- 17215 Studebaker RD, Cerritos
- 21250 Hawthorne BLVD, Torrance
Other business names
CLG has reported 4 other business names to the SEC.
- CLG Wealth Management
- Copiam Asset Management
- Legacy Financial
- Moran, Heising, McElravey & Sowder LLC
Contact and registration details
- Legal name
- CLG LLC
- Headquarters
- 4821 E 2nd Street, Long Beach, CA 90803
- Website
- clgwm.com
- Phone
- 310-329-5150
- SEC file
- 801-108414
- Founded
- 2016
- Structure
- California LLC
- Fiscal year end
- December
CLG uses Fidelity ($1.11B) as custodian for its separately managed accounts. CLG has custody of $111M in client assets for 75 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $1.11B100%
At year end, CLG’s separately managed accounts were mostly in funds (78%) and stocks (13%). Its reported 13F holdings for the quarter ended 30 June 2026 total $455M across 156 positions; the largest are iShares TR (17.6%), Wisdomtree TR (9.7%) and Apple Inc. (4.8%).
What the accounts hold
- Stocks13%
- Exchange-traded equities12%
- Non-exchange-traded equities1%
- Funds78%
- Bonds3%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash8%
- Other2%
- Derivatives1%
- Variable annuities1%
Reported 13F holdings
- $455M
- Reported 13F value
- 156
- Positions
- 52.7%
- In the 10 largest
- +13.1%
- Value vs. prior quarter
- iShares TR · Core S&P500 ETF17.6%
- Wisdomtree TR · US Largecap Divd9.7%
- Apple Inc.4.8%
- Capital Group Growth ETF · Shs Creat Unit3.6%
- Pimco ETF TR · Multisector BD3.2%
- Fidelity Covington Trust · Blue Chip Grwth3.1%
- Chevron Corporation2.8%
- Echostar Corp. · CL A2.8%
- Capital Group Core Balanced2.5%
- Capital Group Dividend Value · Shs Creat Unit2.5%
Together, the ten largest are 52.7% of reported value.
How many clients does CLG have?
CLG has 1,448 clients and manages $1.12 billion for them, as of August 2026. They include 745 individual clients, 689 high-net-worth individuals, and 14 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 August 2026
What services does CLG offer?
CLG provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does CLG charge?
CLG charges up to 2.50% a year for its Comprehensive Portfolio Management. The fee is billed in advance and is negotiable.
Which custodians does CLG use?
CLG’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $1.11B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 August 2026
How many financial advisors does CLG have?
CLG has 23 investment adviser representatives registered with state securities authorities, out of 35 employees, and 23 perform investment advisory functions. 12 employees are registered representatives of a broker-dealer and 18 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does CLG invest in?
At the end of its last fiscal year, CLG’s separately managed accounts held 78% registered funds (mutual funds, ETFs, BDCs), 12% exchange-traded equities, 8% cash and equivalents, 1% non-exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds, 1% derivatives and 1% other. The 1% other category is described as: Variable Annuities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns CLG?
CLG’s direct owner is CLG Holding Company, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 3 August 2026
How does CLG get paid?
CLG is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is CLG registered with the SEC?
Yes, CLG has been registered with the SEC as an investment adviser since 29 September 2016. Its CRD number is 282605 and its SEC file number is 801-108414.
Source: Form ADV Part 1A, Item 1, filed 3 August 2026; IAPD firm record
How do I contact CLG?
CLG’s main office is at 4821 E 2nd Street, Long Beach, CA 90803. Its phone number is 310-329-5150. Its website is clgwm.com.