Carey Consulting Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, estate planning, insurance, philanthropic planning, and tax planning.
Carey Consulting Wealth Management reports 102 clients. They include 52 individual clients, 46 high-net-worth individuals, and 4 pension and profit-sharing plans. Of its assets, 96.6% ($215M across 280 accounts) are managed with discretion; $7.52M across 3 accounts are not. A wrap fee program the firm both sponsors and manages holds $176M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 51% | 9% |
| High-net-worth individuals | 45% | 88% |
| Pension and profit-sharing plans | 4% | 4% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 52 | $19.4M | 8.7% | $372K |
| High-net-worth individuals | 46 | $195M | 87.6% | $4.24M |
| Pension and profit-sharing plans | Fewer than 5 | $8.26M | 3.7% | $2.06M |
| Total | 102 | $223M | 100% | — |
- Clients
- 52
- Regulatory AUM
- $19.4M
- AUM share
- 8.7%
- Avg. per client
- $372K
- Clients
- 46
- Regulatory AUM
- $195M
- AUM share
- 87.6%
- Avg. per client
- $4.24M
- Clients
- Fewer than 5
- Regulatory AUM
- $8.26M
- AUM share
- 3.7%
- Avg. per client
- $2.06M
Total
- Clients
- 102
- Regulatory AUM
- $223M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Carey Consulting Wealth Management charges up to 1.25% a year for its Comprehensive Portfolio Management. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning and consulting is billed hourly, not to exceed $350 an hour, or as a flat fee generally from $1,500 to $10,000.
- Pension Consulting
- Pension consulting is billed as a percentage of plan assets under management, not to exceed 1.00% of plan assets.
Jamie Carey owns 75% or more of Carey Consulting Wealth Management. The leadership team of Carey Consulting Wealth Management includes President Jamie Carey. It has 3 employees, 2 of them in advisory roles.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 insurance agent
- Owns 75% or more of Carey Consulting Wealth Management, Inc.
Jamie Carey
Control person · since March 2015
Carey Consulting Wealth Management’s regulatory assets grew 1.9× from $119M (March 2022) to $223M (February 2026); clients rose from 93 to 102 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $223M | 102 | 3 | 1 |
| Feb 2025February 2025 | $155M | 93 | 2 | 1 |
| Mar 2024March 2024 | $132M | 91 | 2 | 1 |
| Mar 2023March 2023 | $101M | 92 | 3 | 1 |
| Mar 2022March 2022 | $119M | 93 | 3 | 1 |
Besides its headquarters, Carey Consulting Wealth Management has 0 offices, with 1 listed address in 1 state.
California · 1 listed address
- 2819 Crow Canyon Road, Suite 101, San RamonHQ
Other business names
Carey Consulting Wealth Management has reported 1 other business name to the SEC.
- Carey Wealth Management
Contact and registration details
- Legal name
- Carey Consulting Wealth Management, Inc.
- Headquarters
- 2819 Crow Canyon Road, Suite 101, San Ramon, CA 94583
- Phone
- 925-406-4186
- SEC file
- 801-123607
- Founded
- 2007
- Structure
- California corporation
- Fiscal year end
- December
Carey Consulting Wealth Management’s named custodian for separately managed accounts is Charles Schwab ($215M). Carey Consulting Wealth Management has custody of $109M for 38 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $215M100%
At year end, Carey Consulting Wealth Management’s separately managed accounts were mostly in funds (54%) and stocks (34%).
What the accounts hold
- Stocks34%
- Funds54%
- Bonds8%
- U.S. government and agency bonds7%
- State and local bonds1%
- Cash4%
How many clients does Carey Consulting Wealth Management have?
Carey Consulting Wealth Management has 102 clients and manages $223 million for them, as of February 2026. They include 52 individual clients, 46 high-net-worth individuals, and 4 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 February 2026
What services does Carey Consulting Wealth Management offer?
Carey Consulting Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, estate planning, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Carey Consulting Wealth Management charge?
Carey Consulting Wealth Management charges up to 1.25% a year for its Comprehensive Portfolio Management. The fee is billed in advance and is negotiable.
Which custodians does Carey Consulting Wealth Management use?
Carey Consulting Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $215M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 February 2026
How many financial advisors does Carey Consulting Wealth Management have?
Carey Consulting Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Carey Consulting Wealth Management invest in?
At the end of its last fiscal year, Carey Consulting Wealth Management’s separately managed accounts held 54% registered funds (mutual funds, ETFs, BDCs), 34% exchange-traded equities, 7% U.S. government and agency bonds, 4% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Carey Consulting Wealth Management?
Carey Consulting Wealth Management’s direct owner is Jamie Carey (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 February 2026
How does Carey Consulting Wealth Management get paid?
Carey Consulting Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Carey Consulting Wealth Management?
Carey Consulting Wealth Management’s main office is at 2819 Crow Canyon Road, Suite 101, San Ramon, CA 94583. Its phone number is 925-406-4186. Its website is careyconsultingwealthmanagement.com.
