Clark Monroe Blackman provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 11–25 clients last fiscal year.
Clark Monroe Blackman reports 36 clients. They include 33 high-net-worth individuals and 3 individual clients. Of its assets, 100.0% ($220M across 36 accounts) are managed with discretion. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 8% | <1% |
| High-net-worth individuals | 92% | 99% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | $1.82M | 0.8% | $607K |
| High-net-worth individuals | 33 | $218M | 99.2% | $6.61M |
| Total | 36 | $220M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $1.82M
- AUM share
- 0.8%
- Avg. per client
- $607K
- Clients
- 33
- Regulatory AUM
- $218M
- AUM share
- 99.2%
- Avg. per client
- $6.61M
Total
- Clients
- 36
- Regulatory AUM
- $220M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Clark Monroe Blackman charges 0.15%–1.00% a year for its Investment Advisory Consulting Services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $5,000,000.
| Asset band | Annual rate |
|---|---|
| $0–$2M | 1.00% |
| $2M–$5M | 0.60% |
| $5M–$10M | 0.30% |
| $10M and above | 0.15% |
Fee details and sources
Clark Blackman owns 75% or more of Clark Monroe Blackman. Clark Blackman is CEO; the leadership team includes Chief Investment Officer Clark Blackman. It has 2 employees.
Leadership
Clark BlackmanChief Executive Officer/Managing Member
Clark BlackmanChief Investment Officer & CCO
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Clark Monroe Blackman L.L.C.
Clark Blackman
Control person · since January 2026
Clark Monroe Blackman’s regulatory assets grew from $150M (June 2021) to $220M (April 2026); clients rose from 30 to 36 and employees fell from 3 to 2.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $220M | 36 | 2 | 1 |
| April 2025 | $193M | 36 | 2 | 1 |
| February 2024 | $163M | 34 | 3 | 1 |
| March 2023 | $143M | 32 | 3 | 2 |
| April 2022 | $167M | 31 | 3 | 2 |
| June 2021 | $150M | 30 | 3 | 2 |
Besides its headquarters, Clark Monroe Blackman has 0 offices, with 1 listed address with no US state reported.
Other business names
Clark Monroe Blackman has reported 1 other business name to the SEC.
- Alpha Wealth Strategies, LLC
Contact and registration details
- Legal name
- Clark Monroe Blackman L.L.C.
- Headquarters
- Not reported
- Website
- alphawealthstrategies.com
- Phone
- 281-758-5252
- SEC file
- 801-121887
- Structure
- Texas LLC
- Fiscal year end
- December
Clark Monroe Blackman uses SEI Investments Distribution ($193M, 88%) and Charles Schwab ($26.4M, 12%) as custodians for its separately managed accounts. Clark Monroe Blackman does not have custody of client assets.
The filed custodian amounts total more than regulatory assets under management. Each amount is shown as filed.
- SEI Investments DistributionSEI Investments Distribution Co. · Oaks, PA · $193M88%
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $26.4M12%
At year end, Clark Monroe Blackman’s separately managed accounts were mostly in funds (59%) and stocks (32%).
What the accounts hold
- Stocks32%
- Funds59%
- Registered funds58%
- Pooled vehicles1%
- Bonds9%
- State and local bonds5%
- U.S. government and agency bonds2%
- Investment grade corporate bonds2%
How many clients does Clark Monroe Blackman have?
Clark Monroe Blackman has 36 clients and manages $220 million for them, as of April 2026. They include 33 high-net-worth individuals and 3 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 April 2026
What services does Clark Monroe Blackman offer?
Clark Monroe Blackman provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Clark Monroe Blackman charge?
Clark Monroe Blackman charges 0.15%–1.00% a year for its Investment Advisory Consulting Services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $5,000,000.
Source: FORM ADV PART 2A AND 2B (BROCHURE SUPPLEMENT), filed 23 April 2026
Which custodians does Clark Monroe Blackman use?
Clark Monroe Blackman’s separately managed account assets are held at SEI Investments Distribution Co. (Oaks, PA), with $193M and Charles Schwab & Co., Inc. (San Francisco, CA), with $26.4M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 April 2026
How many financial advisors does Clark Monroe Blackman have?
Clark Monroe Blackman has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Clark Monroe Blackman invest in?
At the end of its last fiscal year, Clark Monroe Blackman’s separately managed accounts held 58% registered funds (mutual funds, ETFs, BDCs), 32% exchange-traded equities, 5% state and local bonds, 2% U.S. government and agency bonds, 2% investment grade corporate bonds and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Clark Monroe Blackman have a minimum investment?
Yes, Clark Monroe Blackman’s minimum account size for its Investment Advisory Consulting Services is $5M.
Source: FORM ADV PART 2A AND 2B (BROCHURE SUPPLEMENT), filed 23 April 2026
Who owns Clark Monroe Blackman?
Clark Monroe Blackman’s direct owner is Clark Blackman (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 23 April 2026
How does Clark Monroe Blackman get paid?
Clark Monroe Blackman is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Clark Monroe Blackman?
Its phone number is 281-758-5252. Its website is alphawealthstrategies.com.