{"url":"https://nivawealth.com/firms/clearbrook-investment-solutions-155607","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/155607","regulatoryAum":149860823,"crd":"155607","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4695441","suffix":null,"lastName":"CHESSHIRE","firstName":"JONATHAN","middleName":"MOORE"},{"crd":"4589305","suffix":null,"lastName":"GARIP","firstName":"FERNANDO","middleName":"NICHOLAS"},{"crd":"2270121","suffix":null,"lastName":"HUXLEY","firstName":"MICHAEL","middleName":"JAY"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":479587674,"clients":25,"employees":16,"offices":1},{"filedOn":"2022-04-19","regulatoryAum":620151422,"clients":30,"employees":16,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":192387491,"clients":47,"employees":16,"offices":1},{"filedOn":"2024-06-18","regulatoryAum":156031657,"clients":53,"employees":11,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":149860823,"clients":48,"employees":9,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":149860823,"clients":48,"employees":9,"offices":1}],"secFileNumber":"801-72086","legalName":"Clearbrook Investment Solutions LLC","displayName":"Clearbrook Investment Solutions","slug":"clearbrook-investment-solutions-155607","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"21 West 46th Street, Suite 1507","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10036"},"tradeNames":[],"registration":{"secApproved":"10 January 2011","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2419314.222222222,"staff":{"employees":9,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":149860823,"discretionary":149860823,"discretionaryAccounts":77,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":36,"regulatoryAum":87095312},{"label":"Charitable organizations","clients":10,"regulatoryAum":56397260},{"label":"Corporations and other businesses","clients":2,"fewerThan5":true,"regulatoryAum":6368251}],"feePrograms":[{"role":"main","program":"Investment Supervisory Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1037518","versionId":1037518,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-31","documentName":"CIS BROCHURE","fee_rate_low":0.1,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:15:05.099449+00:00","documents":[{"name":"CIS BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1037518","versionId":1037518,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":100992830},{"name":"Commerce Bank","shortName":"Commerce Bank","location":"Normal, IL","smaAssets":40566954}],"custodyNote":"Clearbrook Investment Solutions does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Allison Daly","title":"Senior Director and Chief Compliance Officer","crd":"8068564"},{"name":"Eric Blasberg","title":"Managing Director and Investment Committee Member","crd":"3133505"},{"name":"Jonathan Chesshire","title":"Managing Director and Investment Committee Member","crd":"4695441"},{"name":"Fernando Garip","title":"Managing Director and Investment Committee Member","crd":"4589305"},{"name":"Elliott Wislar","title":"CEO","crd":"1492343"}],"ownership":[{"label":"Clearbrook LLC","detail":"Member in the 75% or more ownership band and a control person, since October 2010."},{"label":"Elliott Wislar","detail":"Indirect owner: elected manager of Clearbrook LLC and a control person, since October 2010.","parent":"Clearbrook LLC"},{"label":"Clearbrook Holdings LLC","detail":"Indirect owner: a member of Clearbrook LLC in the 50% to 75% band and a control person, since October 2017.","parent":"Clearbrook LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"21 West 46th Street, Suite 1507","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-359-0290","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":44},{"label":"U.S. government/agency bonds","percent":10},{"label":"U.S. state and local bonds","percent":3},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":39},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/155607/PDF/155607.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1037518","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Clearbrook Investment Solutions have?","answer":"Clearbrook Investment Solutions has 48 clients and manages $150 million for them, as of March 2026. They include 36 high-net-worth individuals, 10 charitable organizations, and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Clearbrook Investment Solutions offer?","answer":"Clearbrook Investment Solutions provides portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Clearbrook Investment Solutions charge?","answer":"Clearbrook Investment Solutions charges 0.10%–1.00% a year for its Investment Supervisory Services. The fee is billed in advance and is negotiable.","source":"CIS BROCHURE, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Clearbrook Investment Solutions use?","answer":"Clearbrook Investment Solutions’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $101M and Commerce Bank (Normal, IL), with $40.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Clearbrook Investment Solutions have?","answer":"Clearbrook Investment Solutions has 3 investment adviser representatives registered with state securities authorities, out of 9 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Clearbrook Investment Solutions invest in?","answer":"At the end of its last fiscal year, Clearbrook Investment Solutions’ separately managed accounts held 44% exchange-traded equities, 39% registered funds (mutual funds, ETFs, BDCs), 10% U.S. government and agency bonds, 3% state and local bonds, 3% cash and equivalents and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Clearbrook Investment Solutions?","answer":"Clearbrook Investment Solutions is owned through a holding company by Clearbrook Holdings LLC. Its direct owner is Clearbrook LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Clearbrook Investment Solutions get paid?","answer":"Clearbrook Investment Solutions is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Clearbrook Investment Solutions?","answer":"Clearbrook Investment Solutions’ main office is at 21 West 46th Street, Suite 1507, New York, NY 10036. Its phone number is 212-359-0290.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}