Chung Wu Investment Group provides portfolio management for individuals and small businesses. The firm advises 1 private fund.
Chung Wu Investment Group reports 127 clients. They include 66 high-net-worth individuals, 34 pooled investment vehicles and 27 individual clients. Of its assets, 100.0% ($147M across 215 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 21% | 6% |
| High-net-worth individuals | 52% | 74% |
| Pooled investment vehicles | 27% | 20% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 27 | $8.17M | 5.5% | $303K |
| High-net-worth individuals | 66 | $110M | 74.3% | $1.66M |
| Pooled investment vehicles | 34 | $29.7M | 20.2% | $874K |
| Total | 127 | $147M | 100% | $1.16M |
- Clients
- 27
- Regulatory AUM
- $8.17M
- AUM share
- 5.5%
- Avg. per client
- $303K
- Clients
- 66
- Regulatory AUM
- $110M
- AUM share
- 74.3%
- Avg. per client
- $1.66M
- Clients
- 34
- Regulatory AUM
- $29.7M
- AUM share
- 20.2%
- Avg. per client
- $874K
Total
- Clients
- 127
- Regulatory AUM
- $147M
- AUM share
- 100%
- Avg. per client
- $1.16M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 1
Chung Wu Investment Group charges up to 1.25% a year for its Asset Management. The fee is billed in arrears, is negotiable and requires an account of at least $250,000.
Fee details and sources
Chung Wu owns 75% or more of Chung Wu Investment Group. The leadership team of Chung Wu Investment Group includes Chief Compliance Officer Chung Wu. It has 2 employees.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 insurance agent
- Owns 75% or more of Chung Wu Investment Group, LLC
Chung Wu
Control person · since February 2014
Chung Wu Investment Group’s regulatory assets grew from $110M (April 2024) to $147M (April 2026); clients rose from 93 to 127 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Apr 2026April 2026 | $147M | 127 | 2 | 1 |
| Jan 2025January 2025 | $127M | 121 | 2 | 1 |
| Apr 2024April 2024 | $110M | 93 | 2 | 1 |
Besides its headquarters, Chung Wu Investment Group has 0 offices, with 1 listed address in 1 state.
Texas · 1 listed address
- 1415 Lake Pointe Parkway, Sugar LandHQ
Contact and registration details
- Legal name
- Chung Wu Investment Group, LLC
- Headquarters
- 1415 Lake Pointe Parkway, Sugar Land, TX 77478
- Website
- cw-investmentgroup.com
- Phone
- 281-203-0069
- SEC file
- 801-130266
- Structure
- Texas LLC
- Fiscal year end
- December
Chung Wu Investment Group’s named custodian for separately managed accounts is Raymond James ($147M). Chung Wu Investment Group has custody of client assets.
- Raymond JamesRaymond James & Associates, Inc. · St. Petersburg, FL · $147M100%
At year end, Chung Wu Investment Group’s separately managed accounts were mostly in stocks (80%) and cash (12%). Its reported 13F holdings for the quarter ended 30 June 2026 total $152M across 283 positions; the largest are iShares TR Core S&P500 ETF (7.8%), Micron Technology Incorporated (7.7%) and Neos S&P 500 High Income ETF (5.5%).
What the accounts hold
- Stocks80%
- Funds7%
- Bonds1%
- Cash12%
How many clients does Chung Wu Investment Group have?
Chung Wu Investment Group has 127 clients and manages $147 million for them, as of April 2026. They include 66 high-net-worth individuals, 34 pooled investment vehicles and 27 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 April 2026
What services does Chung Wu Investment Group offer?
Chung Wu Investment Group provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Chung Wu Investment Group charge?
Chung Wu Investment Group charges up to 1.25% a year for its Asset Management. The fee is billed in arrears, is negotiable and requires an account of at least $250,000.
Source: FORM ADV PART 2A - FIRM BROCHURE, filed 10 April 2026
Which custodians does Chung Wu Investment Group use?
Chung Wu Investment Group’s separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $147M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 April 2026
How many financial advisors does Chung Wu Investment Group have?
Chung Wu Investment Group has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Chung Wu Investment Group invest in?
At the end of its last fiscal year, Chung Wu Investment Group’s separately managed accounts held 80% exchange-traded equities, 12% cash and equivalents, 7% registered funds (mutual funds, ETFs, BDCs) and 1% state and local bonds. It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Chung Wu Investment Group have a minimum investment?
Yes, Chung Wu Investment Group’s minimum account size for its Asset Management is $250K.
Source: FORM ADV PART 2A - FIRM BROCHURE, filed 10 April 2026
Who owns Chung Wu Investment Group?
Chung Wu Investment Group’s direct owner is Chung Wu (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 April 2026
How does Chung Wu Investment Group get paid?
Chung Wu Investment Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Chung Wu Investment Group?
Chung Wu Investment Group’s main office is at 1415 Lake Pointe Parkway, Sugar Land, TX 77478. Its phone number is 281-203-0069. Its website is cw-investmentgroup.com.