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The fee is billed in advance and is negotiable.","source":"ADV PART 2A - FIRM BROCHURE, filed 3 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does CLG use?","answer":"CLG’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $1.11B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does CLG have?","answer":"CLG has 23 investment adviser representatives registered with state securities authorities, out of 35 employees, and 23 perform investment advisory functions. 12 employees are registered representatives of a broker-dealer and 18 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does CLG invest in?","answer":"At the end of its last fiscal year, CLG’s separately managed accounts held 78% registered funds (mutual funds, ETFs, BDCs), 12% exchange-traded equities, 8% cash and equivalents, 1% non-exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds, 1% derivatives and 1% other. The 1% other category is described as: Variable Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns CLG?","answer":"CLG’s direct owner is CLG Holding Company, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does CLG get paid?","answer":"CLG is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is CLG registered with the SEC?","answer":"Yes, CLG has been registered with the SEC as an investment adviser since 29 September 2016. 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