Katherine Dick has been an investment adviser representative at Clark & Stuart since May 2025, and is not listed among the firm’s executive officers or direct owners.
Clark & Stuart Inc is a Portland, ME firm with $196M under management, 180 clients and 4 advisers across 2 offices, as of its March 2026 filing.
- Clark & Stuart IncCurrent– present · 1 yearSouth Hamilton, MA · Adviser representative · Firm CRD 107991
Investment adviser representative registrations
Katherine Dick is registered as an investment adviser representative in 6 states, as a resident of Texas. The first approvals date from May 2025; the most recent is Florida, in July 2025.
- ConnecticutSince 2 July 2025
- FloridaSince 29 July 2025
- MaineSince 2 July 2025
- MassachusettsSince 25 July 2025
- New HampshireSince 2 July 2025
- TexasResidentSince 19 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 July 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Katherine L Dick
- CRD
- 8037654
- Firm
- Clark & Stuart · CRD 107991
- Office
- 203 Willow Street, South Hamilton, MA 01982
- Registration
- Investment adviser registration
- In the industry since
- May 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Katherine Dick work?
Katherine Dick is an investment adviser representative registered through Clark & Stuart Inc since May 2025, and is not listed among the firm’s executive officers or direct owners.
Is Katherine Dick a financial advisor?
Yes. Katherine Dick has a current investment-adviser registration in Connecticut, Florida, Maine, Massachusetts, New Hampshire and Texas, through Clark & Stuart since May 2025.
How many years of experience does Katherine Dick have?
Katherine Dick has 1 year in the financial industry, since May 2025, across 1 adviser firm.
What exams has Katherine Dick passed?
Katherine Dick passed the Series 65 in July 2025.
Where is Katherine Dick based?
Katherine Dick’s registered office is in South Hamilton, MA.
Is Katherine Dick registered with FINRA?
No. Katherine Dick has no current broker registration.
How can I verify Katherine Dick’s record?
Search CRD 8037654 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Katherine Dick’s full registration record.