Clearbrook Investment Solutions provides portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and publishing newsletters.
Clearbrook Investment Solutions reports 48 clients. They include 36 high-net-worth individuals, 10 charitable organizations, and 2 corporations and other businesses. Of its assets, 100.0% ($150M across 77 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 75% | 58% |
| Charitable organizations | 21% | 38% |
| Corporations and other businesses | 4% | 4% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 36 | $87.1M | 58.1% | $2.42M |
| Charitable organizations | 10 | $56.4M | 37.6% | $5.64M |
| Corporations and other businesses | Fewer than 5 | $6.37M | 4.2% | $3.18M |
| Total | 48 | $150M | 100% | — |
- Clients
- 36
- Regulatory AUM
- $87.1M
- AUM share
- 58.1%
- Avg. per client
- $2.42M
- Clients
- 10
- Regulatory AUM
- $56.4M
- AUM share
- 37.6%
- Avg. per client
- $5.64M
- Clients
- Fewer than 5
- Regulatory AUM
- $6.37M
- AUM share
- 4.2%
- Avg. per client
- $3.18M
Total
- Clients
- 48
- Regulatory AUM
- $150M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Clearbrook Investment Solutions charges 0.10%–1.00% a year for its Investment Supervisory Services. The fee is billed in advance and is negotiable.
Fee details and sources
Clearbrook LLC owns 75% or more of Clearbrook Investment Solutions and is in turn owned by Clearbrook Holdings LLC (50–75%). The leadership team of Clearbrook Investment Solutions includes Chief Compliance Officer Allison Daly. It has 9 employees, 5 of them in advisory roles.
Leadership
Allison DalySenior Director and Chief Compliance Officer
Eric BlasbergManaging Director and Investment Committee Member
Jonathan ChesshireManaging Director and Investment Committee Member
Fernando GaripManaging Director and Investment Committee Member
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Jonathan Moore Chesshire
- Fernando Nicholas Garip
- Michael Jay Huxley
Staff
- 9 employees
- 5 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Clearbrook Investment Solutions LLC
Clearbrook LLC
Control person · since October 2010
- Owns 50% to 75% of Clearbrook LLC
Clearbrook Holdings LLC
Control person · since October 2017
Elliott Wislar
Elected manager · Control person · since October 2010
Clearbrook Investment Solutions’ regulatory assets fell from $480M (March 2021) to $150M (March 2026); clients rose from 25 to 48 and employees fell from 16 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $150M | 48 | 9 | 1 |
| March 2025 | $150M | 48 | 9 | 1 |
| June 2024 | $156M | 53 | 11 | 1 |
| March 2023 | $192M | 47 | 16 | 1 |
| April 2022 | $620M | 30 | 16 | 1 |
| March 2021 | $480M | 25 | 16 | 1 |
Besides its headquarters, Clearbrook Investment Solutions has 0 offices, with 1 listed address in New York.
New York · 1 listed address
- 21 West 46th Street, Suite 1507, New YorkHQ
Contact and registration details
- Legal name
- Clearbrook Investment Solutions LLC
- Headquarters
- 21 West 46th Street, Suite 1507, New York, NY 10036
- Website
- Not reported
- Phone
- 212-359-0290
- SEC file
- 801-72086
- Structure
- Delaware LLC
- Fiscal year end
- December
Clearbrook Investment Solutions uses Charles Schwab ($101M, 71%) and Commerce Bank ($40.6M, 29%) as custodians for its separately managed accounts. Clearbrook Investment Solutions does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $101M71%
- Commerce BankCommerce Bank · Normal, IL · $40.6M29%
At year end, Clearbrook Investment Solutions’ separately managed accounts were largely in stocks (44%) and funds (39%).
What the accounts hold
- Stocks44%
- Funds39%
- Bonds14%
- U.S. government and agency bonds10%
- State and local bonds3%
- Investment grade corporate bonds1%
- Cash3%
How many clients does Clearbrook Investment Solutions have?
Clearbrook Investment Solutions has 48 clients and manages $150 million for them, as of March 2026. They include 36 high-net-worth individuals, 10 charitable organizations, and 2 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Clearbrook Investment Solutions offer?
Clearbrook Investment Solutions provides portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and publishing newsletters.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Clearbrook Investment Solutions charge?
Clearbrook Investment Solutions charges 0.10%–1.00% a year for its Investment Supervisory Services. The fee is billed in advance and is negotiable.
Which custodians does Clearbrook Investment Solutions use?
Clearbrook Investment Solutions’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $101M and Commerce Bank (Normal, IL), with $40.6M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Clearbrook Investment Solutions have?
Clearbrook Investment Solutions has 3 investment adviser representatives registered with state securities authorities, out of 9 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Clearbrook Investment Solutions invest in?
At the end of its last fiscal year, Clearbrook Investment Solutions’ separately managed accounts held 44% exchange-traded equities, 39% registered funds (mutual funds, ETFs, BDCs), 10% U.S. government and agency bonds, 3% state and local bonds, 3% cash and equivalents and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Clearbrook Investment Solutions?
Clearbrook Investment Solutions is owned through a holding company by Clearbrook Holdings LLC. Its direct owner is Clearbrook LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Clearbrook Investment Solutions get paid?
Clearbrook Investment Solutions is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Clearbrook Investment Solutions?
Clearbrook Investment Solutions’ main office is at 21 West 46th Street, Suite 1507, New York, NY 10036. Its phone number is 212-359-0290.