{"url":"https://nivawealth.com/firms/cbg-and-company-149225","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/149225","regulatoryAum":270678780,"crd":"149225","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4543804","suffix":null,"lastName":"BODINUS","firstName":"ROY","middleName":"CRAIG"},{"crd":"4341374","suffix":null,"lastName":"CATLIN","firstName":"NICHOLAS","middleName":"DAVID"},{"crd":"2894041","suffix":null,"lastName":"GARWOOD","firstName":"DANIEL","middleName":"EUGENE"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-25","regulatoryAum":167253269,"clients":223,"employees":8,"offices":1},{"filedOn":"2022-05-02","regulatoryAum":192529687,"clients":231,"employees":10,"offices":2},{"filedOn":"2023-03-09","regulatoryAum":195966983,"clients":220,"employees":10,"offices":2},{"filedOn":"2024-03-20","regulatoryAum":219737973,"clients":205,"employees":9,"offices":2},{"filedOn":"2025-03-07","regulatoryAum":252079191,"clients":216,"employees":9,"offices":2},{"filedOn":"2026-03-18","regulatoryAum":270678780,"clients":211,"employees":9,"offices":2}],"secFileNumber":"801-112354","legalName":"CBG & Company, Inc.","displayName":"CBG & Company","slug":"cbg-and-company-149225","website":"https://cbgfinancialplanning.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Indiana corporation","fiscalYearEnd":"December","headquarters":{"street":"14074 Trade Center Drive, Suite 151","city":"Fishers","state":"IN","stateName":"Indiana","country":"United States","postalCode":"46038"},"tradeNames":[],"registration":{"secApproved":"19 January 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1295659.4099378882,"staff":{"employees":9,"advisory":3,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":270678780,"discretionary":270678780,"discretionaryAccounts":525,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":31},"clientTypes":[{"label":"Individuals (other than HNW)","clients":47,"regulatoryAum":13420373},{"label":"High-net-worth individuals","clients":114,"regulatoryAum":195180792},{"label":"Pension and profit-sharing plans","clients":50,"regulatoryAum":62077615}],"feePrograms":[{"role":"main","program":"Portfolio management services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020805","versionId":1020805,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-18","documentName":"2026 CBG ADV 2A","fee_rate_low":0.9,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning services","summary":"Financial planning is billed at an hourly fee of $200 to $300, or as a fixed fee of $2,000 to $8,000; negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020805","versionId":1020805,"submittedOn":"2026-03-18","documentName":"2026 CBG ADV 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:23:33.764215+00:00","documents":[{"name":"2026 CBG ADV 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020805","versionId":1020805,"submittedOn":"2026-03-18"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":214334735},{"name":"Morgan Stanley & Co. LLC","shortName":"Morgan Stanley","location":"New York, NY","smaAssets":56344045}],"custodyNote":"CBG & Company does not have custody of client assets.","leadership":[{"name":"Roy Bodinus","title":"Principal, Chief Compliance Officer","crd":"4543804"},{"name":"Nicholas Catlin","title":"Principal","crd":"4341374"},{"name":"Daniel Garwood","title":"Principal","crd":"2894041"}],"ownership":[{"label":"Roy Bodinus","detail":"Principal, chief compliance officer in the 25% to 50% ownership band and a control person, since December 2008."},{"label":"Daniel Garwood","detail":"Principal in the 25% to 50% ownership band and a control person, since December 2008."},{"label":"Nicholas Catlin","detail":"Principal in the 25% to 50% ownership band and a control person, since January 2014."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Indiana","offices":1,"addresses":[{"street":"14074 Trade Center Drive, Suite 151","city":"Fishers","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"317-257-7400","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"U.S. state and local bonds","percent":5},{"label":"Investment grade corporate bonds","percent":15},{"label":"Securities issued by registered investment companies or business development companies","percent":72},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"18 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/149225/PDF/149225.pdf","brochureDate":"18 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020805","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does CBG & Company have?","answer":"CBG & Company has 211 clients and manages $271 million for them, as of March 2026. They include 114 high-net-worth individuals, 50 pension and profit-sharing plans, and 47 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does CBG & Company offer?","answer":"CBG & Company provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does CBG & Company charge?","answer":"CBG & Company charges 0.90%–1.25% a year for its Portfolio management services. The fee is billed in arrears and is negotiable.","source":"2026 CBG ADV 2A, filed 18 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does CBG & Company use?","answer":"CBG & Company’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $214M and Morgan Stanley & Co. LLC (New York, NY), with $56.3M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does CBG & Company have?","answer":"CBG & Company has 3 investment adviser representatives registered with state securities authorities, out of 9 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does CBG & Company invest in?","answer":"At the end of its last fiscal year, CBG & Company’s separately managed accounts held 72% registered funds (mutual funds, ETFs, BDCs), 15% investment grade corporate bonds, 6% cash and equivalents, 5% state and local bonds and 2% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns CBG & Company?","answer":"CBG & Company’s direct owners are Roy Bodinus, Daniel Garwood and Nicholas Catlin, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does CBG & Company get paid?","answer":"CBG & Company is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is CBG & Company registered with the SEC?","answer":"Yes, CBG & Company has been registered with the SEC as an investment adviser since 19 January 2018. Its CRD number is 149225 and its SEC file number is 801-112354.","source":"Form ADV Part 1A, Item 1, filed 18 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact CBG & Company?","answer":"CBG & Company’s main office is at 14074 Trade Center Drive, Suite 151, Fishers, IN 46038. Its phone number is 317-257-7400. Its website is cbgfinancialplanning.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}