CBG & Company provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 51–100 clients last fiscal year.
CBG & Company reports 211 clients. They include 114 high-net-worth individuals, 50 pension and profit-sharing plans, and 47 individual clients. Of its assets, 100.0% ($271M across 525 accounts) are managed with discretion. It advised 31 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 22% | 5% |
| High-net-worth individuals | 54% | 72% |
| Pension and profit-sharing plans | 24% | 23% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 47 | $13.4M | 5.0% | $286K |
| High-net-worth individuals | 114 | $195M | 72.1% | $1.71M |
| Pension and profit-sharing plans | 50 | $62.1M | 22.9% | $1.24M |
| Total | 211 | $271M | 100% | $1.28M |
- Clients
- 47
- Regulatory AUM
- $13.4M
- AUM share
- 5.0%
- Avg. per client
- $286K
- Clients
- 114
- Regulatory AUM
- $195M
- AUM share
- 72.1%
- Avg. per client
- $1.71M
- Clients
- 50
- Regulatory AUM
- $62.1M
- AUM share
- 22.9%
- Avg. per client
- $1.24M
Total
- Clients
- 211
- Regulatory AUM
- $271M
- AUM share
- 100%
- Avg. per client
- $1.28M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 31
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
CBG & Company charges 0.90%–1.25% a year for its Portfolio management services. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning services
- Financial planning is billed at an hourly fee of $200 to $300, or as a fixed fee of $2,000 to $8,000; negotiable.
Roy Bodinus owns 25% to 50% of CBG & Company. The leadership team of CBG & Company includes Chief Compliance Officer Roy Bodinus. It has 9 employees, 3 of them in advisory roles.
Leadership
- Roy BodinusPrincipal, Chief Compliance Officer
- Nicholas CatlinPrincipal
- Daniel GarwoodPrincipal
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Roy Craig Bodinus
- Nicholas David Catlin
- Daniel Eugene Garwood
Staff
- 9 employees
- 3 in advisory functions
- 3 state-registered reps
- 1 insurance agent
- Owns 25% to 50% of CBG & Company, Inc.
Roy Bodinus
Control person · since December 2008
- Owns 25% to 50% of CBG & Company, Inc.
Daniel Garwood
Control person · since December 2008
- Owns 25% to 50% of CBG & Company, Inc.
Nicholas Catlin
Control person · since January 2014
CBG & Company’s regulatory assets grew 1.6× from $167M (March 2021) to $271M (March 2026); clients fell from 223 to 211 and employees rose from 8 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $271M | 211 | 9 | 2 |
| March 2025 | $252M | 216 | 9 | 2 |
| March 2024 | $220M | 205 | 9 | 2 |
| March 2023 | $196M | 220 | 10 | 2 |
| May 2022 | $193M | 231 | 10 | 2 |
| March 2021 | $167M | 223 | 8 | 1 |
Besides its headquarters, CBG & Company has 1 office (1 private residence, listed without an address), with 1 listed address in Indiana.
Indiana · 1 listed address
- 14074 Trade Center Drive, Suite 151, FishersHQ
Contact and registration details
- Legal name
- CBG & Company, Inc.
- Headquarters
- 14074 Trade Center Drive, Suite 151, Fishers, IN 46038
- Website
- cbgfinancialplanning.com
- Phone
- 317-257-7400
- SEC file
- 801-112354
- Structure
- Indiana corporation
- Fiscal year end
- December
CBG & Company uses Charles Schwab ($214M, 79%) and Morgan Stanley ($56.3M, 21%) as custodians for its separately managed accounts. CBG & Company does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $214M79%
- Morgan StanleyMorgan Stanley & Co. LLC · New York, NY · $56.3M21%
At year end, CBG & Company’s separately managed accounts were mostly in funds (72%) and bonds (20%).
What the accounts hold
- Stocks2%
- Funds72%
- Bonds20%
- Investment grade corporate bonds15%
- State and local bonds5%
- Cash6%
How many clients does CBG & Company have?
CBG & Company has 211 clients and manages $271 million for them, as of March 2026. They include 114 high-net-worth individuals, 50 pension and profit-sharing plans, and 47 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026
What services does CBG & Company offer?
CBG & Company provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does CBG & Company charge?
CBG & Company charges 0.90%–1.25% a year for its Portfolio management services. The fee is billed in arrears and is negotiable.
Which custodians does CBG & Company use?
CBG & Company’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $214M and Morgan Stanley & Co. LLC (New York, NY), with $56.3M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026
How many financial advisors does CBG & Company have?
CBG & Company has 3 investment adviser representatives registered with state securities authorities, out of 9 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does CBG & Company invest in?
At the end of its last fiscal year, CBG & Company’s separately managed accounts held 72% registered funds (mutual funds, ETFs, BDCs), 15% investment grade corporate bonds, 6% cash and equivalents, 5% state and local bonds and 2% exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns CBG & Company?
CBG & Company’s direct owners are Roy Bodinus, Daniel Garwood and Nicholas Catlin, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 18 March 2026
How does CBG & Company get paid?
CBG & Company is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is CBG & Company registered with the SEC?
Yes, CBG & Company has been registered with the SEC as an investment adviser since 19 January 2018. Its CRD number is 149225 and its SEC file number is 801-112354.
Source: Form ADV Part 1A, Item 1, filed 18 March 2026; IAPD firm record
How do I contact CBG & Company?
CBG & Company’s main office is at 14074 Trade Center Drive, Suite 151, Fishers, IN 46038. Its phone number is 317-257-7400. Its website is cbgfinancialplanning.com.