Clark & Stuart provides portfolio management for individuals and small businesses.
Clark & Stuart reports 180 clients. They include 178 high-net-worth individuals and 2 charitable organizations. Of its assets, 100.0% ($196M across 180 accounts) are managed with discretion. It advised 180 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 99% | 97% |
| Charitable organizations | 1% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 178 | $190M | 97.0% | $1.07M |
| Charitable organizations | Fewer than 5 | $5.86M | 3.0% | $2.93M |
| Total | 180 | $196M | 100% | — |
- Clients
- 178
- Regulatory AUM
- $190M
- AUM share
- 97.0%
- Avg. per client
- $1.07M
- Clients
- Fewer than 5
- Regulatory AUM
- $5.86M
- AUM share
- 3.0%
- Avg. per client
- $2.93M
Total
- Clients
- 180
- Regulatory AUM
- $196M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 180
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Clark & Stuart is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Charles Clark owns 50% to 75% of Clark & Stuart. The leadership team of Clark & Stuart includes Chief Compliance Officer Charles Clark. It has 4 employees.
Staff
- 4 employees
- 4 in advisory functions
- 3 state-registered reps
- Owns 50% to 75% of Clark & Stuart Inc
Charles Clark
Control person · since February 1994
- Owns 50% to 75% of Clark & Stuart Inc
Michael Stuart
Control person · since February 1994
Clark & Stuart’s regulatory assets grew from $139M (July 2021) to $196M (March 2026); clients were 180 in both filings and employees rose from 2 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $196M | 180 | 4 | 2 |
| Mar 2025March 2025 | $168M | 170 | 3 | 2 |
| Apr 2024April 2024 | $170M | 172 | 2 | 2 |
| Mar 2023March 2023 | $170M | 178 | 2 | 2 |
| Mar 2022March 2022 | $159M | 174 | 2 | 2 |
| Jul 2021July 2021 | $139M | 186 | 2 | 2 |
Besides its headquarters, Clark & Stuart has 1 office, with 2 listed addresses across 2 states.
Maine · 1 listed address
- 1945 Congress Street Building A, PortlandHQ
Massachusetts · 1 listed address
- 203 Willow Sreet, South Hamilton
Contact and registration details
- Legal name
- Clark & Stuart Inc
- Headquarters
- 1945 Congress Street Building A, Portland, ME 04102
- Website
- clarkandstuart.com
- Phone
- 207-775-1140
- SEC file
- 801-113250
- Structure
- Maine corporation
- Fiscal year end
- December
Clark & Stuart’s named custodian for separately managed accounts is Charles Schwab ($196M). Clark & Stuart does not have custody of client assets.
The filed custodian amounts total more than regulatory assets under management. Each amount is shown as filed.
- Charles SchwabCharles Schwab & Co., Inc. · Orlando, FL · $196M100%
At year end, Clark & Stuart’s separately managed accounts were mostly in stocks (95%). Its reported 13F holdings for the quarter ended 30 June 2026 total $159M across 57 positions; the largest are Merck & CO Inc. (8.3%), Johnson & Johnson (7.5%) and New York Times CO Mtn BE (6.0%).
What the accounts hold
- Stocks95%
- Cash5%
How many clients does Clark & Stuart have?
Clark & Stuart has 180 clients and manages $196 million for them, as of March 2026. They include 178 high-net-worth individuals and 2 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 March 2026
What services does Clark & Stuart offer?
Clark & Stuart provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Clark & Stuart use?
Clark & Stuart’s separately managed account assets are held at Charles Schwab & Co., Inc. (Orlando, FL), with $196M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 March 2026
How many financial advisors does Clark & Stuart have?
Clark & Stuart has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Clark & Stuart invest in?
At the end of its last fiscal year, Clark & Stuart’s separately managed accounts held 95% exchange-traded equities and 5% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Clark & Stuart?
Clark & Stuart’s direct owners are Charles Clark (50% to 75%) and Michael Stuart (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 16 March 2026
How does Clark & Stuart get paid?
Clark & Stuart is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Clark & Stuart?
Clark & Stuart’s main office is at 1945 Congress Street Building A, Portland, ME 04102. Its phone number is 207-775-1140. Its website is clarkandstuart.com.