{"url":"https://nivawealth.com/firms/carey-consulting-wealth-management-173885","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/173885","regulatoryAum":222818000,"crd":"173885","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8126940","suffix":null,"lastName":"CAREY","firstName":"GRANT","middleName":"CHRISTOPHER"},{"crd":"2638736","suffix":null,"lastName":"CAREY","firstName":"JAMIE","middleName":"CHRISTOPHER"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-03","regulatoryAum":119400000,"clients":93,"employees":3,"offices":1},{"filedOn":"2023-03-15","regulatoryAum":101000000,"clients":92,"employees":3,"offices":1},{"filedOn":"2024-03-13","regulatoryAum":131651000,"clients":91,"employees":2,"offices":1},{"filedOn":"2025-02-05","regulatoryAum":154990000,"clients":93,"employees":2,"offices":1},{"filedOn":"2026-02-10","regulatoryAum":222818000,"clients":102,"employees":3,"offices":1}],"secFileNumber":"801-123607","legalName":"Carey Consulting Wealth Management, Inc.","displayName":"Carey Consulting Wealth Management","slug":"carey-consulting-wealth-management-173885","website":"https://careyconsultingwealthmanagement.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2007","organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"2819 Crow Canyon Road, Suite 101","city":"San Ramon","state":"CA","stateName":"California","country":"United States","postalCode":"94583"},"tradeNames":["Carey Wealth Management"],"registration":{"secApproved":"4 April 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2189408.163265306,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":222818000,"discretionary":215303000,"discretionaryAccounts":280,"nonDiscretionary":7515000,"nonDiscretionaryAccounts":3,"wrapProgram":176327000,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":52,"regulatoryAum":19358000},{"label":"High-net-worth individuals","clients":46,"regulatoryAum":195204000},{"label":"Pension and profit-sharing plans","clients":4,"fewerThan5":true,"regulatoryAum":8256000}],"feePrograms":[{"role":"main","program":"Comprehensive Portfolio Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007952","versionId":1007952,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-02-10","documentName":"FORM ADV 2A FIRM BROCHURE","fee_rate_low":null,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Financial planning and consulting is billed hourly, not to exceed $350 an hour, or as a flat fee generally from $1,500 to $10,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007952","versionId":1007952,"submittedOn":"2026-02-10","documentName":"FORM ADV 2A FIRM BROCHURE"},{"role":"other","program":"Pension Consulting","summary":"Pension consulting is billed as a percentage of plan assets under management, not to exceed 1.00% of plan assets.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007952","versionId":1007952,"submittedOn":"2026-02-10","documentName":"FORM ADV 2A FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:04:18.711047+00:00","documents":[{"name":"FORM ADV 2A FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007952","versionId":1007952,"submittedOn":"2026-02-10"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007951","versionId":1007951,"submittedOn":null}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":215303000}],"custodyNote":"Carey Consulting Wealth Management has custody of $109M for 38 clients.","otherCustodians":[],"leadership":[{"name":"Jamie Carey","title":"President & Chief Compliance Officer","crd":"2638736"}],"ownership":[{"label":"Jamie Carey","detail":"President & chief compliance officer in the 75% or more ownership band and a control person, since March 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2819 Crow Canyon Road, Suite 101","city":"San Ramon","headquarters":true}]}],"brochureServices":["education planning","estate planning","insurance","philanthropic planning","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"925-406-4186","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":34},{"label":"U.S. government/agency bonds","percent":7},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":54},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"10 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/173885/PDF/173885.pdf","brochureDate":"10 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007952","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Carey Consulting Wealth Management have?","answer":"Carey Consulting Wealth Management has 102 clients and manages $223 million for them, as of February 2026. They include 52 individual clients, 46 high-net-worth individuals, and 4 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Carey Consulting Wealth Management offer?","answer":"Carey Consulting Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, estate planning, insurance, philanthropic planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Carey Consulting Wealth Management charge?","answer":"Carey Consulting Wealth Management charges up to 1.25% a year for its Comprehensive Portfolio Management. The fee is billed in advance and is negotiable.","source":"FORM ADV 2A FIRM BROCHURE, filed 10 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Carey Consulting Wealth Management use?","answer":"Carey Consulting Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $215M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Carey Consulting Wealth Management have?","answer":"Carey Consulting Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Carey Consulting Wealth Management invest in?","answer":"At the end of its last fiscal year, Carey Consulting Wealth Management’s separately managed accounts held 54% registered funds (mutual funds, ETFs, BDCs), 34% exchange-traded equities, 7% U.S. government and agency bonds, 4% cash and equivalents and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Carey Consulting Wealth Management?","answer":"Carey Consulting Wealth Management’s direct owner is Jamie Carey (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Carey Consulting Wealth Management get paid?","answer":"Carey Consulting Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Carey Consulting Wealth Management?","answer":"Carey Consulting Wealth Management’s main office is at 2819 Crow Canyon Road, Suite 101, San Ramon, CA 94583. Its phone number is 925-406-4186. Its website is careyconsultingwealthmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}